Mental Health Issue (E.G., Depression, Psychosis, Personality Disorder, Substance Abuse) Clinical Trial
Official title:
The Effectiveness of a Low-intensity, Lay Counsellor-delivered, Problem-solving Intervention for Common Mental Health Problems in School-going Adolescents in New Delhi, India: the PRIDE Study Protocol for a Randomized Controlled Trial
We will conduct a two-arm individually randomized controlled trial in six Government-run secondary schools in New Delhi. The targeted sample is 240 adolescents in grades 9-12 with persistent, elevated mental health difficulties and associated impact. Participants will receive either a brief problem-solving intervention delivered by lay counsellors (intervention), or enhanced usual care comprised of problem-solving booklets (control). Self-reported adolescent mental health difficulties and idiographic problems will be assessed at 6 weeks (co-primary outcomes) and again at 12 weeks post-randomization. In addition, adolescent-reported impact of mental health difficulties, perceived stress, mental wellbeing and clinical remission, as well as parent-reported adolescent mental health difficulties and impact scores, will be assessed at 6 and 12 weeks post-randomization. Parallel process evaluation, including estimations of the costs of delivering the interventions, will be conducted.
Background and rationale:
This study is part of a larger research program called PRIDE (PRemIum for aDolEscents) for
which the goals are to:
- develop a trans-diagnostic, stepped-care intervention targeting common mental disorders
in school-going adolescents in India; and
- evaluate its effectiveness in reducing symptom severity and improving recovery rates
among adolescent participants
The components of the stepped-care intervention will be evaluated in separate, linked
studies. The main aim of the current trial is to evaluate the effectiveness of a
low-intensity problem-solving intervention (the first step of the PRIDE stepped-care
intervention) delivered by school counsellors for adolescents with common mental health
problems, when compared with enhanced usual care (EUC).
The primary hypothesis is that the intervention will be superior to the EUC control condition
in reducing the severity of self-reported mental health symptoms and prioritized problems at
six weeks post-randomization.
Study design and setting:
This is a parallel-arm, individually randomized controlled trial with equal allocation of
participants between arms. The trial will be conducted in six Government-run secondary
schools (Grade 9 to 12; approximately corresponding to 13-20 years of age) from the National
Capital Territory of Delhi, India. A process evaluation will be nested in the trial to
provide findings that will assist in the interpretation of the trial results and to inform
potential implementation of the PRIDE intervention on a wider scale.
Eligibility criteria: see 'Eligibility' section.
Interventions: see 'Arms and Interventions' section.
Screening measures: Referred adolescents will be screened for common mental health
difficulties, impact and chronicity using the SDQ (Goodman et al., 2000), according to the
eligibility criteria set out below.
Sociodemographic information: This will be obtained from all enrolled participants through an
interviewer-administered questionnaire, with responses entered directly into a tablet
computer.
Outcome measures: see 'Outcome Measures' section.
Economic measures: The costs associated with the introduction of the experimental and control
arm interventions will be estimated by adding the personnel costs for counsellors and
supervisors, together with fixed costs of training (venue/per diem), furniture and supplies.
All costs will be reported in Indian Rupees and then converted to US Dollars at the average
daily exchange rate over the preceding 12 months.
Process measures:
Process data on enrollment, randomization and assessment procedures will be obtained from
researcher-completed record forms. These will be collated to obtain assent/consent rates of
adolescents and parents (and reasons for missing assent/consent); randomization rates (and
reasons for randomization errors); completion rates of baseline and follow-up outcome
assessments (and reasons for non-completion); and time lags between intended and completed
assessments (and reasons for deviating from targets). In addition, motivations for
help-seeking and expectancies for the school counselling program will be explored at the time
of eligibility assessment through a brief qualitative interview with a sub-sample of referred
students.
Intervention processes will be assessed using additional data sources. Counsellor-completed
session record forms will be used to obtain process data on duration, spacing and frequency
of attended sessions (and reasons for non-attendance); and intervention uptake and completion
rates (and reasons for pre-intervention and mid-intervention drop-out). Participants'
adherence to treatment and potential engagement challenges will be assessed using checklists
within the same record forms, indicating whether or not the student completed practice
exercises at home, used the POD (Problems-Options-Do it yourself) booklets at home, brought
the POD booklets to the session, and demonstrated understanding of POD booklets and session
content. Use of POD booklets will be assessed in each arm of the trial at 6- and 12-week
follow-up assessments using a brief adolescent-reported measure that asks about estimated
frequency of home use and perceived helpfulness of POD booklets in the preceding 6 weeks.
Service satisfaction data will also be obtained from participants in each trial arm at 12
weeks using the 8-item Client Satisfaction Questionnaire (CSQ-8) (Larsen et al., 1979).
Supplementary questions will elicit open-ended written feedback on the most helpful aspects
of the available intervention and suggested modifications.
Intervention fidelity will be assessed using independent ratings of audio-recorded sessions:
10% of all recordings will be selected at random and rated by a psychologist who is not
directly involved with supervision of the intervention providers.
Sample size:
Sample size estimations have been produced for two co-primary outcomes: mental health
symptoms (SDQ Total Difficulties score) and idiographic problems (YTP score). A Bonferroni
correction has been used to adjust for multiple primary outcomes. Following pilot work that
indicated large (uncontrolled) effect sizes, the investigators have conservatively assumed
that the intervention will be associated with an effect size of 0.5 (difference in means/SD)
on both the primary outcomes with 90% power at 6 weeks post-randomization. The investigators
have also assumed a loss to follow up of 15% over 6 weeks, based on pilot work. Based on
these assumptions and a 1:1 allocation ratio for individual randomization, a total of 240
participants will be required. This sample size provides 80% power to detect an ES of 0.44.
Recruitment methods and sampling frame:
A combination of whole-school and classroom-based sensitization methods will be used to
generate referrals into the trial. This will include posters, teacher briefings and
classroom-based information sessions for students. Referrals may be initiated in a number of
ways: (1) adolescents can directly approach a researcher following a classroom information
session; (2) adolescents can provide their contact details in a 'drop box' placed in the
school; or (3) adolescents can request a referral through a teacher (or a teacher may raise
the prospect of referral directly with a student before initiating the same). Referred
participants will be assessed for eligibility using the SDQ; those meeting eligibility
criteria will be invited to participate in the trial. Referred adolescents who do not meet
eligibility criteria will receive a handout on self-care strategies.
In the academic year 2018-19, there are 172 class divisions of grades 9-12 in the six
collaborating schools in New Delhi, and approximately 50 students per class. Seventy classes
will participate in an embedded recruitment trial (see separate protocol: NCT03633916). The
host intervention trial will recruit participants originating from the 70 classes sampled in
the embedded recruitment trial, as well as participants drawn from other classes as needed.
The precise schedule of recruitment activities in the remaining 102 classes will be
calibrated according to referral patterns and caseload capacity for intervention providers in
the various schools.
Assent/consent procedures:
Referred adolescents will be invited to meet with a researcher when a 2-stage consent process
will be initiated.
1. Assent/consent for using screening data: All referred students who are screened for
eligibility will be provided with written information and structured verbal information
about the potential use of their screening data for evaluation of help-seeking patterns.
Assent, consent will be obtained on signed consent forms.
2. Assent/consent for trial participation: Eligible students will be provided with
additional structured verbal information and a printed participant information sheet
about trial participation. Assent will be sought for adolescents who are below 18 years
of age, and consent will be sought for adolescents who are 18 years of age or older. For
assenting participants aged below 18 years of age, consent from a parent/guardian will
be sought by a researcher. This will involve two levels of consent: consent for their
child to participate in the trial, and consent for a parent's/guardian's own
participation in the study. The informed assent/consent procedure with adolescents will
be completed during school hours, while the parent/guardian consent process will be
completed at the family's home or another convenient location. Details of
assenting/consenting adolescents and consenting parents (and those declining to
participate) will be logged on an ongoing basis, along with reasons for
non-participation.
Data collection procedures (see 'Outcome Measures' for detailed descriptions of measures
referenced below):
Field researchers will administer outcome measures in schools, at home or other convenient
locations. The adolescent-reported SDQ will be collected by a field researcher on a digital
tablet device, and will also serve as the basis for eligibility screening. Other baseline
assessments will be completed as soon as possible after assent/consent procedures are
completed (and ideally on the same day). The YTP will be administered on paper while the
remaining scales will be administered on a digital tablet device. The YTP will be
administered on paper as it asks the participants to describe, prioritize and score their
three main problems; the same list of problems will be rated again during follow-up
assessments (see below). Adolescents will also be assessed on the PSS-4 and SWEMWBS. Index
parents will be invited to complete the SDQ only. Sociodemographic data from the adolescent
and parent/guardian will also be collected on digital tablets.
Follow-up assessments will be completed at 6 and 12 weeks post-randomization. The 6-week
outcome is the primary end-point, as the optimal effect of the intervention is expected to
occur immediately after the intervention has been completed. The 12-week end-point is
included to evaluate the durability of intervention effects. The CSQ-8 (a process measure of
service satisfaction) will be collected at 12 weeks post-randomization only. Additionally,
all adolescents will complete a self-report measure on the use of the intervention materials
(problem-solving booklets) provided in the intervention and control arms.
Data analysis plan:
Descriptive analyses: Initial analyses will compare baseline characteristics of referred
adolescents who did and did were not enrolled into the trial for various reasons. Baseline
characteristics of enrolled participants will be compared between trial arms. Findings will
be reported as per the CONSORT guidelines, using intention-to-treat analysis, including a
trial flow chart.
Outcome measures will be summarized at recruitment, at 6- and 12-week follow up by trial arm,
and overall. These will be summarized by means (standard deviation), medians (interquartile
range), or numbers and proportions as appropriate. For continuous outcomes, histograms will
also be plotted within each arm to assess how closely the scales follow a normal
distribution. This will determine how the outcomes are described as well as the choice of
inferential analysis method.
Outcome analyses: The primary analyses will be on an intention-to-treat basis at the 6-week
end-point, adjusted for baseline values of the outcome measure; school (as a fixed effect in
the analysis) to allow for within-school clustering, counsellor variation (as a random
effect); and variables for which randomization did not achieve reasonable balance between the
arms at baseline, or those associated with missing outcome data. Intervention effects will be
presented as adjusted mean differences and effect sizes (ES), defined as standardized mean
differences.
For continuous variables, the analysis of secondary and exploratory outcomes will use similar
methods to the primary outcome analysis for continuous variables. For the binary outcome
(remission), the intervention effect will be reported as the adjusted odds ratio with 95%
CIs. Generalized (linear or logistic) random-effects regression models will be used,
adjusting for baseline outcome score and clustering, and other baseline variables as above.
For outcomes to be examined over the 12-week follow-up period (other than remission),
regression models will include a variable to represent 'time' in order to indicate whether
the data were collected at the 6- or 12-week end-point. To assess whether the intervention
effect varies over time, an intervention x time interaction term will be fitted to allow for
a different intervention effect at 6 vs 12 months, although this will not be highly powered.
We will explore potential moderators of intervention effects, with respect to a priori
defined modifiers (i.e. chronicity of mental health difficulties, severity of mental health
difficulties, YTP type, SDQ caseness profile). We will fit relevant interaction terms and
test for heterogeneity of intervention effects in regression models. A mediation analysis
will be conducted to examine whether the theoretically-driven a priori factor (perceived
stress at 6 weeks) mediates the effects of the intervention on primary outcomes (i.e. mental
health symptoms and idiographic problems) at 12 weeks. Additionally, intervention effects for
students who receive fewer sessions than prescribed will be estimated using the Complier
Average Causal Effect structural equation model.
Process evaluation: We will undertake descriptive statistical analysis of quantitative
process data in order to explore the implementation of intervention procedures. In addition,
thematic analysis will be used to code and organise qualitative interview data on
intervention expectancies (assessed prior to enrolment) and qualitative written feedback on
service satisfaction (assessed at 12-week follow-up). Findings from the various data sources
will be triangulated and used to develop explanatory hypotheses about potential differences
in intervention delivery and engagement across schools, subgroups of participants and
providers. Process evaluation findings will be used to facilitate interpretation of the main
trial results. The trial statisticians may conduct further analyses to test hypotheses
generated from integration of the process evaluation and trial outcome data.
Cost-effectiveness analysis: The costs associated with the introduction of the PRIDE and
control arm interventions will be estimated by adding the fixed costs of materials and
personnel costs.
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