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Clinical Trial Details — Status: Completed

Administrative data

NCT number NCT04109066
Other study ID # CA209-7FL
Secondary ID
Status Completed
Phase Phase 3
First received
Last updated
Start date November 20, 2019
Est. completion date December 27, 2023

Study information

Verified date February 2024
Source Bristol-Myers Squibb
Contact n/a
Is FDA regulated No
Health authority
Study type Interventional

Clinical Trial Summary

A randomized multi-arm study evaluating the efficacy and safety of nivolumab versus placebo in combination with neoadjuvant (pre-surgery) chemotherapy and adjuvant (post-surgery) endocrine therapy in participants with high-risk, estrogen receptor-positive, human epidermal growth factor receptor 2-negative (ER+, HER2-) early stage breast cancer.


Recruitment information / eligibility

Status Completed
Enrollment 521
Est. completion date December 27, 2023
Est. primary completion date January 16, 2023
Accepts healthy volunteers No
Gender All
Age group 18 Years and older
Eligibility Inclusion Criteria: - Localized invasive breast ductal carcinoma, confirmed by the local pathologist, that includes the following combined primary tumor and clinical node (cN) categories: T1c (tumor size = 2 cm)-T2 (tumor size > 2 cm), cN1-N2 OR T3-T4, cN0-cN2. Note: Axillary lymph node status must be assessed by fine needle biopsy or core biopsy. - Estrogen receptor-positive (ER+) breast cancer (BC) and with or without progesterone receptor (PgR) expression (determined on the most recently analyzed tissue sample, tested locally, and confirmed by the central laboratory), as defined in the relevant American Society of Clinical Oncology (ASCO)- College of American Pathologists (CAP) Guidelines. - Human epidermal growth factor receptor 2 (HER2-) BC tested in the local laboratory, defined as a negative in situ hybridization test or an immunohistochemistry (IHC) status of 0, 1+, or 2+. - Tumor Grade 3 of ductal histology, Or Tumor Grade 2 of ductal histology having an ER expression level percentage between 1-10% - Must agree to provide primary breast tumor tissue at baseline and at surgery - Must be deemed eligible for surgery - Males and females must agree to follow specific methods of contraception, if applicable, while participating in the trial - Must have an Eastern Cooperative Oncology Group (ECOG) scale performance status of 0 or 1 Exclusion Criteria: - Breastfeeding, pregnant, or expecting to conceive or father children within the projected duration of the study, starting with the screening through 12 months for participants who receive cyclophosphamide, or 6 months for participants who do not receive cyclophosphamide, after the last dose of study treatment - Prior treatment with chemotherapy, endocrine therapy (ET), targeted therapy, and/or radiation therapy for the currently diagnosed breast cancer prior to enrollment - Prior treatment with an anti-PD-1, anti-PD-L1, anti-PD-L2, or anti-CTLA-4 antibody, or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways - Significant cardiovascular disease such as left ventricular ejection fraction (LVEF) < 50% at baseline as assessed by echocardiography (ECHO) or multigated acquisition (MUGA) scan performed at screening, or Class III or IV myocardial disease as described by the New York Heart Association - History of ipsilateral invasive BC, regardless of treatment, ipsilateral ductal carcinoma in situ treated with radiation, or contralateral invasive BC, at any time - Definitive clinical or radiologic evidence of metastatic disease - Multicentric BC (the presence of > 1 tumor in different quadrants of the breast) - Bilateral invasive BC Other protocol-defined inclusion/exclusion criteria apply

Study Design


Related Conditions & MeSH terms


Intervention

Biological:
nivolumab
Specified Dose on Specified days
Drug:
paclitaxel (PTX)
Specified dose on Specified days
Other:
nivolumab placebo
Specified dose on Specified days
Drug:
anthracycline
Specified dose on Specified days
cyclophosphamide
Specified dose on Specified days
Endocrine Therapy
Variable endocrine therapy of investigators choice
Procedure:
Surgery
Surgery for breast cancer

Locations

Country Name City State
Argentina Local Institution - 0020 Buenos Aires Ciudad Autónoma De Buenos Aires
Argentina Local Institution - 0011 Caba Distrito Federal
Argentina Local Institution - 0008 Capital Federal Distrito Federal
Argentina Local Institution - 0012 Ciudad Autonoma Beunos Aires Buenos Aires
Argentina Local Institution - 0013 Ciudad Autonoma de Buenos Aires Distrito Federal
Argentina Local Institution - 0021 Cordoba
Argentina Local Institution - 0294 Córdoba Cordoba
Argentina Local Institution - 0015 La Plata Buenos Aires
Argentina Local Institution La Rioja
Argentina Local Institution - 0303 Río Cuarto Cordoba
Argentina Local Institution - 0014 Rosario Santa Fe Santa FE
Argentina Local Institution Viedma
Australia Local Institution - 0066 Clayton Victoria
Australia Local Institution - 0142 Clayton Victoria
Australia Local Institution - 0067 Elizabeth Vale South Australia
Australia Local Institution - 0072 Herston Queensland
Australia Local Institution - 0070 Melbourne Victoria
Australia Local Institution - 0068 North Ballarat Victoria
Australia Local Institution - 0071 North Sydney New South Wales
Australia Local Institution - 0069 Port Macquarie New South Wales
Austria Local Institution - 0045 Graz
Austria Local Institution - 0042 Innsbruck
Austria Local Institution - 0048 Salzburg
Austria Local Institution - 0046 Wien
Austria Local Institution - 0047 Wien
Belgium Local Institution - 0187 Brussels
Belgium Local Institution - 0030 Charleroi
Belgium Local Institution - 0037 Edegem
Belgium Local Institution - 0032 Gent
Belgium Local Institution - 0031 Liege
Brazil Local Institution - 0134 Barretos SAO Paulo
Brazil Local Institution - 0133 Belo Horizonte Minas Gerais
Brazil Local Institution - 0225 Brasilia Distrito Federal
Brazil Local Institution - 0130 Fortaleza Ceara
Brazil Local Institution - 0287 Goiânia Goias
Brazil Local Institution - 0132 Ijui RIO Grande DO SUL
Brazil Local Institution - 0131 Porto Alegre Rio Grande Do Sul
Brazil Local Institution - 0135 Porto Alegre RIO Grande DO SUL
Brazil Local Institution - 0288 Porto Alegre RIO Grande DO SUL
Brazil Local Institution - 0129 Rio de Janeiro
Brazil Local Institution - 0273 Santa Cruz do Sul Rio Grande Do Sul
Brazil Local Institution - 0128 Santo André São Paulo
Brazil Local Institution - 0104 São Paulo
Brazil Local Institution - 0144 São Paulo
Brazil Local Institution - 0272 São Paulo SAO Paulo
Canada Local Institution - 0194 Montreal Quebec
Canada Local Institution - 0095 Montréal Quebec
Canada Local Institution - 0058 Sherbrooke Quebec
Chile Local Institution - 0326 Antofagasta
Chile Local Institution - 0197 La Serena Coquimbo
Chile Local Institution - 0318 Santiago Metropolitana
Chile Local Institution - 0016 Santiago de Chile Metropolitana
Chile Local Institution - 0019 Santiago Region Metropolitana Metropolitana
Chile Local Institution - 0018 Vina del Mar Valparaiso
China Local Institution Beijing Beijing
China Local Institution - 0215 Beijing Beijing
China Local Institution - 0235 Bengbu Anhui
China Local Institution - 0247 Changchun Jilin
China Local Institution - 0255 Changchun Jilin
China Local Institution - 0244 Chengdu Sichuan
China Local Institution - 0232 Chongqing Chongqing
China Local Institution - 0319 Chongqing Chongqing
China Local Institution Guangzhou Guangdong
China Local Institution - 0241 Guangzhou Guangdong
China Local Institution - 0267 Guangzhou Guangdong
China Local Institution - 0231 Hangzhou Zhejiang
China Local Institution - 0237 Hangzhou Zhejiang
China Local Institution - 0238 Hangzhou Zhejiang
China Local Institution - 0248 Harbin Heilongjiang
China Local Institution - 0239 Hefei Anhui
China Local Institution - 0245 Jinan Shandong
China Local Institution - 0256 Qingdao Shandong
China Local Institution - 0127 Shanghai Shanghai
China Local Institution - 0252 Shenyang Liaoning
China Local Institution - 0240 Shjiazhuang Hebei
China Local Institution - 0254 Tianjin Tianjin
China Local Institution - 0311 Urumqi Xinjiang
China Local Institution - 0250 Wuhan Hebei
China Local Institution - 0263 Xian Shan3xi
China Local Institution - 0214 YanTai Shandong
China Local Institution Zhengzhou Henan
China Local Institution - 0312 Zunyi Guizhou
Colombia Local Institution - 0261 Barranquilla Atlántico
Colombia Local Institution - 0094 Bogotá Distrito Capital De Bogotá
Colombia Local Institution - 0093 Cali
Colombia Local Institution - 0203 Colombia Bogota
Colombia Local Institution - 0113 Montería Córdoba
Colombia Local Institution - 0271 Pereira
Colombia Local Institution - 0098 Piedecuesta Santander
Colombia Local Institution - 0202 Rionegro
Czechia Local Institution - 0100 Hradec Kralove
Czechia Local Institution - 0103 Novy Jicin
Czechia Local Institution - 0101 Olomouc
Czechia Local Institution - 0099 Praha 10
Denmark Local Institution - 0167 Aarhus N
Denmark Local Institution - 0165 Herlev
Denmark Local Institution - 0164 Kobenhavn O
Denmark Local Institution - 0166 Naestved
Finland Local Institution - 0001 Helsinki
Finland Local Institution - 0160 Tampere
France Local Institution - 0004 Besancon
France Local Institution - 0024 Brest
France Local Institution - 0162 Clermont-Ferrand
France Local Institution - 0216 Le Mans Sarthe
France Local Institution - 0153 Lyon
France Local Institution - 0152 Montpellier
France Local Institution - 0161 Paris
France Local Institution - 0195 Plerin
France Local Institution - 0002 Saint Herblain
France Local Institution - 0258 Strasbourg
France Local Institution - 0228 Toulon Cedex
France Local Institution - 0003 Villejuif
Germany Local Institution - 0083 Berlin
Germany Local Institution - 0112 Dresden
Germany Local Institution - 0081 Essen
Germany Local Institution - 0158 Frankfurt
Germany Local Institution - 0223 Hamburg
Germany Local Institution - 0087 Heidelberg
Germany Local Institution - 0089 Homburg
Germany Local Institution - 0080 Köln
Germany Local Institution - 0196 Leipzig
Germany Local Institution - 0111 Moenchengladbach
Germany Local Institution - 0084 München Bayern
Germany Local Institution - 0156 Rostock
Germany Local Institution - 0079 Saarbruecken Saarland
Germany Local Institution - 0157 Velbert
Germany Local Institution - 0105 Würzburg
Hong Kong Local Institution - 0115 Hong Kong
Ireland Local Institution - 0035 Beaumont
Ireland Local Institution - 0036 Cork
Ireland Local Institution - 0034 Dublin 8 Dublin
Italy Local Institution - 0191 Catanzaro
Italy Local Institution - 0207 Milano
Italy Azienda Ospedaliero Universitaria Federico II di Napoli Napoli
Italy Istituto Nazionale Tumori Fondazione Pascale Napoli
Italy Istituto Oncologico Veneto IOV Padova
Italy Fondazione Irccs - Policlinico San Matteo Pavia
Italy Policlinico Universitario Campus Biomedico Di Roma Roma
Italy Local Institution - 0125 Rozzano (MI)
Korea, Republic of Local Institution - 0325 Seongnam
Korea, Republic of Local Institution - 0290 Seoul
Korea, Republic of Local Institution - 0291 Seoul
Korea, Republic of Local Institution - 0295 Seoul
Korea, Republic of Local Institution - 0320 Seoul
Mexico Local Institution - 0280 Campeche
Mexico Local Institution - 0091 Chihuahua
Mexico Local Institution - 0145 Colima
Mexico Local Institution - 0212 Merida Yucatán
Mexico Local Institution - 0154 Mexico City Distrito Federal
Mexico Local Institution - 0168 Mexico City Distrito Federal
Mexico Local Institution - 0137 Monterrey Nuevo LEON
Mexico Local Institution - 0141 Oaxaca
Mexico Local Institution - 0262 Tijuana BAJA California
Mexico Local Institution - 0330 Zapopan Jalisco
Netherlands Local Institution - 0033 Amsterdam
Netherlands Local Institution - 0177 Breda
Netherlands Local Institution - 0199 Deventer
Netherlands Local Institution - 0147 Utrecht
Poland Local Institution - 0335 Bydgoszcz
Poland Local Institution - 0334 Gliwice Slaskie
Poland Local Institution - 0061 Koszalin
Poland Local Institution - 0059 Krakow
Poland Local Institution - 0063 Lodz
Poland Local Institution - 0062 Opole
Poland Local Institution - 0060 Warszawa
Portugal Local Institution - 0210 Lisboa
Portugal Local Institution - 0211 Lisboa
Portugal Local Institution - 0209 Porto
Puerto Rico Local Institution - 0110 Ponce
Romania Local Institution - 0029 Bucharest
Romania Local Institution - 0270 Bucharest
Romania Local Institution - 0025 Bucuresti
Romania Local Institution - 0028 Craiova
Romania Local Institution - 0027 Floresti
Romania Local Institution - 0026 Suceava
Russian Federation Local Institution Krasnodar
Russian Federation Local Institution Moscow
Russian Federation Local Institution - 0119 Moscow
Russian Federation Local Institution - 0285 Moskva
Russian Federation Local Institution Ryazan
Russian Federation Local Institution - 0284 Saint Petersburg
Russian Federation Local Institution - 0306 Sankt-Peterburg
Russian Federation Local Institution Sochi
Singapore Local Institution - 0076 Singapore
Singapore Local Institution - 0077 Singapore
Singapore Local Institution - 0078 Singapore
Spain Local Institution - 0171 Barcelona
Spain Local Institution - 0172 Barcelona
Spain Local Institution - 0205 Elche Alicante
Spain Local Institution - 0173 Madrid
Spain Local Institution - 0176 Madrid
Spain Local Institution - 0169 Malaga
Spain Local Institution - 0204 Pamplona
Spain Local Institution - 0174 Santiago de Compostela
Spain Local Institution - 0170 Sevilla
Spain Local Institution - 0175 Valencia
Switzerland Local Institution - 0184 Basel
Switzerland Local Institution - 0186 Lausanne
Switzerland Local Institution - 0185 Thun
Taiwan Local Institution - 0301 Kaohsiung
Taiwan Local Institution - 0298 Tainan
Taiwan Local Institution - 0300 Tainan City
Taiwan Local Institution - 0297 Taipei
Taiwan Local Institution - 0305 Taipei
Turkey Local Institution - 0073 Adana
Turkey Local Institution - 0257 Ankara
Turkey Local Institution - 0075 Antalya
Turkey Local Institution - 0074 Istanbul
United Kingdom Local Institution - 0005 London
United Kingdom Local Institution - 0006 Withington Manchester
United States Local Institution - 0181 Albuquerque New Mexico
United States Local Institution - 0054 Athens Georgia
United States Local Institution - 0107 Atlanta Georgia
United States Local Institution - 0146 Bethesda Maryland
United States Local Institution - 0041 Bronx New York
United States Local Institution - 0283 Charlotte North Carolina
United States Local Institution - 0221 Chicago Illinois
United States Local Institution - 0053 Cleveland Ohio
United States Local Institution - 0056 Columbus Georgia
United States Duke Cancer Institute Durham North Carolina
United States Local Institution - 0224 Fairfax Virginia
United States Local Institution - 0109 Florham Park New Jersey
United States Local Institution - 0227 Fort Wayne Indiana
United States Local Institution - 0121 Fort Worth Texas
United States Local Institution - 0122 Fredericksburg Virginia
United States Local Institution - 0052 Greenbrae California
United States Local Institution - 0050 Hackensack New Jersey
United States Local Institution - 0150 Jacksonville Florida
United States HCA Midwest Division Kansas City Missouri
United States Local Institution - 0097 Miami Florida
United States Local Institution - 0136 Mobile Alabama
United States Local Institution - 0218 Nashville Tennessee
United States Local Institution - 0180 New Brunswick New Jersey
United States Local Institution - 0149 Pensacola Florida
United States Virginia Cancer Institute Richmond Virginia
United States Local Institution - 0274 Seattle Washington
United States Local Institution - 0182 Stamford Connecticut
United States Local Institution - 0120 Tallahassee Florida
United States Local Institution - 0222 Topsham Maine
United States Local Institution - 0051 Whittier California

Sponsors (1)

Lead Sponsor Collaborator
Bristol-Myers Squibb

Countries where clinical trial is conducted

United States,  Argentina,  Australia,  Austria,  Belgium,  Brazil,  Canada,  Chile,  China,  Colombia,  Czechia,  Denmark,  Finland,  France,  Germany,  Hong Kong,  Ireland,  Italy,  Korea, Republic of,  Mexico,  Netherlands,  Poland,  Portugal,  Puerto Rico,  Romania,  Russian Federation,  Singapore,  Spain,  Switzerland,  Taiwan,  Turkey,  United Kingdom, 

Outcome

Type Measure Description Time frame Safety issue
Primary Pathological Complete Response (pCR) Rate pCR rate is defined as the percentage of participants who achieved pCR. pCR is defined as no invasive residual disease in breast and lymph nodes performed by a local pathologist. Criteria for evaluation of pCR includes the following: pCR in breast, axillary lymph nodes and non-axillary sentinel node; no histologic evidence of invasive tumor cells; and pCR in the breast. Up to approximately 37 months
Secondary Pathological Complete Response (pCR) Rate (PD-L1 >=1%) pCR rate is defined as the percentage of participants who achieved pCR. pCR is defined as no invasive residual disease in breast and lymph nodes performed by a local pathologist. Criteria for evaluation of pCR includes the following: pCR in breast, axillary lymph nodes and non-axillary sentinel node; no histologic evidence of invasive tumor cells; and pCR in the breast. Up to approximately 37 months
Secondary Number of Participants With Residual Cancer Burden (RCB) RCB is estimated from routine pathologic sections of the primary breast tumor site and the regional lymph nodes after the completion of neoadjuvant therapy. RCB is categorized into the following 4 classes: RCB-0: no residual disease; RCB-1: minimal residual disease; RCB-II: moderate residual disease; RCB-III: and extensive residual disease. Up to approximately 37 months
Secondary Number of Participants With Residual Cancer Burden (RCB) PD-L1 >=1% RCB is estimated from routine pathologic sections of the primary breast tumor site and the regional lymph nodes after the completion of neoadjuvant therapy. RCB is categorized into the following 4 classes: RCB-0: no residual disease; RCB-1: minimal residual disease; RCB-II: moderate residual disease; RCB-III: and extensive residual disease. Up to approximately 37 months
Secondary Number of Participants With Adverse Events (AEs) Number of participants with any grade adverse events (AEs). An AE is defined as any new untoward medical occurrence or worsening of a pre-existing medical condition in a clinical investigation participant administered study treatment that does not necessarily have a causal relation with this treatment. Toxicities will be graded using the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) version 5.0. From first dose to 30 days post last dose of neoadjuvant or adjuvant study therapy (Up to approximately 25 months)
Secondary Number of Participants With Serious Adverse Events (SAEs) Number of participants with any grade serious adverse events (SAE). SAE is defined as any untoward medical occurrence that, at any dose: Results in death; is life threatening; requires inpatient hospitalization; results in persistent or significant disability; is a congenital anomaly/birth defect. Toxicities will be graded using the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) version 5.0. From first dose to 30 days post last dose of neoadjuvant or adjuvant study therapy (Up to approximately 25 months)
Secondary Number of Participants Who Died Number of participants who died due to any cause. Up to approximately 37 months
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