Acute Respiratory Infection Clinical Trial
Official title:
Effect of Improved "Injera" Baking Stove Intervention on Household Air Pollution and Childhood Acute Respiratory Infection Prevention: A Cluster Randomized Controlled Trial In Northwest Ethiopia
In Ethiopia, great majorities (95%) of households rely on solid biomass fuels such as wood,
muck, crop residues, and charcoal burned in highly polluting stoves to meet the basic
household energy needs with its severe health consequences due to emission of toxic indoor
air pollutants. Correspondingly, household air pollution (HAP) from biomass fuel use is now
estimated to be responsible for nearly 3.5 million premature deaths annually, with the
highest disease burdens experienced by countries in sub-Saharan Africa. HAP ranks as the
highest environmental risk factors to premature deaths globally and 2nd leading risk factor
next to childhood underweight in most of sub-Saharan Africa countries as well as 3rd leading
risk factor of disease next to childhood underweight, and suboptimal breastfeeding in
Ethiopia.
Usually prevention efforts aimed at reducing HAP and related health burdens have been focused
on the use of energy efficient cookstoves. There is, however, rigorous lack of evidence in
Ethiopia or in other similar settings whether it is possible to achieve adequate HAP
reduction and improve health with locally made energy efficient baking stoves from a public
health point of view. Particularly, the popular Ethiopian energy efficient "Injera" baking
stove has not been researched through stove trial inquiry. Therefore, research studies are
required in Ethiopia on health benefits achieved when households adopt energy efficient
baking stoves. In view of that, cluster randomized controlled trial will be employed with
experimental study design for one year to test the effectiveness of the Ethiopian improved
"Injera" baking stove intervention on reducing HAP and childhood acute respiratory infection
(ARI) through comparing equal size groups of children before and after part of households
received an improved "Injera" baking stove.
Accordingly, the proposed stove trial aims to address an important research gap by
determining whether the Ethiopian improved "Injera" baking biomass stove intervention can
adequately reduce HAP exposure to prevent childhood acute respiratory infection. With this
objective, the proposed stove trial will test the hypothesis that there is a statistically
significant difference in HAP levels and incidence of childhood ARI when using traditional
versus improved "Injera" baking stove in Northwest Ethiopia
1. Study area:
The implementation of the study project has been started among rural and urban
communities of Mecha Health & Demographic Surveillance System (MHDSS) Site in Northwest
Ethiopia. MHDSS site is a field research center established by Bahir Dar University
(BDU) to conduct field researches & support major graduate level research projects
principally. The field research center is located at 525 km far away from the capital
city of Ethiopia, Addis Ababa, towards Northwest. This field research center has been
selected as study area in light of the following particular rationales:
- Relevance of the project to the community in terms of current biomass fuel use,
climatic diversity & local acceptability of the improved stove intervention
- Strategic research importance of the locality to achieve the mission's of BDU to be
one of the ten premiere research universities in Africa by the year 2025.
- Opportunities to be benefited from the existing field research infrastructures of
MHDSS
- Availability of local collaborators with experience of improved stove technology
transfer
- Availability of improved baking stove initiatives already operating in the study
area
- Good field experience of investigators at the study area
2. Study design:
Cluster randomized controlled study will be employed to test the effectiveness of
improved "Injera" baking biomass stove intervention in reducing both household air
pollution (HAP) & childhood acute respiratory infection (ARI) incidences through
comparing children living in households (HHs) with different baking stoves over one year
follow-up period. With this study design, HAP & childhood ARI outcomes will be measured
before the improved baking stove is installed and again after part of the HHs received
an improved baking stove. The overall study procedures will involve the following three
major phases:
- Base line data collection using HH interview and air monitoring methods.
- Installing improved "Injera" baking biomass stove in the main cooking area of the
intervention HHs to be used as primary baking stove at least for one year.
- Consecutive data collection using the HH interview method every 2 weeks and measure
the new amounts of indoor particulate matter in the main cooking area using
standard HAP monitoring device every 3 months for one year.
3. Sample size:
For the primary outcome, the sample size was calculated by applying the two-sample
comparison of proportions formula using STATA with equal participants in both arms
considering 21% proportion of childhood ARI, detectable difference of 20%, & two-tailed
alpha of 0.05, power of 80%, intra-cluster correlation coefficient (Ƿ) value of 0.01,
coefficient of variation of 0.6 for cluster sizes, 55 average number of children within
each cluster (m') and over sampling of 10%; the required sample size with cluster
randomization becomes about 2750 within 50 clusters per arm. Similarly, for the
secondary outcome, the sample size was calculated by considering detectable difference
of 60% in mean indoor PM2.5 concentration (µg/m3), correlation coefficient (Ƿ) of 0.5
for indoor PM2.5 measurement variations in biomass using HHs, 2-sided alpha of 0.05,
power of 80% and 55 average number of children within each cluster (m'), 0.6 coefficient
of variation for cluster sizes and over sampling of 10%; the required sample size
becomes about 990 within 18 clusters per arm. Thus, among the HHs included in the
primary outcome study, only part of the HHs will be included for the secondary outcome
study.
4. Sampling method:
Using cluster sampling technique, clusters/"Gotes" will be selected randomly to
represent the total population & then all HHs with under 4 years old child with in the
selected clusters will be included. A cluster is defined as the small village, termed as
"Gote" for rural or "Ketena" for urban settings in Amharic (both national & local
language), used as the smallest unit of enumeration area by Ethiopian national census.
According to the update data report of MHDSS at the end of 2017, each cluster/"Gote"
includes about 55 average number of children. To set the randomisation list in advance
based on eligibility criteria, the sampling frame (list of HHs with children less than 4
years old) is established form the MHDSS update report data. Finally, the selected HHs
will be identified for data collection using the specific MHDSS house number & the
youngest child equal or less than 4 years old will be recruited for study from each HH.
In situations where there are 2 or more under-four children living in the same HH, only
the youngest child will be included in the study.
5. Participant recruitment:
To facilitate the participant enrolment process, community sensitization will be
conducted through public communications during local gatherings & regular health
development army (HDA) meetings as well as through home visit by health & agricultural
extension workers to let people know that childhood ARI & HAP studies will be carried
out. The actual participants will be recruited at HH level by field health workers
during baseline survey after ensuring whether the HHs meet the eligibility criteria.
When HH meets the eligibility criteria, the study will be explained to parent/s of the
index child & they will be asked whether the HH is willing to participate in the studies
or not. When both parents agreed to be involved, the field staff will administer a
written consent form in local language.
6. Participant allocation:
An independent epidemiologist was performed the allocation to control & intervention
arms which will be revealed after all baseline measurements have been completed as well
as all study HHs recruited & assigned to their respective arm to ensure allocation
concealment.
7. Intervention adherence and compliance monitoring strategies:
To avoid the potential detrimental effects of non-adherence, a variety of strategies
will be used. In view of that, timely response to trial-related difficulties such as
rapid maintenance or replacing of defective stoves will be used as strategy to improve
adherence to the intervention protocol. Regarding trial protocol compliance monitoring,
visual inspection through unannounced visit of HHs will be conducted to enhance validity
of data.
8. Data collection methods:
For the primary objective, data collection will be carried out by local nurses through
face-to-face interview with index child mothers/caregivers using questionnaire & through
direct verification whenever essential & possible. After baseline HH survey, the follow
up survey will be carried out for one year through HH visits every 2 weeks. Concerning
the duration, since seasonal factors typically have a major effect on HAP level in
Ethiopia the duration of the follow-up period will be one year to cover the major
Ethiopian periods of annual weather changes. Data collection manual containing a
detailed description of the questions & other administrative issues will be used to
facilitate data collection process. For the secondary objective, baseline HAP exposure
(indoor PM2.5 concentration) will be measured in the main cooking area using standard
HAP monitoring device and Standard Operating Procedures (SOPs) by trained household air
monitoring team. In addition, independent variables data will be collected at baseline
through face-to-face interview with index child mothers/caregivers using structured
questionnaire. After baseline survey & implementation of improved stove intervention,
subsequent indoor PM2.5 concentration measurements & other covariates data collection
will be carried out every 3 months for one year.
9. Data handling and analysis:
All original participant files will be stored in a secured manner for a period of at
least 2 years after completion of the study. Data integrity will be enforced through a
variety of mechanisms such as double data entry; valid values checks & consistency
checks against data already stored in the database (i.e., longitudinal checks).
Considering the underlying design of the study, assumptions regarding the
inter-relationship between the independent & outcome variables under investigation as
well as the repeated & dependent nature of the data, Generalized Estimating Equation
modeling method of data analysis will be applied to determine the effect of improved
baking stove intervention on both HAP & childhood ARI incidence.
10. Ethical consideration and trial registration:
The proposal had been reviewed & approved on May 08/2018 by Institutional Ethical Review
Board of Bahir BDU. Written informed consent will be obtained from all participants. The
informed consent process emphasizes that participation in the study is voluntary &
consent to participation can be withdrawn at any time, without giving a reason as well
as without affecting their current or future benefits to which the participants are
entitled. Moreover, to maintain justice control HHs will be offered improved baking
biomass stove at the end of their participation. Whenever ARI illness is occurred, field
health workers will refer the child to the nearest health institution for proper
treatment.
11. Close-out procedures:
The trial will be terminated at the planned target of one year after the last participant has
been randomized or at an earlier or later date if the circumstances necessitate. Regardless
of the timing & circumstances of the end of the study, close-out will proceed in 2 stages:
the first stage covers the interim period for analysis & documentation of study results which
is expected to take about 3 months. The second stage will comprise debriefing of participants
& dissemination of study results.
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