Vitamin D3 Deficiency Clinical Trial
Official title:
Preventing Health Disparities During Pregnancy Through Vitamin D Supplementation
The purpose of this study is to give all mothers the best chance for a healthy pregnancy
through vitamin D supplementation. We will study women of diverse racial/ethnic backgrounds
who will receive either the current vitamin D standard of 400 IU/day (in the prenatal
vitamin) or 4000 IU/day (dose found in previous pregnancy studies to achieve vitamin D
sufficiency).
This research is sponsored by the W.K. Kellogg Foundation and the Medical University of South
Carolina. The purpose of this study is to examine the effectiveness and infection-fighting
properties of the body in relationship to vitamin D levels. This study is being done at the
Medical University of South Carolina (MUSC) clinics, and will involve approximately 450
volunteers.
This project, comprised of discrete studies, expert evaluation and translation for public
health campaign, promotes racial health equity for pregnant women. A strong racial disparity
in the US surrounds vitamin D status: African American women have 20-fold and Hispanic women
2.4-fold greater risk of deficiency than Caucasian women. In South Carolina, greater than 70%
of African American, 33% of Hispanic and 12% of Caucasian pregnant women meet the Institute
of Medicine's (IOM's) 2010 definition of vitamin D deficiency (1-3). Such disparity on the
basis of race/ethnicity represents a serious public health issue. Yet, some—including the
IOM—argue that vitamin D deficiency minimally affects maternal and fetal health and that no
vitamin D supplementation study has shown improved pregnancy outcome (3, 4). Results of our
two recently completed vitamin D trials involving 510 pregnant women throughout pregnancy
suggest otherwise (5-7). In the NICHD trial, women supplemented with 400 IU vitamin D/day
(the amount in most prenatal vitamins) vs. 2000 or 4000 IU/day not only had worse vitamin D
status throughout pregnancy, but combined higher risk of comorbidities of pregnancy
(gestational diabetes, hypertensive disorders, infection, preterm labor/birth and periodontal
inflammation) (7). In trial 2, women at two South Carolina community health centers were
supplemented with vitamin D and again, higher vitamin D status was associated with lower
comorbidities of pregnancy risk (6, 8).
A novel finding from the NICHD trial was that serum levels of active, hormonal vitamin D
(1,25(OH)2D) during pregnancy were optimized at twice the level normally observed in
non-pregnant women, levels that would be considered toxic in nonpregnant individuals. At no
other time in life does this relationship exist. Is the hormone at such levels driving some
vital process during pregnancy? If so, what is that process? There are hints as to why
1,25(OH)2D is elevated in pregnant women. During pregnancy, the maternal immune system
undergoes drastic changes for fetal protection. For example, if a solid organ composed of 50%
mismatched cell markers (antigens) was transplanted into a new host, it would be rejected
within hours; however, a fetus that is 50% mismatched with paternal antigens is protected
from immune destruction through a process known as immune privilege. During pregnancy the
body increases immune suppressive cells, reduces highly activated natural killer and
cytotoxic T-cells with capacity to destroy the fetus and still has the capacity to fight off
foreign pathogens. While the mechanisms that orchestrate this complex balance are unknown, we
hypothesize that due to vitamin D's ability to regulate immune cells, vitamin D is
responsible for many immune alterations associated with fetal immune privilege. We further
hypothesize that correction of vitamin D deficiency during pregnancy will protect against
immune-mediated disorders such as recurrent miscarriage, preterm birth, bacterial infections,
periodontal inflammation and gestational diabetes. This premise, tested and confirmed by this
project, will lead to public policy changes and equality in vitamin D status during
pregnancy. To test the validity of these hypotheses, the goals of this project are as
follows:
The central goal of this project is to realize racial equity for all pregnant women and their
developing babies in the US. To achieve this goal, there are 3 specific objectives:
1. Determine how vitamin D deficiency leads to immune imbalance and subsequent disparities
in pregnancy health outcomes;
2. Determine how vitamin D supplementation prevents such imbalance and disparities; and
3. Translate such findings into public health policy. By comparing women of diverse
racial/ethnic backgrounds who receive the current vitamin D IOM standard of 400 IU/day
compared to 4000 IU/day [daily dose shown to achieve optimal production of active
vitamin D hormone (1,25(OH)2D)], the clear effects of vitamin D will be realized.
Furthermore, these effects of sufficient vitamin D during pregnancy transcend the racial
differences of the women.
Study Design: This is a randomized, placebo-controlled clinical trial of 450 pregnant women
who will be enrolled between 10-14 weeks of gestation and followed until delivery. Following
written, informed consent, each mother will be randomized to receive either placebo or 4000
IU/day vitamin D3 plus the standard prenatal vitamin (containing 400 IU vitamin D3). She will
be followed monthly for a total of nine study visits. These visits will include the initial
recruitment of mother at 10-14 weeks of pregnancy, monthly study visits, delivery study
visit, and 18-month post-partum follow-up visit for mother and child. The primary outcome
variable is maternal and neonatal health status as a function of maternal and infant vitamin
D status. Secondary outcome variables to be analyzed, as a function of maternal vitamin D
status during pregnancy will include: T-lymphocyte profile, immune function indicators,
neonatal growth, inflammatory cytokine profile, methylation patterns of DNA of both mother
and her neonate,
1. Subject Selection Criteria and Recruitment: Any mother (18-45 years of age) who presents
to her obstetrician or midwife at the Medical University of SC (MUSC), Charleston, SC;
Our Lady of Mercy, Johns Island, SC; or Franklin C. Fetter, Charleston, SC obstetrical
facilities within the first 14 weeks after her last menstrual period (LMP) with
confirmation of a singleton pregnancy will be eligible for enrollment in the study.
Mothers of diverse ethnic backgrounds (African-American, Asian, Caucasian and Hispanic)
will be actively recruited. A database will be generated weekly of undelivered patients
for the labor and delivery staff continue to alert the staff of impending admissions.
2. Exclusion Criteria: Mothers with pre-existing calcium, uncontrolled thyroid disease,
parathyroid conditions, or who require chronic diuretic or cardiac medication therapy
including calcium channel blockers will not be eligible for enrollment into the study.
Mothers with pre-existing sickle cell disease (not trait only), sarcoidosis, Crohn's
disease, or ulcerative colitis may not participate in the study. In addition, because of
the potentially confounding effect of multiple fetuses, mothers with multiple gestations
will not be eligible for participation in the study. A sub-group of approximately 100
subjects with known diabetes, hypertension, HIV, or morbid obesity (body mass index >
49) will participate in the study.
3. Subject Enrollment: The potential study subject's primary care provider will make first
contact on behalf of the study and refer interested mothers to study personnel for
further information and invitation. Upon enrollment into the study, expectant mothers at
approximately 10-14 weeks' gestation will be randomized to receive one of two treatment
regimens of vitamin D3. They will be randomized to 1 of 2 groups: (1) Group A: 400 IU
vitamin D3/day—Standard dose treatment of placebo (0 IU vitamin D3) plus prenatal
vitamin (400 IU/day); or (2) Group B: 4,400 IU/day (4,000 IU/2 gummies/day + 400 IU/day
in prenatal). If, after 3 months of vitamin D supplementation, a mother is still frankly
vitamin D deficient (less than 15 ng/ml), she will receive open label active vitamin D
gummies for the remainder of her pregnancy. To attain equal group numbers (n=150) and
balanced numbers by racial/ethnic group (African-American, Caucasian and Hispanic, which
represent the predominant groups delivering at MUSC), a stratified block randomization
will be used.
4. Race/Ethnicity Defined: Each mother will be asked to define the racial/ethnic group to
which she belongs: (a) African-American, (b) Caucasian, (c) Hispanic, (d) American
Indian, (e) Asian, and (f) other. Because few mothers of American Indian (0.08% of all
deliveries) and Asian (1% of all deliveries) descent deliver at MUSC, there is
insufficient power to include those groups in this study. In addition, the mother, by
self-report, will be asked to define the race/ethnicity of her parents and the father of
the baby and his parents.
5. Study Site Population: The Medical University of South Carolina (MUSC) is an urban
medical university in Charleston, SC that serves patients predominantly in the
Charleston Tri-County area (80%) and 20% from surrounding regions in South Carolina. We
perform 2000 deliveries each year. The ethnic composition of our obstetrical population
is 57% African American, 36% Caucasian, and 6% Hispanic and 1% Asian. Franklin C. Fetter
and Our Lady of Mercy Clinics primarily see Hispanic patients for prenatal care. These
Hispanics have prenatal care coverage provided by a Roper Hospital, Roper St. Francis
Healthcare, Charleston, SC grant and include approximately 150 deliveries per year at
Roper Hospital. MUSC provides care to any woman presenting in labor who requires routine
care or who is referred from outlying hospitals due to high-risk pregnancy for which
delivery at a Regional Perinatal Center (RPC) is appropriate, regardless of ability to
pay.
6. Enrollment and Follow-Up Subjects: The Study Coordinator will be responsible for
assisting in screening, enrollment and follow-up. To maintain data quality, the Study
Coordinator will review every form to check for basic problems such as missing data.
Labor and delivery staff will alert the study coordinator or the Clinical PI's of the
admission of any study subjects. Each month the Study Coordinators will generate a
report on patient recruitment and retention to be reviewed jointly by the research team.
A computer-generated calendar will serve as a reminder to contact recruited patients two
days prior to their appointment. Each month the Study Coordinators will generate a
report on patient recruitment and retention that will be reviewed by Dr. Wagner.
7. Follow-up Infant Visit: The Study Coordinator will follow up by phone several times from
birth to 18 months in order to verify subject's contact information. The infant
(accompanied by mother) follow-up visit will take place at MUSC's CTRC Outpatient Clinic
around 18 months postpartum. The infant will have blood drawn for vitamin D and will
have a dental assessment of the primary teeth, including digital photographic images.
With the assistance of Dr. Thomas Hulsey, epidemiologist and co-investigator of this
application, sample size calculations were made. All outcome markers are ratio-scaled and
normally distributed. Because of the possibility of premature delivery and patient attrition
during this study, enrollment of additional subjects over that minimally needed, will provide
a cost effective opportunity to conduct additional analyses examining changes in vitamin D
associated with diet, seasonality, and maternal medical complications. As one of the major
goals of this study is to explore maternal health disparities by ethnicity, the two
supplemented groups (400 and 4,400 IU/day) will be balanced by ethnicity (equal numbers of
Caucasian, African American, and Hispanic). This sampling distribution will be accomplished
by stratified randomization. This sampling frame was selected to provide: (1) sufficient
numbers to examine associations with covariates; (2) the volume of initial and follow up
samples will be manageable by our laboratory; (3) over-samples to compensate for losses to
follow up; and, (4) stabilizes the sophisticated statistical analysis techniques (repeated
measures).
The sources of research material will be maternal interview, history and physicals at clinic
visits, the questionnaires, the lab reports for blood and urine analyses, the dental
periodontal exam results, the dental salivary occult blood results, the vaginal swab results,
the placental pathology report, the medical records of each mother and her infant following
delivery, and the photographic teeth results on the infants.
The material/data that is routinely found in a maternal health record during pregnancy
(including information on past pregnancies and disease history) will be utilized in the
study. There are additional materials and data from questionnaires, blood, urine, saliva,
infant teeth, placental tissue and vaginal samples that will be obtained for research
purposes only.
A master list will be stored with study files accessible for clinical intervention only. The
PI and study staff will have access to the master list. All archived samples and samples
provided to collaborating laboratories will be identified with study subject numbers only.
The DNA samples collected will have no recontact.
The study subject's primary care provider(s) will make first contact on behalf of the study
so there is no appearance of a breach in confidentiality. Once a subject has expressed
interest in this research study, to obtain informed consent, one of the study coordinators
will explain to each subject in lay language the purpose, benefits and risks of the
investigation. Consent will be given following an informative discussion period and either by
reading the Informed Consent to the subject or by allowing the subject to read the consent,
then reviewing it with the subject. All study coordinators have taken the Research
Coordinator course and have passed their Miami CITI. Every attempt will be made to conduct
this study in full compliance for the protection of the subjects. For those women who are not
fluent in English and whose first language is Spanish, a Spanish version of the consent form
will be used (translated by BiLingo from IRB approved English consent and submitted as an
amendment to IRB). Following the subject's verbal agreement to participate in the study, the
subject will sign the informed consent; the study coordinator also will sign the consent. A
copy of the signed, written informed consent will be given to the study subject. The original
informed consents will be placed in locked research file in study coordinators' office, 20
Ehrhardt St, #4. A copy of the informed consent also will be placed in the subject's study
binder (located in locked cabinets at same location). A study coordinator note will be placed
in Epic identifying an MUSC woman as participating in a vitamin D and pregnancy RCT.
All of the investigators have conducted several clinical trials; they are well versed in the
issues of patient/subject confidentiality and have completed the Miami CITI course. They are
nationally and internationally known in their fields. All study coordinators have completed
the Miami CITI and the Research Coordinator course at MUSC. The endeavors of the PI,
co-investigators and study coordinators to maintain subject confidentiality will be ensured.
All maternal blood, urine, and vaginal samples as well as infant blood and placental tissue
will be labeled with the patient's name and medical record number to ensure proper tracking.
Each study subject (and infant) then will be assigned a specific study number without any
reference to the woman or infant's name, which will be used to enter all data into the web
database. We will follow all HIPAA guidelines to maintain protection of patient/subject
information. With these precautions in place, there is a remote risk that the samples and
data could be linked to the woman and her infant; however, the study number and the name will
be kept in a separate file in the locked offices of the study coordinators. The data will be
entered in a secured database with only the study number entered, thus ensuring that the
number and data will be kept separately from the woman and infant's names. All this
information will be kept confidential, and when reported in scientific journals, the
information will not have any identifying information regarding study subjects.
Should any untoward reaction occur, subjects would receive treatment at the Medical
University of South Carolina. The study will cover the costs of laboratory tests; however,
additional costs of treatment will be the responsibility of the subject as described in the
informed consent.
This study meets the guidelines of clinicaltrials.gov as a clinical trial requiring a Data
Safety and Monitoring Plan and a Data and Safety Monitoring Committee. Two of the members of
the Data and Safety and Monitoring committee are scientists external to MUSC well known in
the field of vitamin D metabolism and calcium metabolism. Two of the members are physician
scientists external to MUSC, who are also well known in the field of calcium and vitamin D
metabolism. A fifth member will be Dr. Tom Hulsey, epidemiologist at MUSC with considerable
experience serving on the DSMC of other clinical trials. Dr. Hulsey was the chair of the DSMC
of the two prior vitamin D supplementation trials conducted by this study team. He will
maintain the database of the study, follow HIPAA guidelines, and conduct ongoing interim
analyses to ensure that the risk: benefit analyses remain in favor of benefit to the
subjects.
Creation of a Data and Safety Monitoring Board (DSMB): This grant application meets NIH
policy and Guidelines on the inclusion of a Data and Safety Monitoring Plan for clinical
trials mL and http://grants.nih.gov/grants/guide/notice-files/not98-084.html). MUSC as the
Institute and Center (IC) of this grant will have a Data and Safety Monitoring Committee
(DMSC) in place as outlined in this grant. Two of the members of the DSMC are scientists
external to MUSC well known in the field of vitamin D and calcium metabolism. Two of the
members are physician scientists external to MUSC who also are well known in the field of
calcium and vitamin D metabolism. A fifth member will be Dr. Tom Hulsey, epidemiologist at
MUSC with considerable experience serving on the DSMC of other clinical trials (current and
completed). He will maintain the database of the study, follow HIPAA guidelines, and conduct
ongoing interim analyses to ensure that the risk: benefit analyses remain in favor of benefit
to the subjects.
B. Conduct ongoing monitoring of interventional trial by those who have appropriate expertise
to accomplish the trial's mission: The MUSC clinical lab is required to notify the PI of any
critical lab values. The Study Coordinators will be responsible for checking laboratories of
the women within 72 hours of their reporting and then entering the laboratory data into the
computer. They will be provided with a set of normative laboratory values as a reference. The
Clinical PI will review values during the weekly study meeting or will be notified if a value
falls outside of the referent value range. All data will be verified independently by the
Data Processing Center under the direction of Dr. Hulsey. The DSMC will be notified via
telephone and fax with source documents and adverse report sheets if a subject's value falls
outside the referent value range. In addition, all adverse events will be reviewed quarterly
by the DSMC, whose report will be forwarded to the Kellogg Foundation on a quarterly basis
and the IRB yearly. The Investigators will report all Serious Adverse Events by telephone to
the IRB and the DSMC; in addition, the IRB, the DSMC, and Kellogg Foundation will receive a
written report within 10 days of the Clinical Investigators' knowledge of the Event. In
addition, the investigators will generate a quarterly report to the DSMC regarding subject
enrollment, subject completion, adverse events and serious adverse events. The DSMC will
review the report and a summary letter with their findings sent to the IRB.
Interim Data Analyses & Monitoring: Interim analyses for the evaluation of safety and
efficacy will be conducted based on the recommendations of the Data Safety & Monitoring
Board. The DSMC will serve to monitor for safety and efficacy. DSMB reports produced by Dr.
Hulsey's team will include summary statistics: on mother recruitment (expected vs. actual),
data form quality (completion and timeliness of forms); tracking of data editing;
demographics of the randomized mothers; aggregate safety; aggregate efficacy; and related
information. The DSMB also will monitor the trial from the standpoint of futility using the
techniques of Lan and Wittes (119).
First, differences in losses to follow-up and missed visits will be compared between the six
comparison groups to detect any potential bias (400 IU group stratified by race: African
American, Hispanic and Caucasian; 4000 IU group also stratified by race). The biggest problem
with unbalanced losses will be the loss of statistical power. We will aggressively attempt to
avoid any losses by monitoring adherence to visits. In the event that there are differential
losses between ethnic groups or supplementation groups, we will conduct statistical tests to
ascertain whether these are random or biased. Random losses will be reported but should not
affect outcomes. Biased, or non-random, losses will be assessed on their potential impact on
differences in outcomes. If necessary, we will conduct a propensity score analysis to control
for any statistically significant differences in non-random losses. Following that,
differences in compliance to supplementation will be compared as an 'intent-to-treat' design.
Any significant deviation from protocol will be considered in subsequent analyses. In this
section, we will report on: (1) the deviations from protocol; (2) outcomes comparisons using
an efficacy design to test for true differences associated with subjects who adhered to
protocol; and, (3) outcomes comparison using the intent to treat (effectiveness) design to
test for actual differences that might be expected in a non-controlled intervention. This
will help determine whether this type of supplementation could be expected to be effective if
applied to the general population.
Next, vitamin D levels at study entrance (10-14 weeks' gestational age) will establish the
baseline for each supplementation group. It is expected that at baseline there should not be
any differences between groups. Because we do expect differences between ethnic groups (which
accounts for the stratification), mean vitamin D at baseline will be compared by two-way
analysis of variance (ethnicity by experimental group).
In step 3, using repeated measures analysis of variance, the changes in vitamin D will be
described separately for each ethnic group within each of the supplemented groups. This will
depict separately for each ethnic group the changes in vitamin D over time as a function of
the level of supplementation. This method will reveal how soon after supplementation the
changes in blood (from baseline) are detected, the linear change in blood vitamin D over time
and, when and if a peak level (or plateau) was attained. Adjusted differences will be
examined by use of multiple regression with and without the inclusion of other covariates.
Regression coefficients provide the formula for the linear association between vitamin D in
blood and time, separately for each ethnic group. In the event that there is a non-linear
change over time, appropriate data transformations will occur as necessary. This step also
will provide information on the magnitude of importance that covariates play in changes in
vitamin D over time within each ethnic group. As an example, we may find that seasonality
plays a significant role in changes in vitamin D for Caucasian women but the association is
not as strong for African American women. Further, these associations may become similarly
unimportant at the higher levels of supplementation.
The next series of analyses will compare the differences in vitamin D between supplemented
groups over time between ethnic groups. This will be accomplished by use of a two-way
(ethnicity and supplementation group) repeated measures analysis of variance. This technique
will detect any significant differences between main effects (ethnic groups and
supplementation groups) and interaction effects (ethnicity by supplementation) in changes in
vitamin D over time. Multiple regression also will be used to examine the changes with and
without the use of potential confounders.
In secondary analyses, multi-level mixed-effects models will be used to estimate the average
individual monthly rate of change in 25(OH)D, compare this rate between dose groups, and
explore the effects of covariates on the rate of change. These models include fixed effects
for dose group, time, and the group-time interaction, and a random intercept effect, with
additional covariate effects as required. Time will be considered a continuous variable,
measured in months rather than assuming structured visit occurrences. An unstructured
covariance matrix will be assumed. The multi-level modeling approach also will be used to
evaluate the longitudinal association between 25(OH)D and the safety parameters calcium, iPTH
(log-transformed), phosphorus, and urinary calcium, creatinine, and calcium: creatinine
levels. The cumulative occurrence of pregnancy complications such as preterm labor and
infection will be compared between dose group levels using logistic regression. All analyses
will be performed using SAS (SAS Institute Inc., Cary NC).
Participant attrition and missing data:
Because the primary endpoint of the study is change in 25(OH)D from baseline to delivery, the
primary analysis will be restricted to participants who have remained in the study until
delivery and provided a blood sample within 6 weeks prior to delivery, at delivery, or at the
post-delivery visit (completers-only analysis). Typically, multiple imputations would be used
to impute missing values in support of the favored intention-to-treat analytic approach.
Because the multiple imputation model for this analysis would have required variables also
measured in the final blood sample, however, it cannot be used to impute cases with a missing
final blood sample. Thus, to assess the primary findings' robustness to assumptions about the
missing data, we will perform a sensitivity analysis. Missing data will be imputed under the
following conditions: cases with missing endpoints that experienced no change in both groups;
experienced the group-specific median change observed in completers; experienced no change in
the 400 IU group and minimal change in the 4000 IU group. In the secondary analyses using
multi-level mixed-effects models for longitudinal modeling, all available data points will be
used, as it is not necessary to delete cases with missed timepoints when using this approach.
;
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