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Clinical Trial Details — Status: Completed

Administrative data

NCT number NCT03493854
Other study ID # WO40324
Secondary ID 2017-004897-32
Status Completed
Phase Phase 3
First received
Last updated
Start date June 14, 2018
Est. completion date June 2, 2023

Study information

Verified date June 2023
Source Hoffmann-La Roche
Contact n/a
Is FDA regulated No
Health authority
Study type Interventional

Clinical Trial Summary

This is a global Phase III, two-arm, open-label, multicenter, randomized study to investigate the pharmacokinetics, efficacy, and safety of the fixed-dose combination (FDC) of pertuzumab and trastuzumab for subcutaneous (SC) administration in combination with chemotherapy in patients with human epidermal growth factor receptor 2 (HER2)-positive early breast cancer in the neoadjuvant/adjuvant setting.


Recruitment information / eligibility

Status Completed
Enrollment 500
Est. completion date June 2, 2023
Est. primary completion date July 4, 2019
Accepts healthy volunteers No
Gender All
Age group 18 Years and older
Eligibility Inclusion Criteria: - Ability to comply with the study protocol, in the investigator's judgment - Eastern Cooperative Oncology Group (ECOG) Performance Status =1 - Female and male patients with Stage II - IIIC (T2-T4 plus any N, or any T plus N1-N3, M0), locally advanced, inflammatory, or early-stage, unilateral, and histologically confirmed invasive breast cancer - Primary tumor >2 cm in diameter, or node-positive disease (clinically or on imaging, and node positivity confirmed with cytology and/or histopathology) - HER2-positive breast cancer confirmed by a central laboratory prior to study enrollment. HER2-positive status will be determined based on pretreatment breast biopsy material. - Hormone receptor status of the primary tumor, centrally confirmed - Patient agreement to undergo mastectomy or breast conserving surgery after neoadjuvant therapy - Availability of formalin-fixed, paraffin-embedded (FFPE) tumor tissue block for central confirmation of HER2 and hormone receptor status and additional biomarker research - Baseline left ventricular ejection fraction (LVEF) =55% measured by echocardiogram (ECHO) or multiple-gated acquisition scan (MUGA) - For women of childbearing potential (WOCBP) who are sexually active: agreement to remain abstinent or use one highly effective non-hormonal contraceptive method with a failure rate of <1% per year, or two effective non-hormonal contraceptive methods during the treatment period and for 7 months after the last dose of HER2-targeted therapy, and agreement to refrain from donating eggs during this same period - For men: men must remain abstinent or use a condom with a spermicidal product during the treatment period and for 7 months after the last dose of HER2-targeted therapy to avoid exposing the embryo. Men must refrain from donating sperm during this same period. - A negative serum pregnancy test must be available prior to randomization for WOCBP, unless they have undergone surgical sterilization - No major surgical procedure unrelated to breast cancer within 28 days prior to randomization or anticipation of the need for major surgery during the course of study treatment Exclusion Criteria: - Stage IV (metastatic) breast cancer - Patients with a history of invasive breast cancer - Patients with a history of concurrent or previously treated non-breast malignancies except for appropriately treated 1) non-melanoma skin cancer and/or 2) in situ carcinomas, including cervix, colon, and skin - Patients who have received any previous systemic therapy for treatment or prevention of breast cancer, or radiation therapy for treatment of cancer - Patients who have a past history of ductal carcinoma in situ or lobular carcinoma in situ if they have received any systemic therapy for its treatment or radiation therapy to the ipsilateral breast - Patients with high-risk for breast cancer who have received chemo-preventative drugs in the past are not allowed to enter the study - Patients with multicentric breast cancer, unless all tumors are HER2-positive - Patients with bilateral breast cancer - Patients who have undergone an excisional biopsy of primary tumor and/or axillary lymph nodes - Axillary lymph node dissection prior to initiation of neoadjuvant therapy - Sentinel lymph node biopsy prior to neoadjuvant therapy - Treatment with any investigational drug within 28 days prior to randomization - Serious cardiac illness or medical conditions - Inadequate bone marrow function, renal function or impaired liver function - Current severe, uncontrolled systemic disease that may interfere with planned treatment - Pregnant or breastfeeding, or intending to become pregnant during the study or within 7 months after the last dose of HER2-targeted therapy - Any serious medical condition or abnormality in clinical laboratory tests that, in the investigator's judgment, precludes the patient's safe participation in and completion of the study - Known active liver disease, for example, active viral hepatitis infection, autoimmune hepatic disorders, or sclerosing cholangitis - Concurrent, serious, uncontrolled infections, or known infection with HIV - Known hypersensitivity to study drugs, excipients, and/or murine proteins - Current chronic daily treatment with corticosteroids - History of other malignancy within 5 years prior to screening, except for appropriately treated carcinoma in situ of the cervix, colon, skin, and/or non-melanoma skin carcinoma - History of ventricular dysrhythmias or risk factors for ventricular dysrhythmias, such as structural heart disease, coronary heart disease, clinically significant electrolyte abnormalities, or family history of sudden unexplained death or long QT syndrome

Study Design


Related Conditions & MeSH terms


Intervention

Drug:
Cyclophosphamide
Cyclophosphamide 600 mg/m2 will be administered IV on Day 1 of each cycle of treatment (as part of ddAC Q2W or AC Q3W) for Cycles 1-4.
Doxorubicin
Doxorubicin 60 mg/m2 will be administered IV on Day 1 of each cycle of treatment (as part of either ddAC Q2W or AC Q3W) for Cycles 1-4.
Docetaxel
As part of one of the two investigator's choices of chemotherapy (AC followed by docetaxel), docetaxel 75 mg/m2 will be administered IV on Day 1 of Cycle 5 and then 100 mg/m2 IV at the discretion of the investigator for Cycles 6-8 (Q3W), if no dose-limiting toxicity occurs.
Paclitaxel
As part of one of the two investigator's choices of chemotherapy (ddAC followed by paclitaxel), paclitaxel 80 mg/m2 will be administered IV QW for 12 weeks.
Pertuzumab IV
Pertuzumab will be administered as a fixed non-weight-based dose of 840-mg IV loading dose and then 420-mg IV maintenance dose Q3W.
FDC of Pertuzumab and Trastuzumab SC
The FDC of pertuzumab and trastuzumab will be administered SC at a fixed non-weight-based dose. A loading dose of 1200 mg SC pertuzumab and 600 mg SC trastuzumab is then followed by a maintenance dose of 600 mg SC pertuzumab and 600 mg SC trastuzumab Q3W.
Trastuzumab IV
Trastuzumab will be administered as an 8-mg/kg IV loading dose and then 6 mg/kg IV maintenance dose Q3W.
Trastuzumab SC
After surgery (from Cycle 9 onwards), participants in Arm A will be allowed to switch from trastuzumab IV to trastuzumab SC, at the discretion of the investigator, in the countries where trastuzumab SC is routinely used. For participants who switch, a fixed dose of 600 mg trastuzumab SC (irrespective of the patient's weight) will be administered in the adjuvant phase.
Procedure:
Surgery
Participants in both cohorts are scheduled to undergo surgery after 8 cycles of neoadjuvant therapy. Participants may undergo breast-conserving surgery or mastectomy according to routine clinical practice.
Radiation:
Post-operative Radiotherapy
If indicated, radiotherapy is given after chemotherapy and surgery, during adjuvant HER2-targeted therapy and hormone therapy (for hormone-receptor positive disease).
Drug:
Hormone Therapy
For hormone receptor positive breast cancer, tamoxifen or aromatase inhibitors will be allowed as adjuvant hormone therapy for postmenopausal participants and with ovarian suppression or ablation for premenopausal participants in countries where it has been registered for this indication. Its use must be consistent with the registered label. Hormone therapy is given after chemotherapy and surgery during adjuvant HER2-targeted therapy.

Locations

Country Name City State
Argentina Fundación CENIT para la Investigación en Neurociencias Buenos Aires
Argentina Centro Oncologico Riojano Integral (CORI) La Rioja
Argentina COIBA Provincia De Buenos Aires
Belgium Institut Jules Bordet Anderlecht
Belgium GHdC Site Notre Dame Charleroi
Belgium UZ Antwerpen Edegem
Belgium Jessa Zkh (Campus Virga Jesse) Hasselt
Belgium UZ Leuven Gasthuisberg Leuven
Belgium Clinique Ste-Elisabeth Namur
Brazil Hospital Araujo Jorge; Departamento de Ginecologia E Mama Goiania GO
Brazil Hospital Nossa Senhora da Conceicao Porto Alegre RS
Brazil Hospital Perola Byington Sao Paulo SP
Canada Royal Victoria Hospital Barrie Ontario
Canada Jewish General Hospital Montreal Quebec
Canada Lakeridge Health Center; R. S. MacLaughlin Durham Regional Cancer Center Oshawa Ontario
Canada The Ottawa Hospital Cancer Centre Ottawa Ontario
Canada Centre Hospitalier Universitaire de Sherbrooke - Hopital Fleurimont Sherbrooke Quebec
Czechia Masarykuv onkologicky ustav Brno
Czechia Multiscan s.r.o. Pardubice
France ICO Paul Papin; Oncologie Medicale. Angers
France Institut Sainte Catherine Avignon
France CHRU Besançon Besançon
France Institut Bergonie; Oncologie Bordeaux
France Centre Léon Bérard Lyon
France APHP - Hospital Saint Louis Paris
France Institut Curie; Oncologie Medicale Paris
France ICO - Site René Gauducheau Saint Herblain
Germany Klinikum Augsburg; Frauenklinik Augsburg
Germany Hochwaldkrankenhaus; Abt.Gynäkologie Geburtshilfe u.Senologie Bad Nauheim
Germany Onkologische Schwerpunktpraxis Kurfürstendamm Berlin
Germany St. Johannes-Hospital Dortmund
Germany Klinikum Essen-Mitte Ev. Huyssens-Stiftung / Knappschafts GmbH; Klinik für Senologie / Brustzentrum Essen
Germany Kooperatives Mammazentrum Hamburg Krankenhaus Jerusalem Hamburg
Germany Sana Klinikum Offenbach GmbH; Klinik für Gynäkologie & Geburtshilfe Offenbach
Germany Gynäkologie Kompetenzzentrum; Praxis Dr. med. Carsten Hielscher Stralsund
Italy Irccs Centro Di Riferimento Oncologico (CRO); Dipartimento Di Oncologia Medica Aviano Friuli-Venezia Giulia
Italy Uni Degli Studi Di Genova ; Clinica Di Medicina Interna Ad Indirizzo Oncologico Genova Liguria
Italy ASST DI LECCO; Oncologia Medica Lecco Lombardia
Italy Istituto Nazionale Tumori Irccs Fondazione g. PASCALE;U.O.C. Oncologia Medica Senologica Napoli Campania
Italy Università degli Studi Federico II; Clinica di Oncologia Medica Napoli Campania
Italy IOV - Istituto Oncologico Veneto - IRCCS; Oncologia Medica II Padova Veneto
Japan National Hospital Organization Kyushu Cancer Center Fukuoka
Japan Fukushima Medical University Hospital Fukushima
Japan Gifu University Hospital Gifu
Japan Hiroshima City Hiroshima Citizens Hospital Hiroshima
Japan Hiroshima University Hospital Hiroshima
Japan National Hospital Organization Hokkaido Cancer Center Hokkaido
Japan Hyogo Medical University Hospital Hyogo
Japan Sagara Hospital Kagoshima
Japan Kanagawa Cancer Center Kanagawa
Japan Tokai University Hospital Kanagawa
Japan Niigata Cancer Center Hospital Niigata
Japan Okayama University Hospital Okayama
Japan Osaka International Cancer Institute Osaka
Japan Saitama Medical University International Medical Center Saitama
Japan St. Luke's International Hospital Tokyo
Japan The Cancer Institute Hospital of JFCR Tokyo
Korea, Republic of Seoul National University Bundang Hospital Seongnam-si
Korea, Republic of Asan Medical Center Seoul
Korea, Republic of Seoul National University Hospital Seoul
Korea, Republic of Ulsan University Hosiptal Ulsan
Mexico Iem-Fucam D.f. Mexico CITY (federal District)
Mexico Centro Médico Zambrano Hellion Monterrey Nuevo LEON
Mexico Oncologico Potosino San Luis Potosí SAN LUIS Potosi
Poland Bialostockie Centrum Onkologii im. Marii Sklodowskiej - Curie Bialystok
Poland Narodowy Inst.Onkol.im.Sklodowskiej-Curie Panstw.Inst.Bad Gliwice; Centr.Diagn.i Lecz.Chor.Piersi Gliwice
Poland Szpital Uniwersytecki w Krakowie; Oddzial Kliniczny Onkologii i Poradnia Onkologiczna Kraków
Poland Zachodniopomorskie Centrum Onkologii, Osrodek Innowacyjnosci, Rozwoju i Badan Klinicznych Szczecin
Poland Narodowy Inst.Onkologii im.Sklodowskiej-Curie Panstw.Inst.Bad; Klinika Nowtw.Piersi i Chir.Rekonstr Warszawa
Poland Dolnoslaskie Centrum Onkologii Wroclaw
Russian Federation Arkhangelsk Regional Clinical Oncology Dispensary Arkhangelsk Arhangelsk
Russian Federation Ivanovo Regional Oncology Dispensary Ivanovo
Russian Federation Clinical Oncology Dispensary of Ministry of Health of Tatarstan Kazan Tatarstan
Russian Federation Moscow City Oncology Hospital #62 Moscovskaya Oblast Moskovskaja Oblast
Russian Federation Omsk Region Clinical Oncology Dispensary; 1St Sergical Department Omsk
Russian Federation S-Pb clinical scientific practical center of specialized kinds of medical care (oncological) Saint-Petersburg Sankt Petersburg
Spain Hospital de Cruces; Servicio de Oncología Médica Barakaldo Vizcaya
Spain Hospital del Mar; Servicio de Oncologia Barcelona
Spain Institut Catala d Oncologia Hospital Duran i Reynals Barcelona
Spain Hospital Universitario Reina Sofia; Servicio de Oncologia Córdoba Cordoba
Spain Hospital Universitario 12 de Octubre; Servicio de Oncologia Madrid
Spain Hospital Universitario La Princesa Madrid
Spain Complejo Hospitalario Universitario de Santiago (CHUS) ; Servicio de Oncologia Santiago de Compostela LA Coruña
Spain Hospital Universitario Virgen del Rocio; Servicio de Oncologia Sevilla
Spain Hospital Clinico Universitario de Valencia; Servicio de Onco-hematologia Valencia
Taiwan China Medical University Hospital; Surgery Taichung
Taiwan VETERANS GENERAL HOSPITAL; Department of General Surgery Taipei
Taiwan Chang Gung Medical Foundation - Linkou; Dept of Surgery Taoyuan
Thailand Faculty of Med. Siriraj Hosp.; Med.-Div. of Med. Oncology Bangkok
Thailand Maharaj Nakorn Chiang Mai Hospital; Department of Surgery/Head Neck and Breast Unit; Clinical Trial Chiang Mai
Thailand Songklanagarind Hospital; Department of Surgery Songkla
Ukraine Chemotherapy SI Dnipropetrovsk MA of MOHU Dnipropetrovsk
Ukraine Municipal Noncommercial Institution Regional Center of Oncology Kharkiv Kharkiv Governorate
Ukraine National Cancer Institute MOH of Ukraine Kiev
Ukraine Lviv State Oncology Regional Treatment and Diagnostic Centre Lviv
Ukraine RCI Sumy Regional Clinical Oncological Dispensary Sumy
United Kingdom Brighton and Sussex Univ Hosp Brighton
United Kingdom Velindre Cancer Centre Cardiff
United Kingdom St Georges University Hospitals NHS Foundation Trust London
United Kingdom Christie Hospital NHS Trust Manchester
United Kingdom Freeman Hospital Newcastle upon Tyne
United Kingdom Nottingham City Hospital Nottingham
United Kingdom Peterborough City Hospital Peterborough
United States Levine Cancer Institute Charlotte North Carolina
United States San Juan Oncology Associates Farmington New Mexico
United States Northwest Medical Specialties Lakewood Washington
United States Maryland Oncology Hematology Rockville Maryland

Sponsors (1)

Lead Sponsor Collaborator
Hoffmann-La Roche

Countries where clinical trial is conducted

United States,  Argentina,  Belgium,  Brazil,  Canada,  Czechia,  France,  Germany,  Italy,  Japan,  Korea, Republic of,  Mexico,  Poland,  Russian Federation,  Spain,  Taiwan,  Thailand,  Ukraine,  United Kingdom, 

Outcome

Type Measure Description Time frame Safety issue
Primary Trough Serum Concentration (Ctrough) of Pertuzumab During Cycle 7 (Pre-Dose Cycle 8) The observed pertuzumab trough serum concentration (Ctrough) at Cycle 7 was assessed following 3 cycles of pertuzumab IV and trastuzumab IV or the fixed-dose combination (FDC) of pertuzumab and trastuzumab SC. The Per Protocol Pharmacokinetics (PK) analysis population includes all enrolled participants who adhered to the protocol. Exclusions from the Per Protocol PK analysis population were made for the following reasons: participants were missing the Ctrough pre-dose Cycle 8 PK sample, participants with a Ctrough sample collected with at least 2 days deviation from the planned date on Day 21 (i.e., before Day 19 or after Day 23), participants given a dose amount that deviated from the planned dose by >20% within 3 cycles (from Cycle 5), participants with a dose delay of more than 7 days, a subcutaneous injection site other than thigh was used, if the Cycle 8 pre-dose and post-dose samples were switched, and an assay error impacting Ctrough measurement. Pre-dose on Cycle 8, Day 1 (up to 21 weeks)
Secondary Ctrough of Trastuzumab During Cycle 7 (Pre-Dose Cycle 8) The observed trastuzumab trough serum concentration (Ctrough) at Cycle 7 was assessed following 3 cycles of pertuzumab IV and trastuzumab IV or the fixed-dose combination (FDC) of pertuzumab and trastuzumab SC. The Per Protocol Pharmacokinetics (PK) analysis population includes all enrolled participants who adhered to the protocol. Exclusions from the Per Protocol PK analysis population were made for the following reasons: participants were missing the Ctrough pre-dose Cycle 8 PK sample, participants with a Ctrough sample collected with at least 2 days deviation from the planned date on Day 21 (i.e., before Day 19 or after Day 23), participants given a dose amount that deviated from the planned dose by >20% within 3 cycles (from Cycle 5), participants with a dose delay of more than 7 days, a subcutaneous injection site other than thigh was used, if the Cycle 8 pre-dose and post-dose samples were switched, and an assay error impacting Ctrough measurement. Pre-dose on Cycle 8, Day 1 (up to 21 weeks)
Secondary Percentage of Participants With Total Pathological Complete Response (tpCR), According to Local Pathologist Assessment Total pCR (tpCR) was defined as eradication of invasive disease in the breast and axilla; that is, ypT0/is ypN0, according to the local pathologists' assessment. Pathologic response to therapy was determined at the time of surgery. The tpCR rate is the percentage of participants in the ITT population who achieved a tpCR. Participants with missing data for tpCR (i.e., do not undergo surgery or have an invalid pCR assessment) were included in the analysis and classified as non-responders. Rates of tpCR were calculated in each treatment arm and were assessed using the difference between the Arm B: Pertuzumab and Trastuzumab FDC SC and the Arm A: Pertuzumab IV and Trastuzumab IV tpCR rates and corresponding 95% Clopper-Pearson confidence intervals (CIs). The difference between the tpCR rates along with corresponding 95% Hauck-Anderson CIs were calculated. The lower bound of the CI will reliably reflect the largest tpCR difference that can be considered unlikely. Following completion of surgery (up to 33 weeks)
Secondary Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to Invasive Disease-Free Survival (iDFS; Excluding Second Primary Non-Breast Cancer [SPNBC]) Criteria iDFS (excluding SPNBC) is defined as the time from the first date of no disease (i.e., the date of primary surgery) to the first occurrence of one of the following events: ipsilateral invasive breast tumor recurrence; ipsilateral local-regional invasive breast cancer reccurrence; distant recurrence; contralateral invasive breast cancer; or death attributable to any cause. Ipsilateral or contralateral in situ disease and SPNBC (including in situ carcinomas and non-melanoma skin cancers) will not be counted as progressive disease or relapse. Up to 5 years
Secondary Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to iDFS (Including SPNBC) Criteria Invasive disease-free survival (iDFS) including second primary non-breast cancer (SPNBC) is defined as the time from the first date of no disease (i.e., the date of primary surgery) to the first occurrence of one of the following events: ipsilateral invasive breast tumor recurrence; ipsilateral local-regional invasive breast cancer reccurrence; distant recurrence; contralateral invasive breast cancer; or death attributable to any cause. It also includes SPNBC as an event (with the exception of non-melanoma skin cancers and in situ carcinoma of any site). Up to 5 years
Secondary Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to Event-Free Survival (EFS; Excluding SPNBC) Criteria Event-free survival (EFS) excluding second primary non-breast cancer (SPNBC) is defined as the time from enrollment to the first occurrence of one of the following events: breast cancer progression; breast cancer recurrence; or death from any cause. Ipsilateral or contralateral in situ disease and SPNBC (including in situ carcinomas and non-melanoma skin cancers) will not be counted as progressive disease or relapse. Up to 5 years
Secondary Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to EFS (Including SPNBC) Criteria Event-free survival (EFS) including second primary non-breast cancer (SPNBC) is defined as the time from enrollment to the first occurrence of one of the following events: breast cancer progression; breast cancer recurrence; or death from any cause. It also includes SPNBC as an event (with the exception of non-melanoma skin cancers and in situ carcinoma of any site). Up to 5 years
Secondary Kaplan-Meier Estimate of the Percentage of Participants Who Are Event-Free According to Distant Recurrence-Free Interval (DRFI) Criteria The distant recurrence-free interval (DRFI) is defined as the time between randomization and the date of distant breast cancer recurrence. Up to 5 years
Secondary Kaplan-Meier Estimate of the Percentage of Participants in Overall Survival Overall survival is defined as the time from randomization to death from any cause. Up to 5 years
Secondary Summary of the Number of Participants With at Least One Adverse Event, Severity Determined According to National Cancer Institute Common Terminology Criteria for Adverse Events Version 4 (NCI CTCAE v4) The adverse event (AE) severity grading scale for the NCI CTCAE v4.0 was used for assessing AE severity. Any AEs that were not specifically listed in the NCI CTCAE, v4.0 were graded per the following 5 grades: Grade 1 = mild; asymptomatic or mild symptoms; clinical or diagnostic observations only; or intervention not indicated. Grade 2 = moderate; minimal, local, or non-invasive intervention indicated; or limiting age-appropriate instrumental activities of daily living. Grade 3 = severe or medically significant, but not immediately life-threatening; hospitalization or prolongation of hospitalization indicated; disabling; or limiting self-care activities of daily living. Grade 4 = life-threatening consequences or urgent intervention indicated. Grade 5 = death related to AE. The terms "severe" and "serious" are not synonymous and are independently assessed for each AE. Multiple occurrences of AEs were counted only once per participant at the highest (worst) grade. From Baseline until the primary completion date (up to 1 year, 1 month)
Secondary Number of Participants With a Primary Cardiac Event A primary cardiac event is defined as the occurrence of either of the following events: - Incidence of a symptomatic ejection fraction decrease (heart failure) of New York Heart Association (NYHA) Class III or IV and a drop in left ventricular ejection fraction (LVEF) of at least 10-percentage points from baseline and to below 50%; or - Cardiac death, defined as: Definite cardiac death (due to heart failure, myocardial infarction, or documented primary arrhythmia); or, Probable cardiac death (sudden unexpected death within 24 hours of a definite or probable cardiac event [e.g., syncope, cardiac arrest, chest pain, infarction, arrhythmia] without documented etiology). From Baseline until the primary completion date (up to 1 year, 1 month)
Secondary Number of Participants With a Secondary Cardiac Event A secondary cardiac event is defined as asymptomatic or mildly symptomatic Left Ventricular Systolic Dysfunction (LVSD) of NYHA Class II, defined as a left ventricular ejection fraction (LVEF) decrease of at least 10-percentage points below the baseline measurement to an absolute LVEF value of <50% confirmed by a second assessment within approximately 3 weeks From Baseline until the primary completion date (up to 1 year, 1 month)
Secondary Number of Participants With Laboratory Test Abnormalities at the Highest NCI CTCAE v4 Grade Post-Baseline Clinical laboratory tests were performed at local laboratories; any abnormal values (High or Low) were based on local laboratory normal ranges. Laboratory abnormalities are presented by the highest (worst) severity grade (according to NCI-CTCAE v4.0) post-baseline. Not every abnormal laboratory value qualified as an adverse event, only if it met any of the following criteria: clinically significant (per investigator); accompanied by clinical symptoms; resulted in a change in study treatment; or required a medical intervention or a change in concomitant therapy. For a participant with multiple post-baseline abnormalities, only the highest (worst) grade for a given laboratory test is reported. 'Any Grade' indicates the total number of participants with a post-baseline abnormality of any grade for the specified test. Abs. = absolute count; SGOT/AST = serum glutamic-oxaloacetic transaminase/aspartate transaminase; SGPT/ALT = serum glutamic-pyruvic transaminase/alanine transaminase Day 1 of Cycles 1 to 8 (up to 21 weeks)
Secondary Summary of the Number of Participants With at Least One Adverse Event, Severity Determined According to NCI CTCAE v4, Over the Course of the Entire Study The adverse event (AE) severity grading scale for the NCI CTCAE v4.0 was used for assessing AE severity. Any AEs that were not specifically listed in the NCI CTCAE, v4.0 were graded per the following 5 grades: Grade 1 = mild; asymptomatic or mild symptoms; clinical or diagnostic observations only; or intervention not indicated. Grade 2 = moderate; minimal, local, or non-invasive intervention indicated; or limiting age-appropriate instrumental activities of daily living. Grade 3 = severe or medically significant, but not immediately life-threatening; hospitalization or prolongation of hospitalization indicated; disabling; or limiting self-care activities of daily living. Grade 4 = life-threatening consequences or urgent intervention indicated. Grade 5 = death related to AE. The terms "severe" and "serious" are not synonymous and are independently assessed for each AE. Multiple occurrences of AEs were counted only once per participant at the highest (worst) grade. From Baseline until end of study (up to 5 years)
Secondary Number of Participants With a Primary Cardiac Event Over the Course of the Entire Study A primary cardiac event is defined as the occurrence of either of the following events: - Incidence of a symptomatic ejection fraction decrease (heart failure) of New York Heart Association (NYHA) Class III or IV and a drop in left ventricular ejection fraction (LVEF) of at least 10-percentage points from baseline and to below 50%; or - Cardiac death, defined as: Definite cardiac death (due to heart failure, myocardial infarction, or documented primary arrhythmia); or, Probable cardiac death (sudden unexpected death within 24 hours of a definite or probable cardiac event [e.g., syncope, cardiac arrest, chest pain, infarction, arrhythmia] without documented etiology). From Baseline until end of study (up to 5 years)
Secondary Number of Participants With a Secondary Cardiac Event Over the Course of the Entire Study A secondary cardiac event is defined as asymptomatic or mildly symptomatic Left Ventricular Systolic Dysfunction (LVSD) of NYHA Class II, defined as a left ventricular ejection fraction (LVEF) decrease of at least 10-percentage points below the baseline measurement to an absolute LVEF value of <50% confirmed by a second assessment within approximately 3 weeks From Baseline until end of study (up to 5 years)
Secondary Number of Participants With Laboratory Test Abnormalities at the Highest NCI CTCAE v4 Grade Post-Baseline Over the Course of the Entire Study Clinical laboratory tests were performed at local laboratories; any abnormal values (High or Low) were based on local laboratory normal ranges. Laboratory abnormalities are presented by the highest (worst) severity grade (according to NCI-CTCAE v4.0) post-baseline. Not every abnormal laboratory value qualified as an adverse event, only if it met any of the following criteria: clinically significant (per investigator); accompanied by clinical symptoms; resulted in a change in study treatment; or required a medical intervention or a change in concomitant therapy. For a participant with multiple post-baseline abnormalities, only the highest (worst) grade for a given laboratory test is reported. 'Any Grade' indicates the total number of participants with a post-baseline abnormality of any grade for the specified test. Day 1 of Cycles 1 to 22 (1 cycle is 3 weeks), during treatment-free follow-up every 3 months for 1 year, then every 6 months until end of study (up to 5 years)
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