Schizophrenia Clinical Trial
Official title:
Multisite Double-Blind Randomized Controlled Study of Estradiol Plus Antipsychotic Versus Placebo Plus Antipsychotic in the Treatment of Psychotic Symptoms in Women With Schizophrenia
OBJECTIVE:
To test the use of adjunctive estrogen in a 8 week, three-arm, double-blind,
placebo-controlled study in the treatment of psychotic symptoms in women with schizophrenia.
HYPOTHESIS:
That women receiving adjunctive estrogen will demonstrate significantly greater improvements
in the symptoms of schizophrenia than women receiving adjunctive placebo.
STUDY POPULATION:
180 women will be recruited over a three-year period across three sites. Participant will be
of potential child-bearing age (Pre-menopausal and Post-menarche) with a current diagnosis
of Schizophrenia, Schizophreniform Disorder, or Schizoaffective Disorder (not in manic
phase)according to the Mini International Neuropsychiatric Interview (MINI).
STUDY MEDICATION:
Estradiol. One third of the participants (n=60) will be randomised to receive adjunctive
100mcg Estradiol; one third of the participants (n=60) will be randomised to receive
adjunctive 200mcg Estradiol n=60; and, one third of the participants (n=60) will be
randomised to receive adjunctive placebo n=60). All patches will be covered with identical
adhesive contact to ensure the "blind" is maintained.
STUDY EVALUATIONS:
Data will be collected over a two-month period for each participant. Visits will be
performed at baseline, and then at weekly or fortnightly intervals. A total of six visits
will be completed for each participant. The following evaluations will be performed:
i) Inclusion/exclusion checklist. (Baseline visit only)
ii) Informed consent. (Baseline visit only)
iii)psychiatric evaluation to determine diagnosis. (Baseline visit only)
iv) General clinical evaluation including medical history, current conditions and a
non-invasive physical examination, body weight, vital signs. (Baseline and endpoint visits)
v) Medication history. (Baseline and evaluation visits)
vi) Demographics. (Baseline visits only)
vii) The primary outcome measures will be the Positive and Negative Syndrome Scale (PANSS),
which will be taken at weeks 1, 2, 4 and 8 of the trial. Cognitive testing will take place
at baseline and 8 weeks. Side effects will be assessed at weeks 1, 2, 4, 6, and 8 to measure
changes in subject's reported side effects during the trial.
viii) Laboratory tests including; Serum levels of mood stabiliser, LH, FSH, Estrogen,
Progesterone, Prolactin, DHEA,Testosterone and(Baseline and evaluation visits).
This research protocol outlines a multi-site clinical trial of adjunctive estradiol in women
with Schizophrenia. We propose to recruit 180 women into this study from 3 Australian sites
- The Alfred Hospital, Barwon Health, and Dandenong Hospital.
1.1 Literature Review
Schizophrenia is a severe mental disorder that affects up to 2% of the adult population.
Patients present with a variety of symptoms including hallucinations, delusions and bizarre
behaviour while some develop additional "negative" symptoms such as amotivational states and
poverty of thought.
Schizophrenia is generally thought to be an organic brain disorder with psychosocial
determinants for course and outcome. The illness appears to be heterogenous with groups of
patients presenting with distinct and differing patterns of psychopathology and illness
course. Part of this heterogeneity includes distinct male and female subtypes of
schizophrenia.
In recent times, gender differences in schizophrenia have received some attention, in
particular from an epidemiological and psychopathological perspective. Hormonal studies have
been utilised to investigate underlying neuroendocrine disturbances in schizophrenia, but
information from these studies has not been used in the development of new gender specific
treatment strategies. Overall the treatment of schizophrenia has remained gender-blind. The
main gender differences observed in schizophrenia that have international consensus include
the later age of onset in women; better response to antipsychotics in women; and more
treatment resistant negative symptoms in men. Women have also demonstrated vulnerability to
psychotic episodes during menopause, the post-partum period and at low estrogen phases of
the menstrual cycle.
From these clinical observations, Seeman and Lang (1990) hypothesised that estrogen may
provide "protection" against early onset of severe schizophrenia in women, thereby
accounting for increased vulnerability during both lifetime and monthly low estrogen phases.
Seeman and Lang (1990) further hypothesised that estrogen may provide protection against
early onset of severe treatment resistant schizophrenia through an anti-dopaminergic effect
by modulating the sensitivity of the dopamine receptor thereby potentiating the effect of
antipsychotics.
Evidence for estrogen having a modulating effect on dopaminergic systems comes from studies
in rats in which estrogens can enhance antipsychotic-induced cataplexy (Behrens et al. 1992;
Fields et al 1982) and reduce amphetamine and apomorphine-induced behaviour such as
stereotypies (Ferretti et al., 1992; Clopton et al., 1986). In humans, the presence of
estrogen receptors in the limbic system indicates that estrogens may have a neuromodulatory
function (Foreman, et al., 1980; Koller, et al., 1980; Gordon et al., 1980). Estrogens have
been shown to reduce the dopamine concentration in the striatum (Dupond et al., 1981; Bedard
et al., 1984) and modulate the sensitivity as well as the number of dopamine receptors (Di
Paolo, et al., 1981; McDermott, et al., 1994). There are clinical case reports of women
whose schizophrenic symptomatology is exacerbated at low estrogen phases of the menstrual
cycle (Endo et al., 1978). Similarly there are clinical case reports of women with chronic
schizophrenia improving during pregnancy - when estrogen levels are extremely high (Seeman,
1986). After delivery, when estrogen levels drop, increased vulnerability to psychosis is
observed (Seeman, 1996). A recent study investigating the relationship between schizophrenia
psychopathology and low estrogen phases of the menstrual cycle revealed that symptoms
improved when natural estradiol levels increased (Riecher-Rossler et al., 1994). This study
also showed that all 32 patients studied had markedly reduced serum estradiol levels
compared with the normal population and that fluctuations throughout the cycle were
dampened.
1.2 Justification for Project
The findings from both basic and clinical research reviewed in section 1.1 above warrant
further investigation of the hypothesis that estrogen has a protective effect in women, not
only over the female life cycle, but also over the menstrual cycle. Case reports have
appeared in the literature in which clinicians detail improvement in one or two female
patients following administration of synthetic combined estrogen and progesterone. A study
conducted by Klaiber and colleagues' (1979) reported that large doses of estrogen assisted
in the treatment of depression in women. We have been conducting clinical trials in patients
with schizophrenia using estrogen as a treatment for many years, and have an international
reputation for work in this area. Initially, we conducted an open clinical trial with
acutely ill schizophrenic women (Kulkarni et al., 1996) and added 0.02mg of oral estradiol
to the antipsychotic drug treatment of 11 women. Their response was compared to seven women
who received antipsychotic drugs alone. The estrogen adjunct group showed dramatic earlier
improvement, with significant reduction in positive psychotic symptoms by day 3 of
treatment. This suggests that estradiol may act as a catalyst for treatment and could prove
to be an important adjunctive treatment in the therapy of schizophrenia. Subsequent to this
early pilot study, we conducted a double blind placebo controlled 3-arm study of 100mcg,
50mcg estradiol and placebo transdermal adjunctive patches. Published in Schizophrenia
Research (Kulkarni et al., 2003), our results showed that the 100mcg estrogen adjunct
afforded the best outcomes. We then conducted a "proof of concept" study to examine the
effect of adding 100mcg transdermal estrogen versus transdermal placebo to antipsychotic
drug treatment in 90 women with schizophrenia. For the results of this 'proof of concept'
study please refer to Appendix G.
1.3 Review of Estradiol and its Uses
Estrogen is one of a group of hormonal steroid compounds that promote the development of
female secondary sex characteristics. Human estrogen is produced by the ovaries, adrenal
cortices, testes, and feto-placental unit. Along with progesterone, estrogen plays a major
role in the regulation of the menstrual cycle and is regulated by levels of Luteinizing
Hormone (LH) and Follicle Stimulating Hormone (FSH) released from the anterior pituitary
gland in the brain. These two gonadotropin hormones are in turn regulated by the actions of
the hypothalamus. Pharmaceutical preparations of estrogen are used in oral contraceptives,
to palliate post-menopausal breast cancer and prostatic cancer, to inhibit lactation, and to
treat threatened abortion, osteoporosis and ovarian disease. Estrogen is also given to
relieve the discomforts of menopause. Types of estrogen are conjugated estrogen, esterified
estrogen, estradiol, estriol and estrone (Mosby, 1986). Delivery of estrogen by transdermal
patches provides more natural and physiologically equivalent replacement of estradiol
levels.
2. RESEARCH OBJECTIVES
To conduct a three-arm, double-blind, randomized, placebo-controlled, trial across three
sites, to investigate the 'estrogen-protection' hypothesis in women with schizophrenia. The
study aims to:
1. replicate previous research, thereby providing 'proof of concept' for the potential use
of estradiol as a treatment in women with schizophrenia;
2. investigate the effect of an increased dose of estradiol (200mcg transdermal);
3. investigate the duration of the "antipsychotic effect" of estradiol
The aims will be met by comparing changes in psychopathology and cognition over an
8-week period between three groups of participants: (1) a group of participants
receiving standard antipsychotic treatment and a placebo; (2) a matched group receiving
standard antipsychotic treatment plus 100mcg estradiol patches; and (3) a matched group
receiving standard antipsychotic treatment plus 200mcg estradiol patches.
3. ETHICS REVIEW AND INFORMED CONSENT
3.1 Ethics Review
The protocol for this study was approved by the Alfred Research & Ethics Committee on
6th January 2005, at the Barwon site on 01/03/2006, and at the Dandenong site on
12/05/2006.
3.2 Issues Related to the Use of Estradiol Skin Patches
The study involves the addition of 100mcg/200mcg estradiol to standard antipsychotic
treatment for 8 weeks. This dose of estradiol is commonly used in hormone replacement
therapy for postmenopausal women, without side effects. The length of the trial is 2
menstrual cycles, which is a short period of estrogen use. Most side effects commonly
associated with estrogen use are related to long term administration and are thus not
applicable in this study. Basic medical precautions will be taken prior to the
commencement of estrogen therapy (ie. physical examination, routine investigations and
pregnancy testing). In our large study of 90 women 100mcg transdermal estradiol was
used and the treatment was well tolerated. Subjects will be counselled with regard to
the lack of contraceptive effect of using estradiol patches.
3.3 Use of a Placebo
All subjects will be informed that there is a two-in-three chance that they will
receive estradiol patches and a one-in-three chance they will receive placebo patches.
As well as the study medication, all subjects will receive standard antipsychotic
medication and thus will not be disadvantaged in any way by placement in the "placebo"
group. Subjects who are entered into the trial will be on a relatively stable treatment
regime having had no change of medication in the prior 30 days and there will be no
future change in medication anticipated. By controlling this variable, we are able to
create a 'true placebo' group as there should be no modification of antipsychotic
medication over the trial period that could potentially affect the psychopathology
results. Both subjects and researchers will be unaware of which group a subject is in.
However, if the need arises researchers will be able to break the code to reveal the
group to which the subject belongs. Subjects allocated to the placebo group will be
offered open-label adjunctive treatment with 200mcg estradiol for two months proceeding
the trial, thereby ensuring all participants receive the potential benefits of
adjunctive estradiol.
3.4 Standard Antipsychotic Treatment
As the proposed study is an adjunctive trial, all participants will continue to receive
standard antipsychotic treatment whilst in the trial. Antipsychotic medication will be
measured in "risperidone equivalents", which involves converting the dose of their
current antipsychotic treatment to its equivalent dose of risperidone. To be included
in the trial participants must meet the following criteria: 2-10mg daily "risperidone
equivalents" for at least 4 weeks with residual symptoms as defined by a PANSS positive
score greater than 15 and/or a PANSS negative score greater than 15.
3.5 Informed Consent
Only participants who are able to give informed consent, i.e. able to demonstrate an
understanding of the objectives of the study and the implications of their role in it,
will be recruited into the study. Involuntary patients who are able to give informed
consent will be able to participate and where possible a guardian or relative will be
contacted and notified of the patients' involvement. Participants will be advised that
their participation is voluntary and that they are free to withdraw from the study at
any stage.
3.6 Confidentiality
Participants' identity will remain anonymous at all times. Once a participant agrees to
participate in the study, she will be assigned a code number to ensure anonymity.
Information about the subject will be restricted to the researchers directly involved,
unless there are clear management issues, in which case the information will be shared
with the treatment team. Participants' files will be stored in locked filing cabinets
with access only available to researchers on the project. All test results will be
shared with the participant and their family / guardian.
4. METHOD
4.1 Participants
A target number of 180 participants (60 from The Alfred, 60 from Barwon and 60 from
Dandenong) will be recruited over a three-year period with equal numbers being
allocated to each group (100mcg Estradiol n=60; 200mcg Estradiol n=60; Placebo n=60).
Participants will be recruited from both inpatient and outpatient settings and
participants may be recruited from other centres providing that approval has been
gained from the appropriate controlling bodies. The total number of subjects will allow
results to be analysed by subgroups based on factors such as menstrual cycle phase.
4.2 Materials
- demographic information
- diagnosis according to the Mini International Neuropsychiatric Interview (MINI) -
modules L (psychotic disorders) and D (mania/hypomania )
- inclusion/exclusion criteria check
- medical history & non-invasive general physical examination
- Laboratory tests to determine pregnancy status, menstrual cycle phase and
neuroendocrine status
- Breast scan (mammogram; at Alfred and Dandenong sites) or breast screens
(ultrasounds; at Barwon site) to check for breast abnormalities in participants to
be conducted when informed consent is provided
- hormone measurements of estrogen, progesterone, prolactin, testosterone, LH, FSH
and DHEA
- A menstrual cycle questionnaire (MCQ) to gain a menstrual history
- Assessment of psychopathology (PANSS & MADRS) and cognitive function (RBANS)
Hormone assays will be repeated at weeks 4 and 8. A menstrual calendar will be used to
record the onset and cessation of menses during the trial. The primary outcome measures
will be the Positive and Negative Syndrome Scale (PANSS), which will be taken at weeks
1, 2, 4 and 8 of the trial. Cognitive testing will take place at baseline and 8 weeks.
Side effects will be assessed at weeks 1, 2, 4, 6, and 8 to measure changes in
subject's reported side effects during the trial.
4.3 Procedures
Participants will be screened as soon after identification as possible to assess
eligibility for entry into the study. The diagnostic instrument to be used will be the
Mini International Neuropsychiatric Interview (MINI). The details of the project and
requirements of participation will be explained to eligible participants and a Plain
Language Statement provided. If a potential participant is identified to be a current
client of The Alfred Psychiatric Service, Southern Health (Dandenong site) or Barwon
Health (Barwon site), the researcher will contact a member of the individual's treating
team to discuss the suitability of approaching the client and to gain an indication of
the person's ability to give informed consent. A member of the treating team will then
approach the potential participant and ask if they are willing to talk to the
researcher about the study. This discussion will involve providing a detailed verbal
explanation of the study and the written Participant Information and Consent Form
(PI&CF) as approved by the applicable Human Research Ethics Committee. The potential
participant will be asked to read through the PI&CF or have it read to them by the
researcher. The potential participant will be encouraged to discuss the PI&CF and the
possibility of participating in this study with a significant other or support person.
Once the potential participant has read the PI&CF the researcher will have another
discussion with this person, preferably in the presence of a witness. The researcher
will ask the potential participant to provide a verbal explanation about what they
think the study is about and what is involved in their participation. The researcher
may draw attention to particular parts of the PI&CF to ensure that the potential
participant is fully aware of all aspects involved. The potential participant will be
asked if he/she has any questions about the study, which will be answered by the
researcher. At this point, if the researcher believes that the potential participant
understands the information provided to them about the study, and has had the
opportunity to ask questions and have them answered, then the consent form can be
signed. The consent form will be signed and dated by the project participant, by the
researcher who explained the project to the participant, and by a witness.
Participants who provide informed, written consent will undergo a full psychiatric and
medical history and will receive a non-invasive physical examination as well as a
breast scan or screen (dependant on site specific regulatory advice). Baseline hormone
levels will be measured via a blood test, and a menstrual cycle questionnaire will be
administered to determine menstrual status. Baseline psychopathology rating scales
(PANSS) will then be administered. After a participant has been deemed eligible to
enter the trial and baseline measurements have been performed, the participant may be
randomised to one of three groups for the duration of the eight-week double blind
phase. The three groups are: (1) 100mcg estradiol patches, (2) 200mcg estradiol
patches, and (3) placebo patches.
Upon entry into the double-blind phase, each participant will be allocated an
identification number and will be randomly assigned to a treatment regimen as generated
by The Alfred Clinical Trials Pharmacy, who will be aware of which treatment group the
participant is allocated to but will not be directly involved in the trial. The
Clinical Trials Pharmacy coordinator will not disclose the randomisation codes to any
of the investigators or data collectors involved with the project.
Day one of the trial will be the first day that the participant receives the study
medication. Study medication is dispensed via the pharmacy department at each site.
Baseline measurements must be taken the day before the first day of the trial, and thus
baseline is considered to be Day 0. Evaluation of adverse events and medication
compliance will be performed at regular intervals for the duration of the trial.
Psychopathology rating scales will be completed at baseline and weeks 1, 2, 4 and 8.
Hormone assays will be completed at baseline and weeks 4 and 8. Cognitive assessment
will be completed at baseline and at week 8. The week 8 visit must fall on the last day
of the trial medication.
4.4 Clinical Follow-up
For ethical reasons, upon completion of the active phase of the trial each participant
will be "unblinded" and made aware of which treatment they had received. Participants
who were receiving placebo will be offered an "open label" trial of the 200mg estradiol
patches. This is so that no one is disadvantaged by their participation in the trial
and are all able to take the active medication if they so wish. Participants who opt to
have an "open label" trial of the estradiol patches will be monitored for side effects
for a further 8 weeks whilst they are using the patches. This data will not be included
in the research trial database.
All participants will be followed up for 3 months following the completion of the
active phase of the trial (including the open-label treatment). This follow-up will
consist of monthly telephone contact to check participant's progress as well as
determine the duration of the "antipsychotic effect" of estrogen.
5. STUDY MANAGEMENT
5.1 Data Management
Source data from each site will be transferred to The Alfred site for data entry and
analysis. A copy of the source data for each site will be archived at each site
according to local ethics committee guidelines. A Contract Research Organisation (CRO)
will monitor each of the sites to ensure high quality data and adherence to study
recruitment and retention targets. Inter-rater reliability training will be performed
annually for all staff at each site or when new staff commence.
;
Allocation: Randomized, Endpoint Classification: Efficacy Study, Intervention Model: Parallel Assignment, Masking: Double Blind (Subject, Caregiver, Investigator, Outcomes Assessor), Primary Purpose: Treatment
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