Addiction Clinical Trial
Official title:
The Preliminary Evaluation of Supporting Addiction Affected Families Effectively (SAFE) - a Contextually Adapted Intervention to Support Family Members Affected by a Relative's Alcohol Use: a Pilot Randomised Controlled Trial
Background: Burden in addiction-affected families is a huge problem (well over 100 million
family members worldwide are affected by substance use of a relative), largely unrecognised
and untreated. Affected family members (AFMs) are vulnerable to physical and mental
ill-health, reduced quality of relationships in the family, and family violence. In India,
the burden of alcohol use is increasing: attitudes regarding alcohol use and alcohol
availability, consumption patterns, age of drinking onset, levels of heavy drinking and
alcohol-related problems, are all changing for the worse. These changes to levels of alcohol
consumption and problems will have caused a corresponding increase in the prevalence of AFMs,
although they are largely a hidden group. Yet, despite clear evidence of the burden of
alcohol use on families, there is a lack of adequate support and targeted services for them.
The objective of our study is to examine the preliminary effectiveness, feasibility and
acceptability of Supporting Addiction Affected Families Effectively (SAFE) versus Enhanced
Usual Care (EUC) in improving clinical outcomes.
Methods: Our study is a parallel arm Pilot Randomised Controlled Trial of a psychosocial
intervention for family members affected by a relative's alcohol use, in Goa, India. 100 AFMs
will be recruited by referrals from community gatekeepers and professionals, and
self-referrals resulting from media coverage of the study and and word-of-mouth publicity.
Those who consent will be allocated in a 1:1 ratio to receive either SAFE (counselling) or
EUC (information sheet). SAFE will be delivered by lay counsellors over 5 sessions spread
across a month and a half, and EUC will consist of an information sheet on alcohol use, its
nature, impact and treatment. The primary outcome is mean difference in 'symptoms' scores
assessed by the Symptom Rating Test (at 3 months). Secondary outcomes are mean differences in
'coping' scores assessed by the Coping Questionnaire, 'impact' scores assessed by the Family
Member Impact Questionnaire, and 'support' scores assessed by the Alcohol, Drugs and the
Family Social Support Scale (at 3 months). The primary analyses will be intention-to-treat at
the 3-month end-point.
Discussion: Our study will aid the process of translational research, by adopting frameworks
that have an established evidence base, and implementing these frameworks in a culturally
appropriate manner to newer underserved populations.
Rationale:
Well over 100 million family members worldwide are affected by the addictive behaviour
(alcohol, drugs, etc.) of a relative, which has a highly stressful impact on these affected
family members (AFMs). Although AFMs may not suffer from a diagnosable mental health
condition, their experiences of living with a drinker makes them vulnerable to physical and
mental ill-health, including mood and substance use disorders, trauma, and stress related
conditions. Studies in India on the impact of substance use demonstrate high burden in AFMs,
disruptions in family routine, finances, interactions and leisure, and spouses being 'worried
about their husband's habits', primarily alcohol consumption. Using evidence-based
interventions, AFMs can be helped to reduce their symptoms and improve methods of coping. One
such intervention is the 5-Step Method (developed in the UK) and is being used in developed
countries, with studies demonstrating significant positive effects. Supporting Addiction
Affected Families Effectively (SAFE) is a research project to contextually adapt the 5-Step
Method (in India). The project entails a Pilot Randomised Controlled Trial (RCT) evaluating
SAFE delivered by lay counsellors in comparison with Enhanced Usual Care (EUC). The study
involves preliminary testing of the intervention consistent with the pre-evaluation phase of
the Medical Research Council's framework for complex interventions.
Research questions:
The objectives of the study are to evaluate the effectiveness, feasibility and acceptability
of the SAFE intervention, for family members affected by a relative's alcohol use, in Goa,
India. Corresponding to these objectives, the research questions in the primary research
publication are: 1. Primary question: a) Is the SAFE intervention superior to EUC in reducing
psychological and physical symptoms in family members affected by a relative's alcohol use,
at 3 months' post enrolment? 2. Secondary questions: a) Is the SAFE intervention superior to
EUC in reducing coping behaviors in family members affected by a relative's alcohol use, at 3
months' post enrolment? b) Is the SAFE intervention superior to EUC in reducing impact on
family members affected by a relative's alcohol use, at 3 months' post enrolment? c) Is the
SAFE intervention superior to EUC in improving social support for family members affected by
a relative's alcohol use, at 3 months' post enrolment? The research questions in the
secondary research publication are: a) What are the treatment experiences of the family
members affected by a relative's alcohol use? b) What is the preliminary feasibility of the
SAFE intervention, delivered by lay counsellors to family members affected by a relative's
alcohol use? c) What is the acceptability of the SAFE intervention, delivered by lay
counsellors to family members affected by a relative's alcohol use?
Design:
Parallel arm, single blind, pilot RCT of the SAFE intervention compared with EUC for family
members affected by their relative's alcohol use, in Goa; and a nested qualitative study. 50
AFMs each will be recruited in the intervention and control groups.
Study setting and target population:
The study will be conducted in Goa (India; population=1.4 million people). Unlike most of
India, Goa has easily available and cheap alcoholic drinks, and a more liberal, 'wet' culture
towards drinking and this is reflected in lower abstinence rates. The prevalence of current
drinking (past one year) in Goa, amongst men from the community is 39%, amongst primary care
male attenders is 59%, and amongst male industrial workers is 69%. The target population
includes family members (e.g. parents, spouse/partner, siblings, grandparents) affected by
their relative's drinking.
Recruitment:
AFMs will be recruited by 1) referrals from community gatekeepers (e.g. community health
workers, self-help group members, village council members), 2) referrals from professionals
who come into contact with people with alcohol-related problems or their AFMs (e.g.
psychiatrists, priests), and 3) self-referrals resulting from media (e.g. advertisements) and
word-of-mouth publicity. Once the AFM is referred or identified, there will be an initial
meeting during which the lay counsellors will implement the following procedures: 1) Confirm
participant eligibility to enter the trial, 2) Obtain informed consent, 3) Administer
baseline assessments, and 4) Assign participants to either SAFE or EUC, based on the
randomisation list.
Baseline measures:
Baseline measures include: 1) Socio-demographic questionnaire, 2) Symptom Rating Test (SRT):
assessing the extent of mild-to-moderate physical and psychological ill heath, 3) Coping
Questionnaire (CQ): measuring ways of coping in the AFM, 4) Family Member Impact
Questionnaire (FMI): measuring extent and type of impact on the AFM, and 5) Alcohol, Drugs
and the Family Social Support Scale (ADF-SSS): assessing the perceived functional social
support needs of AFMs. The SRT, CQ, FMI, ADF-SSS have been selected as: they have been used
in other studies exploring the 5-Step Method, have developed from decades of work with AFMs,
and measure the key underpinning theoretical constructs in the Stress-Strain-Coping-Support
model on which the 5-Step Method is based. All these measures have been validated previously
and will have undergone adaptation for use in the local context during the ongoing formative
research.
Randomisation:
Consenting eligible participants will be randomized to receive the intervention or EUC. An
independent data manager will generate a randomisation list to avoid any bias in treatment
allocation. Research assistants will use Sequentially Numbered Opaque Sealed Envelopes to
randomize the participants individually, to maximize allocation concealment.
Intervention and Enhanced Use Care:
The intervention to be tested will be a contextually adapted version of the 5-Step Method,
which is based on the principles of the Stress-Strain-Coping-Support model. The 5 steps
include: 1) Exploring stresses and strains, 2) Providing relevant information, 3) Exploring
and discussing coping behaviors, 4) Exploring and enhancing social support, and 5) Ending
sessions and exploring additional needs, and further sources of help. The intervention will
be delivered in settings based on convenience of the participant (home, health centre, etc.).
In the study setting, usual care for AFM is no care at all as detection rates are extremely
low. EUC for the control group includes an information leaflet on the nature and impact of
alcohol use, and existing treatment options for AFMs.
Interventionists:
SAFE will be delivered by lay counsellors, i.e. community members with no mental health
qualifications. Eligible lay counsellors will undergo rigorous training and supervision in
the delivery of the intervention and only those who achieve pre-determined competency
standards will be selected to deliver the intervention.
Outcomes and process indicators:
The effectiveness of the intervention will be assessed at 3 months, through the primary
outcome measures (SRT), and secondary outcome measures (CQ, ADF-SSS and FMI), administered by
research assistants. Process indicators will be collated including number of patients
screened and completing the intervention; number, frequency and duration of intervention
sessions; and number of lay counsellors trained and achieving competency.
Nested qualitative study:
The qualitative study is to explore AFMs' experiences of SAFE and its perceived impact, and
lay counsellors' experiences in delivering SAFE. The primary methods of qualitative data
collection will be in-depth interviews and focus group discussions. The participants for the
qualitative study will be recruited after the completion of the end-point assessments of the
study, utilising a purposive and maximum variation sampling strategy.
Strategies to minimise bias:
The investigators and research staff will be blind to the treatment allocation. The following
procedures will be implemented to ensure blinding: 1) The 3-month outcome assessments will be
administered by research assistants who will have had no previous engagement in the study,
and will be 'blind' to the treatment allocation, to avoid bias in the assessment of the
outcomes. 2) To minimise unmasking: a) the primary outcome assessment will be administered
prior to all other assessments; b) during the training of the research assistants, it will be
emphasised that there is genuine scientific equipoise about the intervention versus EUC; c)
participants will be requested not to disclose their allocation status to the research
assistants during the assessment. 3) The baseline data will be anonymised during the analysis
stage. During the study, the blind may be broken in circumstances where the participant
experiences any harm/risk of harm, and knowledge of the treatment allocation status is
crucial for further management.
Analyses:
Baseline comparability of randomized groups: Baseline characteristics of enrolled
participants will be compared between treatment arms and overall, summarized using mean and
standard deviation, median and interquartile range or numbers and proportions as appropriate.
Outcome analyses: STATA will be used for data description and the main inferential analysis.
The primary analyses will be intention-to-treat at the 3-month end-point. Any missing outcome
data will be imputed by multiple imputation, using baseline characteristics on STATA.
Secondary analyses at the 3-month end point be complete case analyses adjusted for baseline
values associated with drop out from outcome evaluation.
Process evaluation: Process evaluation will be used to assess quality of implementation in
the trial, and identify contextual factors associated with variation in outcomes. Process
indicators will be summarized in a CONSORT flow chart which will include recruitment and
consent rates. Initial analyses will compare baseline characteristics of individuals who
consented and did not consent, and participants who completed outcome assessments and did not
complete assessments. The routine monitoring data will be summarised in a descriptive manner.
Qualitative analysis: The qualitative data from interviews will be coded independently by two
researchers, and themes will be identified and further analysed using the thematic analysis
framework.
Overall, the data arising from the outcome and process evaluations will be triangulated for a
comprehensive understanding of the study data.
Host institute:
Sangath (Goa) is the coordinating centre for the study (http://www.sangath.com/index.php).
Sangath is a community-based Non-Governmental Organisation, working across various states in
India, on research in mental health problems across the lifespan. Sangath has achieved global
recognition in mental health research, given its focus on innovative solutions in mental
health care in low resource settings; and has a track record of conducting successful
psychosocial intervention-based RCTs.
Ethics:
The study is planned, conducted and reported in accordance with the Helsinki Declaration and
Good Clinical Practice guidelines. Ethical approval has been sought from the Sangath
Institutional Review Board (IRB) and the Indian Council of Medical Research (ICMR).
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