Pneumonia Clinical Trial
Official title:
Effectiveness of Bubble Continuous Positive Airway Pressure (CPAP) in Reducing Childhood Pneumonia Mortality in Malawi
Pneumonia mortality rates in African countries like Malawi are high and increased further in
children -exposed or infected with human immunodeficiency virus (HIV) as well as those that
are severely malnourished or severely hypoxemic. Treatment innovations are needed. Bubble
continuous positive airway pressure (bCPAP) improves oxygenation and ventilation and is a
simple, relatively inexpensive adaptation of conventional continuous positive airway pressure
potentially suitable for low-resource settings. bCPAP has been demonstrated to improve
outcomes in neonates less than 1 month of age. Recently, a limited number of hospitals are
using bCPAP to escalate pneumonia care for older African children failing standard treatment
with antibiotics and oxygen. Supportive evidence for this approach is observational only.
Quality randomized studies comparing bCPAP versus a standard-of-care control group that
includes low-flow oxygen therapy and using a primary endpoint of mortality are not available
in low-resource settings including high prevalence HIV countries like Malawi. Demonstrating a
mortality benefit with bCPAP is needed to support further investment and scale up of bCPAP in
the care of older Malawian children 1-59 months of age with World Health Organization (WHO)
severe pneumonia complicated by HIV and/or malnutrition or severe hypoxemia.
With the full support of the Malawi Ministry of Health and in collaboration with external
experts from Lilongwe Medical Relief Trust and Cincinnati Children's Hospital Medical Center
investigators plan to address this critical evidence gap by conducting a randomized
controlled study determining bCPAP outcomes, compared to the currently recommended standard
of care endorsed by the WHO and Malawi national pneumonia guidelines, in hospitalized
Malawian children with WHO-defined severe pneumonia complicated by a co-morbidity ((1)
HIV-infection, (2) HIV-exposure without infection, (3) severely malnourished) or WHO
pneumonia with severe hypoxemia and without a co-morbidity. The investigators hypothesize
that bCPAP will reduce the mortality of Malawian children with WHO-defined severe pneumonia.
Despite laudable reductions in global childhood mortality rates, pneumonia remains the second
most frequent killer of children less than five years old worldwide. Nearly one million
children succumbed to pneumonia in 2013, with greater than half of these deaths in Africa. In
Malawi, which has a high prevalence of malnutrition and Human Immunodeficiency Virus (HIV)
infection, pneumonia is a major cause of pediatric mortality. In patients with World Health
Organization (WHO)-defined severe pneumonia, malnutrition, HIV-infection, and hypoxemia are
the primary drivers of poor outcomes. In a recent analysis of 2001-2012 child pneumonia
outcomes in Malawi the overall case fatality rate decreased from 15% to 4% except in children
with severe malnutrition. The pneumonia mortality rate in malnourished children remained
elevated at 15% despite antibiotics and increased access to supportive interventions like
low-flow supplemental oxygen. In Malawian children with HIV-infection, WHO very severe
pneumonia and severe malnutrition were the strongest predictors of death. Severe hypoxemic
pneumonia may be as common in children as HIV-affected or severely malnourished cases, and
may also have higher mortality than non HIV-affected, non-severely malnourished cases without
severe hypoxemia. Non-invasive ventilation, already routinely used in industrialised
countries, may provide an advanced treatment solution for certain patient populations such as
children with WHO severe pneumonia complicated by severe malnutrition and/or HIV-infection or
-exposure or severe hypoxemia.
Bubble continuous positive airway pressure (bCPAP) is non-invasive and is widely used for
preterm neonatal respiratory failure in industrialised countries. Along with a flow
generator, bCPAP uses a water column to deliver continuous positive pressure to a
spontaneously breathing child. bCPAP is relatively inexpensive and requires little technical
expertise compared with mechanical ventilation, but there is limited experience of bCPAP in
resource-poor settings. Recently, small studies have explored its use in preterm neonates in
Malawi. However, few studies have described its use in older infants and children, none of
which included mortality as a primary endpoint and specially focused on the main drivers of
poor pediatric pneumonia outcomes in southern Africa, HIV, malnutrition, and hypoxemia.
The investigators data using bCPAP in Malawian children with severe pneumonia suggest
feasibility for implementation. The investigators have previously reported that using a bCPAP
system derived from locally available, relatively inexpensive supplies has shown promise in
the management of hospitalized HIV-infected children with pneumonia in Malawi. The
investigators observational case series further delineates the outcomes of 77 Malawian
children hospitalized at a tertiary referral facility with severe pneumonia who were treated
with bCPAP. Nearly half were infants either infected or exposed to HIV or were severely
malnourished. Although the mortality of this series of patients was 50.0%, bCPAP was
initiated in this cohort only when patients were found to be failing standard treatment. The
investigators estimated that more than 75% of these children would have been eligible for
mechanical ventilation. In this proposed study the investigators will be initiating bCPAP
earlier in the hospitalization prior to treatment failure. Unlike previous studies conducted
at referral hospitals, the investigators will perform this study at the district hospital
level where 80% of hospitalized child pneumonia cases are cared for in Malawi.
Although bCPAP is relatively inexpensive, scale-up in countries like Malawi with significant
pneumonia burden and high HIV prevalence will require substantial resources to meet expected
needs. In order to appropriately allocate precious resources and provide practical clinical
guidance for healthcare providers who may use bCPAP, it is paramount to fully understand the
utility of bCPAP treatment in this setting. To the investigators knowledge no bCPAP data
using a control group with mortality as the primary outcome has been reporting in a similar
generalized HIV epidemic African patient population 1-59 months of age. Data generated from
this research will be additionally critical for formulating future studies that may include
bCPAP refinements or exploration of other feasible modalities like high-flow nasal cannula or
bi-level positive airway pressure. Therefore, the more rigorous methodology proposed here is
warranted and supported by the Malawi Ministry of Health. If bCPAP proves an effective
treatment modality for children hospitalized with WHO severe pneumonia, it is a simple
technology that could be operationalized to help thousands of children with life-threatening
pneumonia.
The investigators propose to address this critical evidence gap by conducting a randomized
controlled study determining bCPAP outcomes, compared to the currently recommended standard
of care endorsed by the WHO and Malawi Ministry of Health, in hospitalized Malawian children
with WHO-defined severe pneumonia complicated by malnutrition and/or HIV-infection or
-exposure, or severe hypoxemia.
RATIONALE
Quality randomized studies comparing bCPAP versus a standard-of-care control group that
includes low-flow oxygen therapy and using a primary endpoint of mortality are not available
in low-resource settings including high prevalence HIV countries like Malawi for children
1-59 months of age with severe pneumonia. Demonstrating a mortality benefit with bCPAP is
needed to support further investment and scale up of bCPAP in the care of older Malawian
children 1-59 months of age with World Health Organization (WHO) severe pneumonia complicated
by HIV and/or malnutrition, or severe hypoxemia.
STUDY HYPOTHESIS AND OBJECTIVES
• Study Hypotheses
The investigators hypothesize that bCPAP, compared to standard care, will reduce the
mortality of Malawian children with WHO-defined severe pneumonia complicated by a severe
co-morbidity (HIV-infection or HIV-exposure and/or severe malnutrition), or severe hypoxemia
without a severe co-morbidity.
• Study Objectives
The broad objective of this study is to provide scientific evidence assessing the
effectiveness of treatment with bCPAP for WHO severe childhood pneumonia for children 1-59
months of age in Malawi, Africa.
- Primary Objective 1
• Determine the pneumonia mortality rate for bCPAP treatment, compared to standard of
care, for children with WHO severe pneumonia.
- Primary Objective 2
• Determine the pneumonia mortality rate for bCPAP treatment, compared to standard of
care, for children with WHO severe hypoxemic pneumonia without co-morbidity (i.e., no
HIV infection, no HIV-exposure, no severe malnutrition).
- Primary Objective 3
• Determine the pneumonia mortality rate for bCPAP treatment, compared to standard of
care, for children with WHO severe pneumonia and co-morbidity (i.e., HIV-infection or
HIV-exposure and/or severe malnutrition).
- Secondary Objectives
- Determine the pneumonia day 14 treatment failure rate for bCPAP treatment, compared
to standard of care, for HIV-infected children with WHO severe pneumonia.
- Determine the pneumonia day 14 treatment failure rate for bCPAP treatment, compared
to standard of care, for HIV-exposed, uninfected children with WHO severe
pneumonia.
- Determine the pneumonia day 14 treatment failure rate for bCPAP treatment, compared
to standard of care, for severely malnourished children with WHO severe pneumonia.
- Determine the pneumonia day 14 treatment failure rate for bCPAP treatment, compared
to standard of care, for severely hypoxemic children with WHO severe pneumonia.
- Determine the proportion of children alive at day 30 phone follow up.
- To investigate whether there may be differential treatment responses in certain
baseline characteristics including but not limited to children with severe anemia,
in those who test positive for malaria, in those with wheeze at baseline, in those
with altered mental status, in those with digital auscultation-defined lung
disease, and whether there is a differential treatment response by age.
- To determine whether intervention arms have equivalent rates of adverse events as
control arms.
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