Shoulder Pain Clinical Trial
Official title:
Does Shoulder Stabilizations Stabilize Shoulders?
Background: There is no evidence that shoulder stabilization effectively corrects the
glenohumeral translation in unstable shoulders, explaining residual apprehension in certain
patients. The purpose of this study was to analyze the effect of surgical stabilization on
glenohumeral translation.
Methods: Anteroposterior and superoinferior translations were assessed in patients, before
and after shoulder stabilization, through a dedicated patient-specific measurement technique
based on optical motion capture and computed tomography.
Introduction The anterior stabilizing system for the glenohumeral joint is quite complex and
may be altered by variable factors: anatomy, anatomic variants, overload and trauma. The
latter mechanisms affects 1.7% of the general population, making glenohumeral instability
the most frequent type of all joint instabilities.1 Shoulder apprehension is defined as
anxiety and resistance in patients with a history of anterior glenohumeral instability.
After an open or arthroscopic stabilization, 3% to 51% of patients will keep apprehension or
will avoid any shoulder movement because of fear of dislocation.2,3 This can lead to
increased morbidity for patients: increased pain, decreased activity level, prolonged
absence from work and sports, and a general decrease in quality of life.4,5 Currently, the
origin of persistent apprehension is unknown. Although a bony defect has been recognized as
a major cause of residual instability,6 some patients remain apprehensive without any proven
recurrence of dislocation and a clinically stable shoulder. Theoretically, such apprehension
after glenohumeral stabilization could be related to (1) central nervous system sequelae
subsequent to a learned negative stimulus,7,8, (2) peripheral neurological lesion
consecutively to dislocation affecting proprioception,9 or (3) persistent mechanical
instability consisting in micro-movements (i.e., postoperative form of unstable painful
shoulder as described by Patte et al.10).
Using a dedicated and non-invasive patient-specific measurement technique11 based on optical
motion capture and computed tomography, the purpose of this article was to describe the
glenohumeral translation in patients suffering from anteroinferior instability, to analyze
the effect of glenohumeral stabilization on this translation, and consequently determine if
shoulder stabilization effectively stabilizes shoulders or solely prevents further
dislocations. The hypothesis was that shoulder stabilizations only partially correct the
glenohumeral translation in unstable shoulders explaining residual apprehension in certain
patients.
Methods Patient Selection Between October 2014 and January 2015, a consecutive series of
patients evaluated in a shoulder clinic who had a primary anteroinferior shoulder
stabilization performed by the senior author were considered potentially eligible for
inclusion in this prospective study. Institutional ethics committee approval was obtained
before the study began (AMG 12-18), and the subjects signed a written informed consent form
before participation.
Operative Technique All operations were performed in the usual semi-beach chair position
under general anaesthesia with an interscalenic block or catheter. Open Latarjet was
performed as the standard and well-described Latarjet-Patte procedure with subscapularis
split and triple locking mechanism.14 The graft was intra-articular in every case, the
capsule was systematically reattached to glenoid according to Favard's modification,15 and a
capsular shift was added. Arthroscopic Latarjet was carried out in one case according to a
modified Lafosse technique.16 In the latter treatment option, no reattachment of the capsule
was realized. In both arthroscopic and open techniques, the patients were postoperatively
protected with a sling for ten days and were able to immediately start full active range of
motion. Return to low-risk sports was allowed at six weeks, and high-risk (throwing and
collision) sports at three months. The arthroscopic Bankart repair consisted in a
mobilization of the anteroinferior capsule and the labrum with an arthroscopic elevator. The
glenoid rim and neck were then prepared with a mechanical shaver device. Two loaded anchors
were inserted at the 5 and 3 o'clock position, and sutures were shuttled across the inferior
glenohumeral ligament and labrum, starting at the inferior position and progressing in a
superior direction. Postoperatively, the arm was protected during four weeks. Return to
low-risk sports was allowed at ten weeks, and high-risk (throwing and collision) sports at
4.5 months.
Radiographic Evaluation and Motion Capture All volunteers underwent a computed tomography of
both arms and shoulders. The computed tomography examinations were conducted with a
LightSpeed (LS) VCT 64 rows (General Electric Healthcare, Milwaukee WI, USA). Images were
acquired at 0.63 mm slice resolution. Based on the computed tomography images,
patient-specific 3D models of the shoulder bones (humerus, scapula, clavicle and sternum)
were reconstructed for each patient using Mimics software (Materialize NV, Leuven, Belgium).
Kinematic data was recorded using a Vicon MX T-Series motion capture system (Vicon, Oxford
Metrics, UK) consisting of twenty-four cameras (24 × T40S) sampling at 120 Hz. The patients
were equipped with a dedicated shoulder markers protocol,11 including sixty-nine spherical
retroreflective markers placed directly onto the skin using double sided adhesive tape. The
setup included four markers (Ø 14 mm) on the thorax (sternal notch, xyphoid process, C7 and
T8 vertebra), four markers (Ø 6.5 mm) on the clavicle, four markers (Ø 14 mm) on the upper
arm - two placed on the lateral and medial epicondyles and two as far as possible from the
deltoid - and fifty-seven markers on the scapula (1x Ø 14 mm on the acromion and a 7x8 grid
of Ø 6.5 mm). Finally, additional markers were distributed over the body (non-dominant arm
and legs) to provide a global visualization of the motion.
Patients participated in two motion capture sessions: a first session before surgery and a
second one year after shoulder stabilization. During each session, they were asked to
perform the following motor tasks (three trials each): (1) internal-external rotation of the
arm with 90° abduction and the elbow flexed 90°, (2) internal-external rotation of the arm
with elbow at side, (3) flexion of the arm from neutral to maximum flexion, and (4)
empty-can abduction from neutral to maximum abduction in the scapular plane. Both shoulders
(ipsilateral and contralateral) were measured during the first session, whereas only the
operated shoulder was assessed after surgery (second session). The same investigators
attached all markers and performed all measurements.
Kinematic Analysis Shoulder kinematics were computed from the recorded markers' trajectories
using a validated biomechanical model which accounted for skin motion artifacts.11,21 The
model was based on a patient-specific kinematic chain using the shoulder 3D models
reconstructed from computed tomography data and a global optimization algorithm with loose
constraints on joint translations (accuracy: translational error <3 mm, rotational error
<4°).
Glenohumeral range of motion was quantified for flexion, abduction and internal-external
rotations at the maximal range of motion and expressed in clinical terms.22 This was
achieved by calculating the relative orientation between two local coordinates systems, one
for the scapula and one for the humerus, based on the definitions suggested by the
International Society of Biomechanics.23 The local systems were created using anatomical
landmarks identified on the patient's bony 3D models. The glenohumeral joint center was
calculated based on a sphere fitting method.24 To facilitate clinical comprehension and
comparison, motion of the humerus with respect to the thorax was also calculated. This was
obtained with the same method but using the thorax and humerus coordinate systems.
Glenohumeral translations were assessed at maximal range of motion during all tested
movements. Glenohumeral translation was defined as anterior-posterior and superior-inferior
motion of the humeral head center relative to the glenoid coordinate system.25 This
coordinate system was determined by an anterior-posterior X-axis and a superior-inferior
Y-axis with origin placed at the intersection of the anteroposterior aspects and
superoinferior aspects of the glenoid rim. Subluxation was defined as the ratio (in %)
between the translation of the humeral head center and the radius of width (anteroposterior
subluxation) or height (superoinferior subluxation) of the glenoid surface. Instability was
defined as subluxation > 50%.26
Statistical Analysis Glenohumeral range of motion, humerus motion relative to the thorax, as
well as glenohumeral translations were computed at maximal range of motion for all patients
and for all movements recorded during the two motion capture sessions (before and after
surgery). Paired Student's t-tests were used to determine if the kinematic data differed
between the contralateral and ipsilateral pre- and postoperative arms, and between the pre-
and postoperative pain scores. A significance level was chosen at p < 0.05. Descriptive
statistics are presented as mean and standard deviations. The statistical software package
R, v3.1.2 Portable (Free Software Foundation Inc, Vienna, Austria) was employed.
;
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