Lumbar Spinal Stenosis Clinical Trial
Official title:
The Impact of Cognitive Behavioral Therapy (CBT) on Treatment Outcome After Lumbar Spinal Fusion Surgery in Patients With High Pain Catastrophizing: a Two-center Randomized Controlled Trial of CBT vs. Education Plus Usual Care
Catastrophizing has emerged as the strongest independent predictor for persistent
postsurgical pain. Although behavioral interventions, including Cognitive Behavioral Therapy
(CBT), have been shown to reduce the impact of persistent pain, postsurgical patients have
not historically been offered these interventions. The aim of our study is to examine whether
an intervention targeting pain catastrophizing can reduce the risk of persistent pain and
disability after spinal fusion.
Our primary hypothesis is that a perioperative cognitive behavioral intervention with the
goal to decrease anxiety and pain catastrophizing will decrease the risk of persistent pain
and disability after spinal fusion surgery in high catastrophizing patients.
To study this hypothesis the investigators will perform a prospective, randomized, controlled
multicenter trial with 1:1 allocation, comparing 2 cohorts.
Patients aged > 18 years/old, with a primary diagnosis of spinal stenosis, degenerative or
isthmic spondylolisthesis or degenerative disc disease (DDD) determined by expert spine
surgeons and selected for lumbar spinal fusion surgery with decompression will be screened
for high levels of pain catastrophizing using the Pain Catastrophizing Scale (PCS). Patients
with a score of ≥ 24 on the PCS who will consent to the study will be randomized to CBT (2
sessions preoperatively and 4 sessions postoperatively) plus usual care (experimental group)
or usual care (control group). To limit expectation bias, an educational intervention will be
added in the control group.
Primary outcome is the Core Outcome Measure Index (COMI) at 12 months. Secondary outcomes are
scores on 11-point Numeric Rating Scale (NRS) for back and leg pain, Oswestry Disability
Index (ODI), Patient-reported outcomes measurement - depression (PROMIS-D), Patient Global
Impression of Change (PGIC), Pain Catastrophizing (PCS), reliance on analgesics and
employment status. NRS will be measured on the 4th postoperative day, at 8 weeks, 6 months
and 1 year, while all other outcomes will be measured at 8 weeks, 6 months and 1 year.
The incidence of moderate to severe chronic postsurgical pain (CPSP) at 12 months after
surgery is circa 12% in Europe, depending in part upon the surgical procedure. Worldwide,
more than 230 million people undergo major surgery every year; the global annual cost of new
cases of CPSP is in the hundreds of billions of dollars. The response to this costly tragedy
has been unacceptably slow.
Perioperative protocols have historically not incorporated routine screening for patients
at-risk for post-surgery persistent pain or compromised function. However, early detection
and management of patients at high risk for CPSP may modify the postsurgical pain trajectory
and reduce the incidence of CPSP.
In particular, persistent pain and disability after spinal surgery poses a large problem.
Around 20% of the patients have persistent or recurrent pain in the back or limbs after
surgical interventions for spinal disease. Several risk factors for such unfavorable outcomes
have been identified, among which psychological factors. The most robust psychological
predictors of high levels of acute postsurgical pain and of persistent pain in the back or
limbs after spinal surgery are high levels of preoperative anxiety and pain catastrophizing.
Psychological variables are modifiable and could be target for intervention. Cognitive
Behavioral Therapy (CBT) is the leading psychological treatment for chronic pain. CBT aims to
reduce maladaptive cognitions and behaviors and replace these with more adaptive ones. CBT
has been shown to reduce anxiety and catastrophizing and to increase self-efficacy and
feelings of control beliefs and through this lowers pain-related disability and pain
interference (including sleep problems and depression).
This study is a prospective, randomized, controlled multicenter trial with 1:1 allocation,
comparing lumbar spinal fusion surgery outcome between 2 groups with high pain
catastrophizing, 1 that receives perioperative CBT plus usual care (experimental group) and 1
that receives usual care (control group). To minimize expectation bias in patients, an
educational intervention is added in the control group.
Patients will be enrolled in the Department of Neurosurgery at the Neurocenter of Southern
Switzerland, Lugano Regional Hospital and the department of Neurosurgery of Zuyderland
Medical Center, Heerlen, The Netherlands.
Patients with as score of ≥ 24 on the PCS will be eligible to be randomized to perioperative
CBT plus usual care or education plus usual care.
Data collection sessions will occur for each patient randomized, at baseline, at 8 weeks, and
at 6 and 12 months following surgery. A third, non-randomized group is also included,
consisting of low catastrophizing patients. These patients will not undergo any additional
intervention besides usual care, but will undergo the same data-collection as the high
catastrophizing randomized groups. This offers the possibility to examine whether CBT can
reduce the negative effects of catastrophizing on outcome to the level of improvement one
would expect in non-catastrophizing patients. Staff blinded to group assignment will contact
patients by phone at circa one week before data collection time points to remind them to fill
in the questionnaires.
Primary hypothesis of the investigators is that patients randomized to the CBT group show a
greater improvement on the Core Outcome Measures Index (COMI) at 12 months post-surgery
compared to patients randomized to the control group.
Secondary hypotheses are that patients randomized to the CBT group show a larger reduction in
disability (ODI), leg/back pain (NRS), depression and pain catastrophizing (PCS) at 12 months
post-surgery compared to patients randomized to the control group. Moreover, patients in the
CBT group report higher global impression of chance, less reliance on analgesics and better
employment status compared to patients in the control group. Finally, the investigators
hypothesize that the high catastrophizing group receiving the control intervention will have
worse outcomes on all measures compared to the low catastrophizing group receiving standard
care, whereas the high catastrophizing group receiving the CBT intervention will have
comparable outcomes as the low catastrophizing group.
All included patients will be assessed before surgery for the outcomes of interest. Patients
assigned to the CBT intervention condition will attend six individual 60-min CBT sessions (2
before and 4 after surgery). Patients randomized to the education condition will receive six
session of biomedical education and an exercise program. Non-randomized low catastrophizing
patients do not receive an additional intervention. All patients will receive care that they
would have routinely received had they not been entered in the study (i.e. standard
postoperative physical therapy). The three groups of patients will undergo the same data
collection procedures.
The primary outcome is the difference in the COMI between the study groups, 12 months after
surgery. A difference of two points is considered clinically meaningful [44]. With an assumed
SD of 2.5, the effect size of this difference, quantified as Cohen's d is 0.80. Inclusion of
42 patients per intervention group will yield a power of 0.95 at a type-I error rate of 0.05.
In addition, 42 patients with low pain catastrophizing scores will undergo the same
assessments, but not receive any intervention besides care as usual. Taking into account a
drop-out rate of 15%, 150 patients will be included in total.
Baseline patient characteristics will be stratified by group and presented as mean and
standard deviation (SD), median and first and third quartile, and count and percentage, as
appropriate. Differences in baseline characteristics between randomized groups will not be
statistically tested, whereas differences with the separate control cohort will be tested
using the independent-samples t-test for continuous variables, and Pearson's chi-square test
for categorical variables. In case of expected cell counts of less than 5, Fisher's Exact
test will be used instead.
All patients randomized (i.e. those with a PCS score > 24) will be analyzed in an
intention-to-treat analysis. To test for a difference between the CBT and control group in
the COMI at 12 months, linear regression will be used, with correction for baseline COMI and
center. In addition, the difference in the trajectory of COMI over time will be assessed by
means of linear mixed-effects regression, taking all follow-up measurements into account.
Adjustment for center, type of surgery, age and gender will be made and, if necessary, for
other prognostic variables significantly associated with the outcome (i.e., acute
postoperative pain intensity, preoperative depression, preoperative surgical fear, length of
current sick leave, pain duration). Stepwise backward elimination using the Wald test will be
used to select prognostic variables significantly associated with the outcome. Any control
variables that are incomplete will be imputed if the proportion of incomplete patients
exceeds 0.05. Investigators will use multiple imputation with fully conditional specification
with the number of imputations set to the percentage of incomplete patients. Predictive mean
matching will be used to draw values to be imputed. Secondary outcome variables will be
analyzed similar to the primary outcome. For these, logistic regression analysis adjusted for
center will be used to test for differences in proportions at 12 months postoperatively.
Exploratory, investigators will compare the outcomes of the patients in the two intervention
groups with the outcomes of patients with low pain catastrophizing scores (i.e. those with a
PCS score < 24) undergoing care as usual. Linear mixed-effects regression for the three
groups will be performed with primary and secondary outcomes at the three postoperative
assessment periods and controlling for preoperative values. This analysis will indicate
whether high catastrophizing patients follow a similar trajectory of pain and functioning
after spinal fusion surgery compared non-catastrophizing patients.
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