Stroke Clinical Trial
Official title:
The Impact of Mindful Meditation on Mobility, Cognition and Fall Risk in the Older Adult.
Falls have significant consequences for older adults, including fracture, disability, and
death (1). Risk factors for falls include both impaired physical and cognitive function (1).
Thus, older adults with chronic stroke are at significant risk for falls (2).
Exercise is an evidence-based approach for reducing falls risk, even among those who are
living with stroke-related impairments (3,4). More recently, mindfulness based meditation is
gaining recognition for its positive impact on both physical and cognitive health (6,7).
Thus, the investigators hypothesize that combining exercise with mindful meditation may be
greater impact on falls risk reduction as compared with exercise alone. To begin exploring
our hypothesis, we will conduct a 12-week proof-of-concept study among 20 older adults with
chronic stroke (i.e., suffered their first clinical stroke > or = 12 months prior to study
entry). Participants will be randomly allocated to either: 1) exercise; or 2) exercise +
mindfulness based meditation. Outcomes will include measures of mobility, balance, and
cognitive function.
1. Rubenstein, L.. Falls in older people: epidemiology, risk factors, and strategies for
prevention. Age and Ageing 2006; 35-S2: ii37-ii41. doi:10.1093/ageing/afl084
2. Tyson et al. Balance disability after stroke. Physical Therapy January 2006: 86
(1):30-38
3. Thomas S, et al.Does the 'Otago Exercise Programme' Reduce Mortality and Falls in Older
Adults?: A Systematic Review and Meta-analysis. Age Ageing. 2010; 39(6): 681-687.
4. Verheyden G, et al. Interventions for preventing falls in people after stroke. The
Cochrane database of systematic reviews, 2013(5).
5. Baer R. Mindfulness Training as a Clinical Intervention: A Conceptual and Empirical
Review. Clinical Psychology: Science and Practice 2003; 10(2): 125-143.
6. Grossman P, et al. Mindfulness-based stress reduction and health benefits. A
meta-analysis. Journal of Psychosomatic Research, 2004;57(1) 35.
Purpose: The intent of this study is to investigate whether, in stroke survivors, the
combination of the Otago exercise program (OEP) and mindfulness based meditation (MBM) may be
more efficacious than OEP alone with respect to balance, mobility, and executive functions.
Hypothesis: The investigators hypothesize that the exercise home program combined with MBM
will be more efficacious than exercise alone in improving balance, mobility, and executive
functions for stroke survivors.
Justification of the Study:
Each year, over 40 000 Canadians experience a stroke and approximately 40% of stroke
survivors are left with moderate to severe impairment (1). Balance problems are common for
stroke survivors and have been implicated with diminished function in activities of daily
living (ADLs) and mobility and associated with an increased risk of falls(2). Stroke
survivors have been shown to have greater postural sway and altered weight distribution
patterns, especially when moving their weight in the direction of the affected lower
extremity(3). These patterns have been seen in static and dynamic balance and at all levels
of function(2, 3). Falls are commonly seen after stroke and even less serious falls may lead
to stroke survivors developing a fear of falling and limiting activity(4).
Executive function is also commonly negatively affected by stroke. Executive functions refer
to high-level cognitive processes including initiation, planning, sequencing, monitoring,
solving novel problems, modifying behaviour in light of new information, performing two tasks
concurrently, generating strategies, inhibition and working memory(5, 6). Between 19-75% of
stroke survivors show impaired executive function skills (6, 7). Persistent deficits in
executive function of stroke survivors negatively impact recovery with an elevated risk of
functional dependence, failure to return to work, and poor social participation (6).
The investigators plan to conduct a 12-week proof-of-concept study to examine whether
mindfulness based meditation (MBM) combined with a home-based exercise program is more
efficacious than exercise alone on improving mobility, balance and executive function
outcomes for stroke survivors. Should the results find MBM to enhance outcomes for CVA
survivors, MBM could be considered more broadly for applications within physical therapy. It
is a low cost and low risk intervention option. All participants in the study will benefit
from receiving instruction in the home exercise routine. Half of the participants will
further benefit from learning about MBM.
The Otago exercise program (OEP) is an evidence-based falls prevention home-based program.
The original OEP randomized controlled trials (4 in total) reduced falls among of OEP
community dwelling adults aged 65 to 96 years by 35% (8,9,10). The OEP consists of muscle
strengthening and balance exercises (to be done 3x/week) and a walking plan (to be done
2x/week) (9). The OEP has been found to improve both falls and executive function in older
adults at risk of falls(11).
Recent research suggests that mindfulness based meditation (MBM) positively impacts cognitive
functions including attention, memory and executive function (12). MBM is a process of
"training the mind to function in a nonjudgmental minute to minute mode" (13). MBM aims to
reorient the individual to the present and broaden self awareness(14). MBM has many forms
including Mindfulness-based stress reduction (MBSR), Mindfulness-based cognitive therapy
(MBCT), Mantra-based meditation and Buddhist-based mindfulness practices(12). All forms of
MBM promote attention to internal experiences such as bodily sensations, thoughts, emotions,
sights or sounds(15). There is emerging evidence that MBM may increase hippocampal volume and
functional brain connectivity as well as promoting cognitive function(16, 17).
Previous studies involving a variety of meditation techniques have reported preliminary
positive effects on attention, memory, executive function, processing speed and
cognition(12). The majority of the studies have been small and did not contain control
groups(14). Randomized controlled trials (RCT) of meditation techniques reported low dropout
rates and high compliance rates(12). Three RCTs with outcome measures for executive function
have demonstrated significant improvement(18,19,20) but other studies were not able to
demonstrate significant findings(12). A systematic review of the benefits of
mindfulness-based interventions following transient ischemic attack and stroke included four
studies with results demonstrating a positive trend in favor of the benefits across a range
of outcomes including anxiety, depression, mental fatigue, blood pressure, perceived health
and quality of life(21). An unexpected finding in a PhD thesis investigating Mindfulness
Based Cognitive Therapy (MBCT) was an improvement in mobility and upper extremity outcome
measures(22). There is a need for further RCTs investigating the potential benefits of
meditation techniques and the proposed study will be novel in terms of the combined potential
of an exercise program with meditation for stroke survivors.
Should this research project reveal that MBM in combination with OEP has improved outcomes
with respect to balance, mobility and executive function, physiotherapists and other medical
clinicians may wish to prescribe this therapeutic combination to optimize the effectiveness
of balance retraining for stroke survivors.
Objectives
1. To assess whether the participants who participate in 12 weeks of both OEP and MBM show
more significant improvements in the following measures:
1. Timed up and Go and dual task Timed up and Go
2. Short Physical Performance battery (SPPB) testing for balance
3. 4 metre walk test for mobility
4. Stroop colour word test for response inhibition
5. Trail making tests for set shifting
6. Digit symbol substitution test for cognition
2. To explore whether mindful attention is impacted by either or both interventions as
measured by the Mindful Attention Awareness Scale(23).
Research Method:
Twenty community-dwelling stroke survivor participants who have expressed interest in future
studies will be recruited by mail. Individuals unable to walk 6 metres independently, are
unable to follow simple instruction, have a chronic medical condition that would limit
exercise participant or have a concurrent condition such as dementia will be excluded from
the study. Individuals will also be excluded if they are unable to read or speak English or
are aphasic. Participants will be randomized to either: 1) OEP only (EX protocol); or 2) OEP
+ MBM (EX Plus protocol).
For the EX protocol, all participants will receive a revised version of the Otago
individualized home-based exercise program; a trained physiotherapist will make 5 home visits
throughout the 12-week intervention. The participants will be expected to complete the home
exercises as prescribed three times per week.
Participants selected to the EX Plus group will receive MBM coaching via 6 one-hour small
group sessions with an experienced meditation instructor. These participants will be expected
to practice at home following online audio recordings and written instructions a minimum of
five times per week.
Outcome measures for physiological falls risk, mobility, cognitive function and mindfulness
will be assessed at baseline and 12 weeks.
Statistical Analysis:
Baseline measures between groups will be conducted using the independent samples T-test.
Between-group differences at 12 weeks will be compared by multiple linear regression
analysis. Experimental group and baseline scores will be included as covariates; alpha will
be set at < 0.05. For between group comparisons, a percentage change score will be assigned
for variables that are significantly different at baseline.
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