COPD Clinical Trial
Official title:
Investigating the Association Between Altered Lung MicroBiome and HIV-associated Chronic Obstructive Pulmonary Disease in a Ugandan Cohort
Research question
Is there any association between altered lung bacterial communities and HIV-associated
Chronic Obstructive Pulmonary Disease (COPD)?
Rationale
Sub-Saharan Africa has experienced dramatic increases in COPD related-morbidity and
mortality. Longitudinal studies have shown that people living with HIV develop worsening
airflow obstruction with a prevalence higher than that of the general population (i.e 3.4 to
21% compared to 0.4 to 12.2%). It is still unknown why HIV-infected individuals develop COPD
at a prevalence higher than their HIV-negative counterparts. It's been hypothesized that a
change in the lung bacterial communities in the setting of HIV drives inflammation leading to
lung damage. There is a need to explore the dynamics of lung bacterial communities and
elucidate mechanisms responsible for irreversible lung damage that may follow lung
disturbances in bacterial richness and diversity. In addition, understanding the bacterial
communities of the lung in normal subjects is an essential step in providing negative
controls to interpret lung microbe in disease states for-example COPD. Insights from this
research will inform efforts to design optimal screening and treatment strategies for COPD in
the HIV-infected population in sub Saharan Africa.
Methods
A cross sectional study will be conducted in which lung bacterial communities in 63 HIV
infected participants ≥ 35 years with and without COPD will be compared with 63 HIV negative
participants with and without COPD. Participants will be recruited from COPD/HIV and LINK
Nakaseke cohorts, which were population based studies conducted in the same study setting.
Sputum samples will be collected using sputum DNA collection, preservation and isolation
Kits. Extracted bacterial DNA will be sequenced and used to determine all bacterial species
in the processed samples using available online metagenomics databases.
Analysis plan
A histogram will be used to display the frequencies of the identified bacterial species in
the processed samples. Bacterial richness and diversity of samples in the 4 groups will be
compared to determine any differences.
Background
The improvements in access to antiretroviral therapy (ART) among people living with HIV/AIDs
(PLWHA) has resulted in a decrease in HIV-associated morbidity and mortality. This is
particularly true in low- and middle-income countries (LMICs), which bear the largest burden
of HIV. The reduction in mortality has substantially increased life expectancy, with
estimates among PLWHA now approaching that of the general population (Asiki, Reniers et al.
2016). Consequently, there has been increased attention among survivors to the emerging
burden of non-communicable diseases (NCD), such as chronic obstructive pulmonary disease
(COPD) (Geneau, Stuckler et al. 2010). Sub-Saharan Africa, which has the highest density of
PLWHA, has experienced dramatic increases in COPD related-morbidity and mortality (van Zyl
Smit, Pai et al. 2010, Asiki, Reniers et al. 2016). Studies are urgently needed to further
elucidate the pathogenesis of COPD, and to determine optimal screening and treatment
strategies (Asiki, Reniers et al. 2016, Drummond, Kunisaki et al. 2016). Associations between
lung dysbiosis and COPD exacerbation phenotypes have been demonstrated in the general
population(Wang, Bafadhel et al. 2016). However, it still remains unknown why PLWHA have
higher prevalence of COPD compared with the general population (Drummond, Kunisaki et al.
2016). No data currently exists on lung microbiome in the general Sub Saharan African
population including Uganda. There is a need to explore the dynamics of the lung microbiome
(Cui, Morris et al. 2014, Wang, Bafadhel et al. 2016) and elucidate immune-mediated responses
responsible for irreversible lung damage that may follow lung dysbiosis in the setting of HIV
infection (Hutchinson, Vlahos et al. 2014, Wang, Bafadhel et al. 2016). Understanding the
role of lung dysbiosis in the pathogenesis of HIV-associated COPD is of utmost significance
in the African setting with the highest HIV/AIDs burden(Cassol, Cassetta et al. 2010, Morris,
George et al. 2011).
Study hypothesis
Altered lung microbiome in HIV infected individuals is associated with chronic obstructive
pulmonary disease (COPD).
Specific aims
1. To determine the lung microbiome among HIV-infected and uninfected individuals without
COPD (healthy controls).
2. To determine the lung microbiome among HIV-infected individuals with COPD.
3. To compare lung microbiome among HIV-infected individuals with COPD and HIV negative
individuals with COPD.
4. To determine the association between lung microbiome and COPD in HIV-infected
individuals.
Problem Statement
Whereas multiple studies on lung microbiome and its role in COPD exacerbations are currently
being carried out in the western world (Cui, Morris et al. 2014, Sze, Hogg et al. 2014, Wang,
Bafadhel et al. 2016) , there is limited literature on the role of HIV in COPD pathogenesis
(Morris, George et al. 2011, Drummond, Kunisaki et al. 2016). It is still unknown why
HIV-infected individuals develop COPD with a prevalence higher than their HIV-negative
counterparts (Morris, George et al. 2011). No data currently exists on lung microbiome in the
general Sub Saharan African population including Uganda. Research is urgently needed to
describe the lung microbiome in individuals without COPD and to elucidate the pathogenesis of
COPD in HIV (Morris, George et al. 2011, Drummond, Kunisaki et al. 2016).
Justification
Establishing an association between lung microbiome and HIV-associated COPD is of utmost
significance in the African setting with the highest HIV/AIDs burden.Knowledge from such a
study will to guide the development of optimal screening and treatment strategies of COPD in
HIV population.
Methods
A cross sectional study will be conducted among HIV-infected individuals attending ART
clinics in Nakaseke and HIV negative individuals from Lung function in Nakaseke (LiNK) study.
Estimated sample size
Applying the hypothesis testing and power calculations for taxonomic-based human microbiome
data using the Human Microbiome project-R (HMP-R) statistical package (version1.4.3) which
operates on the Dirichlet-multinomial model[33], For significance level (alpha set at = 5%),
number of participants N = 50; number of sequence reads ≥20,000 (considered as cut off for
quality control), power ≥99.99% (this power is sufficient to detect the effect size that is
anticipated to be observed in the sequence data). Considering 20% non-participation rate, the
sample size for each group will be 63 participants.
Study site selection
Nakaseke district ART clinics have been chosen as the study sites because of the ongoing
COPD/HIV study whose objectives are to determine the prevalence and factors associated with
COPD in HIV. Over 752 HIV-infected individuals have been screened for COPD following standard
guidelines. In addition, the LiNK study (Lung Function in Nakaseke and Kampala (LiNK), PI:
Kirenga, Checkley) was also conducted in Nakaseke. It was a population based observational
study assessing COPD prevalence, risk factors and symptomatology in rural communities of
Nakaseke using a stratified random sample of 1000 individuals above 35 years of age and full
time residents of Nakaseke.
Sampling procedure
Using Epi tool random number generator (La Rosa, Brooks et al. 2012), the study staff will
select 63 participants in the target groups from our respective cohorts. The research
assistant will document their age, sex and smoking history. The COPD+HIV+ group will be used
to identify participants from other groups.
Study plan
Trained research assistants and a medical officer will be based at Nakaseke ART clinics.
Randomly selected participants will be contacted by phone. The study team will explain the
protocol to the participants and if interested, a study visit will be scheduled by the
research assistant. They will obtain informed consent from participants and a baseline
spirometry will be done. The study staff will carry out sputum induction procedure following
standard operating procedures. Induced sputum specimens will be collected using sputum DNA
collection, preservation and isolation Kits following manufacturer's instructions. The
components of the preservative will allow the collected samples to be stored for more than 2
years without any detectable DNA degradation.
Specimen handling
Specimen will be handled as per the standard operating procedures. Briefly, sputum specimens
will placed in a leak proof biohazard bag with sealed lids and absorbent material. All
specimens will be transported in compliance with local and national regulations governing the
transport of potentially infectious materials.
Core laboratory for specimen processing
Molecular diagnostics laboratory and Integrated Biorepository laboratory located at Makerere
University College of Health Sciences on the 3rd floor of the Medical Microbiology building
will be used for sample processing.
Genomic DNA extraction
Bacterial genomic DNA will be extracted from 200 microlitres of sputum samples using
commercially available kits.
Genomic DNA extraction controls
ZymoBIOMICS Microbial Community Standard will be used as a positive sample control when
preparing DNA samples. Storage Buffer from DNA Collection Kit with no sample added will be
used as negative control.
V3 and V4 hypervariable region polymerase chain reaction (PCR) amplification
The V3 and V4 hypervariable region of the 16S rRNA gene will be PCR amplified utilizing
commercially available primers.
16S rRNA sequencing
DNA sequencing will be done in batches utilizing MiSeq sequencing platform following
manufacturer's protocol. Each batch will consist of randomized samples from the two groups. A
1x26 MiSeq run will be performed to check cluster density and normalization of samples.
Illumina metagenomics workflow by MiSeq Reporter version 2.3 will be used for demultiplexing
indexed reads, generating sequence files, and classifying reads. Stringent criteria will be
used to remove low quality and chimeric reads.
Statistical analysis
For specific aim 1, 2 and 3
1. Clustering 16SrRNA sequence reads into OTUs:
After quality control and data cleaning, the remaining reads will be subjected to an
open reference operational taxonomical unit (OTU) picking (97% identity cut-off) in
which reads will be firstly clustered against the Greengenes reference sequences. OTUs
will be rarefied to the lowest number of reads among all samples, and the rarefied OTU
table will be used for assessing alpha and beta diversity . A jack-knifing Principal
Coordinate Analysis (PCoA) will be performed to assess the robustness of the results.
2. Composition of the lung microbiome in the target compared with control groups:
The investigators will compute the mean percentage abundance of all the identified taxonomic
clusters OTUs) or bacterial species in the target population vs. the control group. This data
will be summarized and presented in histogram.
For specific aim 3
1. A multivariate model between OTUs, clinical status (COPD/HIV) and/or clinical data will
be developed. This will be achieved by performing a general linear regression for each
continuous variable and the binary outcome. To establish the relationship between OTUs
and a group of clinical data, a canonical correspondence analysis will be performed.
For the microbiome dataset, OTUs that will be present in at least 10% of all samples
will be included in the analysis. For the clinical dataset, variables that will be
missing in more than 50% of all samples will be excluded to minimize the effects of
missing values. Collinearity will be addressed using pairwise Pearson's correlation test
on microbiome and clinical variables. Significant model components will be selected by
cross validation using the Auto-fit option with default criteria in the SIMCA-P (Wang,
Bafadhel et al. 2016).
2. Measuring association between OTUs, HIV, COPD status and clinical data A co-occurrence
network will be established by correlation of individual OTUs. Pairwise Pearson's
correlation test will be used to assess the significance of co-occurrence relationships,
and only significant correlations will be retained (adjusted P-value < 0.05). The False
Discovery Rate (FDR) method will be used throughout to adjust P-values (adj. P) for
multiple tests (Wang, Bafadhel et al. 2016). Unstable edges whose scores will not be
within 95% confidence interval of bootstrap distribution will be removed from the
network. Missing values will be omitted from correlation calculations. For the OTU
network, the 100 top-ranking and 100 bottom-ranking edges will be displayed in the final
network (Wang, Bafadhel et al. 2016).
Study limitations
In this study, the scope of our investigations will involve bacterial communities in the
lungs which the investigators will identify by 16SrRNA sequencing. The investigators
acknowledge that other microbe communities (viral, fungal and parasites) may play a role in
COPD pathogenesis and exacerbation.
Ethical consideration
The study was approved by the Uganda National Council of Science and Technology (UNCST) and
Mulago Hospital Research Ethics Committee (MHREC). No invasive procedures are being done to
the participants and all screening will include standard point of care approaches.
Informed consent process:
Confidentiality
Participants will be given unique identification numbers to replace their identifiable data.
No participant identifiers will be attached to participant data. Study staff will have access
to raw data. All data will be stored in a password protected, fully encrypted database,
accessible only to the study staff and investigators responsible for analysis.
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