Head and Neck Cancer Clinical Trial
Official title:
Multi-Institution Longitudinal Evaluation of Head and Neck Cancer Treatment - Related Dysphagia
Cancers located in the upper aerodigestive tract of the head and neck region present unique
management challenges due to the crucial functions in this anatomic region along with its
anatomic density. As such, cancers themselves and the actual treatment can affect these
functions. Of these, the ability to effectively and safely transport a swallow bolus from the
oral cavity to the esophagus is particularly important. This consideration has in fact been a
major source of debate regarding the optimal management for head and neck cancers as both
oncologic-effective and function-preserving therapies are desired. Accomplishing this
therapeutic goal has been elusive and can be attributed to a lack of tools that effectively
and longitudinally evaluate swallow function over the course of a treatment and in follow-up.
As such, investigators surprisingly lack a clear understanding of the natural history of
treatment -related swallow dysfunction (dysphagia) regardless of the treatment modality. As
such, understanding the prevalence of this significant complication is in fact not well
established. Understanding the true prevalence of treatment-related dysphagia is in fact
critical to establish as it will help guide decisions as to whether or not treatment
strategies require modification including de-intensification of treatment that is receiving
considerable attention for favourable prognosis patients associated with the human
papillomavirus (HPV).
To address this problem, winvestigators hypothesize that the quantitative and validated
patient-reported outcome (PRO) instrument, the Sydney Swallow Questionnaire (SSQ), can be an
effective tool to longitudinally measure swallow function to determine the natural history of
head and neck cancer treatment-related swallow dysphagia. The SSQ is particularly well suited
for longitudinal evaluation of swallow function as it quantifies various aspect of
patient-perceived swallow function in contrast to other swallow PROs that measure the impact
of swallow function on quality of life domains. To determine the two-year prevalence of
dysphagia, investigators will employ a multi-institution prospective study design using our
Oncospace® web-portal to facilitate secure prospective data curation and analysis that will
include evaluations before, during and following standard of care definitive cancer treatment
for a total of 36 months in the follow-up period.
Cancers located in the upper aerodigestive tract of the head and neck region present unique
management challenges due to the anatomic density of the region. These include (as for all
cancers) effective management of all clinically evident cancer cells and sub-clinical cancer
cells based on a knowledge of their anatomic location (2). For head and neck cancers, the
anatomic density of this region of the body presents a significant risk for cancer therapies
injuring important upper aerodigestive functions. In particular, swallowing function and its
dysfunction (ie. dysphagia) can have multi-faceted consequences for the head and neck cancer
patient including serious quality of life impairments (3) and the potential risk of late
mortality with evidence to date suggest that aspiration lung injury may be a major cause (1,
4). In fact, functional considerations have had a profound influence on the history of head
and neck cancer therapy development.
Historically, head and neck cancer management was managed surgically. Though oncologically
effective, the transcervical exposure technique along with the tissues removed during the
cancer extirpation led to increasing concerns about the functional impact of the therapy,
especially as increasing interest in preserving function was sought by investigators and
patients. As technical improvements in fractionated external beam radiotherapy (EBRT)
developed in the early 1980s, investigations evaluated and demonstrated that various
strategies to intensify EBRT with either concurrent chemotherapy or by altering the
radiotherapy fractionation schedule (ie. twice daily treatments) improved not only
local-regional tumour control rates but provided organ preservation. Studies now confirm that
the improved local-regional control rates translate into improved survival rates and have led
to their acceptance as standard-of-care (SOC) treatment options. While functional organ
preservation was often described as a goal of these investigations, the ability to rigorously
define and in fact measure organ function, especially swallow function, was often limited
with successful organ preservation largely reflecting the ability to determine anatomic
preservation (5). A major reason for this has been the limited spectrum of effective tools to
not only measure function (especially swallow function) but that lend themselves to repeated
systematic longitudinal use throughout a course of head and neck cancer treatment especially
in follow-up surveillance where manifestations can go unappreciated. As a result, the true
prevalence of treatment-related swallow dysfunction in head and neck cancer patients remains
unknown, an observation confirmed in a recent multi-national systematic review (6). As noted
by the Institute of Medicine, without the ability to measure, we cannot begin to improve upon
the outcome (7).
Measuring swallow function in HNSCC remains a particularly challenge as efforts continue to
strive towards the development of function preserving organ cancer therapy. It has arguably
taken on a greater prominence in light of the changing epidemiology of OPSCC (8, 9) where an
increasing number of OPSCC (oropharyngeal squamous cell cancer) patients have cancers
associated with the human papillomavirus (HPV) that have a favourable prognosis regardless of
whether surgical or non-surgical management approaches are undertaken (10). This changing
epidemiology, which some have described in epidemic proportions (9), suggests that an
increasing number of cancer survivors will be at risk of developing late complications
especially those related to swallow function. While arguably this tenet remains to be firmly
established, to do so highlights several challenges that are important to address. These
include establishing an effective strategy to longitudinally measure swallow function that
also reflects the cluster of other treatment-related symptoms that can affect swallow such as
taste changes and xerostomia (6). It requires not only a valid tool but one that lends itself
to repeat ease of use ideally within a patient's ecologic environment to minimize bias and
preferably within an infrastructure that readily curates this measure for analysis.
To address this problem, investigators propose to longitudinally apply the Sydney Swallow
Questionnaire (SSQ), a validated patient-reported outcome (PRO) instrument (11) that
evaluates many dimensions of swallow function before, during treatment and in follow-up care
of the head and neck cancer patient. The SSQ is particularly attractive as it is
patient-centric and reflects their sensation of swallow-related symptoms (ie. xerostomia)
which is important as the impact of sensory changes are otherwise not evaluated with other
swallow metrics that are available. More significantly, the SSQ is quantitative,
multi-dimensional (encompasses other swallow-related symptoms) and has discriminative power
as a swallow metric. Normal population assessments have defined SSQ scores that reflect
neurogenic and non-neurogenic dysphagia including cross-sectional studies in HNSCC patients.
Its longitudinal application however has not been evaluated to define the natural history and
prevalence of HNSCC-treatment related dysphagia. Lastly, our group has successfully validated
a Chinese version of the SSQ (relevant for the inclusion of nasopharyngeal cancer patients
due to the increase volume of the pharynx that is treated) and has developed an electronic
version of both the original English and Chinese versions of the SSQ that is accessible
through the web-portal of our Mosaiq/Oncospace® database that facilitates secure
HIPAA-compliant data curation across institutions.
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