Concussion Clinical Trial
Official title:
Q-collar and Brain Injury Biomarkers
Significant morbidity, mortality, and related costs are caused by traumatic brain injury
(TBI). A simple, effective, and lightweight device worn by athletes or war fighters in the
field, designed to mitigate TBI resulting from blast trauma or concussive events, would save
lives, and the huge costs currently being experienced for life-treatment of surviving
victims. An externally-worn medical device that applies mild jugular compression according to
the principle of the Queckenstedt Maneuver (the Device) is being developed by Q30 Labs, LLC
(Q30). Initial research suggests that the Device has the potential to reduce the likelihood
of TBI. The currently developed collar (Smith 2009; Smith 2011; Smith 2011; Smith 2012) has
been approved for studies in humans and the results indicate safety for use during high
demand and maximal exertion activities, Study ID: 2013-2240, Institutional Review Board -
Federalwide Assurance #00002988). Regarding safety, the externally worn collar is
meticulously designed to mimic the body's own omohyoid muscle actions upon the jugular veins
that will provide similar pressure and volume increases not to surpass that of a yawn or the
mere act of just lying down.
This study will investigate the effectiveness of this device in high school athletes playing
a collision or contact sport such as football, hockey, or lacrosse. The high risk sports
which utilize helmets during competition will allow for measurements systems to be embedded
in the headgear and will not affect play or fit of equipment. Athletes participating in this
study will be enrolled into one of two groups 1) device wearing or 2) non-device wearing. By
the nature of the sports selected, it is likely this pilot study will primarily include
males, however if any female meets inclusion criteria on the team selected they will be
included in this pilot investigation. The helmets of all participants will be outfitted with
an accelerometer which will measure the magnitude of every impact to the head sustained by
the athlete. Effectiveness of the device will be determined by brain imaging during the
pre-season, midseason, and end of season time points. A subset of athletes who report a
diagnosed concussion will also receive additional brain imaging within the week following the
diagnosed concussive event.
The Device has the promise of providing a novel mechanism for reducing or preventing the
likelihood of TBI, and may be used in conjunction with other protective equipment. TBI is the
leading cause of death in individuals under age 45. The cost of TBI in the U.S. is estimated
at anywhere from $50 to $150 billion, annually. The January, 2008 New England Journal of
Medicine reports, "Head and neck injuries, including severe brain trauma, have been reported
in one quarter of service members who have been evacuated from Iraq and Afghanistan"(Okie
2005; Xydakis 2005; Hoge 2008). The vast majority of these injuries have resulted from
exposure to improvised explosive device (IED) blast waves. Head injuries, concussions and the
resulting trauma have been in public discussion recently as the National Football League
(NFL) deals with a lawsuit regarding head injuries by about one-third of living former NFL
players and are also a concern for athletes who participate in a wide range of sports,
including hockey, rugby and soccer.
According to NASA, "The oscillation of a fluid caused by an external force, called sloshing,
occurs in moving vehicles containing liquid masses, such as trucks, etc." This oscillation
occurs when a vessel is only partially filled. Similarly, the brain faces slosh peril during
external force impartation. Slosh permits external energies to be absorbed by the contents of
a partially filled vessel or container by means of inelastic collisions. Tissues of differing
densities can decelerate at different rates creating shear and cavitation. If the collisions
between objects or molecules are elastic, the transfer of energies to those objects
diminishes, minimizing the energies imparted by slosh.
Woodpeckers, head ramming sheep and all mammals (including mankind) have small, little known
and misunderstood muscles in their necks called the omohyoid muscles. Highly G-tolerant
creatures of the forest have utilized these muscles to gently restrict outflow of the
internal jugular veins thereby "taking up" the excess compliance of the cranial space and
ultimately protecting themselves from TBI like tiny "airbags" in a motor vehicle. Rat studies
by Smith et al. have demonstrated that the investigators can easily and safely facilitate
this muscle's actions by a well-engineered gentle compression over those muscles.
The medical Queckenstedt Maneuver devised to detect spinal cord compression, gently places
pressure over the external jugular veins to increase cerebral spinal volume and pressure. In
this maneuver, the veins are compressed while a lumber puncture monitors the intracranial
pressure. "Normally, the pressure rise to the higher 'plateau' level occurs instantly upon
jugular compression to fall again equally fast upon release of the compression"(Gilland
1969). This incredibly simple principle can be employed to protect soldiers and athletes from
TBI by safely, and reversibly, increasing intracranial volume and pressure. The neck collar
device is made of hytrel (plastic), silicone, metal and fabric that is fitted to the neck
providing comfortable and precise jugular compression that potentially mitigates cerebral
slosh (Figure 1).
Although the skull, blood, and brain are "almost incompressible," the vasculature tree of the
cerebrum is quite reactive and compressible. As volume is added to the cranium, eventually
the compensatory reserve volume is surpassed and the intracranial pressure increases
slightly. Increasing cerebral blood volume by just 1-3% safely and reversibly reduces
compliance of the cerebral vascular tree and diminishes absorption of slosh energies. Jugular
compression increases cerebral blood volume almost instantaneously. As mentioned, this degree
of increase has significantly mitigated slosh and TBI in laboratory animals and mimics the
highly concussion resistant wild animals that are able to reflexively increase cerebral blood
volume through jugular compression.
A landmark article, published in the Journal of Neurosurgery, used a standard
acceleration-deceleration impact laboratory model of mild TBI. The study showed a successful
and marked reduction of axonal injury following Internal Jugular Vein (IJV) compression as
indicated by immunohistochemical staining of Amyloid Precursor Proteins (APP) (Smith 2012;
Turner 2012). It is argued that IJV compression reduces slosh-mediated brain injury by
increasing intracranial blood volume and reducing the compliance and potential for brain
movement within the confines of the skull. The potential for such technique to mitigate both
linear and rotational brain injury in humans by "internal protection" represents the most
novel approach to mitigating TBI.
Summary of Prior Work A. Safety testing in athletes has been approved by the local IRB and
was completed in the Cincinnati Children's Hospital Human Performance Laboratory (Study ID:
2013-2240; PI: Gregory Myer). Evaluation of monitored vital signs, biomechanics,
cardiorespiratory capacity, postural control, dynamic stabilization, reactive index,
concentration and cognition, memory, strength and power in a population of athletes showed no
statistically significant adverse effect of wearing a mild jugular vein compressive neck
collar compared to a sham arm band.(Myer 2013) Cumulatively, the pre and post safety measures
indicate that neurologic parameters of executive function, eye hand coordination, balance,
memory and reaction times were unchanged following two hours of physical testing wearing the
collar prototype. Acceptance of the compression collar was not different in physiological
biomarker response to non-collared condition during maximal oxygen uptake and maximum effort
power testing.(Myer 2013) B. Magnetic Resonance Elastography was established at CCHMC in
collaboration with The Mayo Clinic to support studies. Under jugular vein compression with
the collar, all subjects tolerated the procedure without any untoward effects. The
preliminary studies of dynamic shear strain showed no consistent pattern of wave propagation
and elasticity, placed upon the vascular and cranial tissues. Analysis of these data
continues.
C. Four hundred and ten (410) subjects (ages 12 to 68 years of age) were studied with MEPA
(middle ear power analysis) with and without the compression collar and no complaints or
untoward effects were noted and no decline in the auditory perception was recorded. The
expected changes of reduced Acoustic Reflectance of the inner ear and middle ear (indicative
of reduced compliance) were noted only in subgroup analysis of those with jugular vein
compression. The results of this study indicate that the neck compression collar prototype
may have the potential to safely reduce energy impartation into cranial structures (i.e. the
inner ear), however further work is needed with advanced collar designs to establish this
effect.
D. fMRI and CO2 reactivity was performed on twelve adults before and after application of
jugular vein compression. Results comparing before and after jugular vein compressions (with
the collar) yielded no alterations in O2 uptake or glucose metabolism to any portion of the
brain.(Fisher 2013)
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