Premature Birth Clinical Trial
Official title:
Family Integrated Care (FICare) in Level II NICUs: An Innovative Program for Alberta
In Alberta, nearly one in every twelve babies is born too soon (preterm). Preterm babies are
at greater risk for breathing and feeding problems, as well as infections, than babies born
on their due date (full term). As a result, parents must leave their preterm babies in the
hospital to fully develop and become healthy enough to take home. When it is time for
discharge, parents are often not ready to look after their baby because they may have limited
involvement in the care of their baby in hospital. In addition to the distress and costs to
parents of having a baby in hospital, health system costs are also increased the longer a
baby is in hospital. The purpose of this project is to test a new way to integrate parents
into the care of their baby through a program called Family Integrated Care (FICare). In
FICare, parents are educated and supported by nurses to provide care for their baby; nurses
and doctors still provide intravenous medications and medical procedures. FICare has been
tested in Ontario and shows promise as a better model of care for the small percentage of
babies born more than 8 weeks early, who have to spend a long time in hospital.
Now the investigators want to test FICare with the greater percentage of preterm babies who
are born 4 to 8 weeks early to see if parents are able to take their baby home sooner, and if
their babies are healthier. The investigators also want to know if FICare can reduce distress
for parents. The investigators propose to test FICare in Level II Neonatal Intensive Care
Units (NICUs) in Alberta by implementing FICare in half the Level II NICUs and comparing the
outcomes with the other Level II NICUs who do not use FICare. If FICare improves outcomes for
preterm babies and their parents, the investigators will implement it in all Level II NICUs.
In Alberta, the investigators want the best quality care for our most vulnerable babies and
their parents. This project is aligned with Alberta's Health Research and Innovation Strategy
priority of wellness at every age (child and maternal health), and with Alberta Health
Services' quality of care goals to increase efficiency, effectiveness, appropriateness, and
acceptability of health care services delivery.
Every year, about 15 million of the world's infants are born at <37 weeks gestation
(preterm). In Alberta, the preterm birth rate was 8.43% in 2015, representing 4,749 infants.
Alberta has the highest rate of preterm birth in Canada, which can be attributed, in part, to
delayed child bearing and assisted reproductive technology. Approximately 20% of the earliest
(< 32 weeks gestation) and usually the sickest preterm infants require care in a Level III
neonatal intensive care unit (NICU). Approximately 80% are moderate to late preterm (32 weeks
and zero days [32 0/7] and 36 weeks and six days [36 6/7] gestation; comprising 6.6% of all
live births) and require care in a Level II NICU. Compared to their full term counterparts,
moderate and late preterm infants are at higher risk for poor health (e.g., increased
hospitalizations, respiratory morbidities, and growth and feeding problems) and developmental
outcomes, including neurodevelopmental disabilities and cognitive delays, communication and
language impairments,] and school-related problems. As gestational age (GA) decreases, the
risk of chronic health problems and developmental delays increases. In 2010, care of preterm
infants represented the largest category of Alberta's expenditures for pediatric health care
at 8.45%, with a total cost of approximately $35 million. The costs associated with preterm
infants are greater than for term infants because of increased hospital length of stay (LOS),
resource utilization, readmissions, and need for health, education, and social services.
Financial consequences for parents of preterm infants are associated with reduced workforce
participation and lost earnings, and developmental supports for the infant. Unquantifiable
costs are associated with psychological distress, marital distress, and social isolation.
Although effective interventions for parents of preterm infants exist, evidence is generally
limited to the earliest preterm infants, and cost effectiveness data is lacking. Implementing
a new model of care, Family Integrated Care (FICare), in Level II NICUs for moderate to late
preterm infants has great potential to improve outcomes of infants and parents, and reduce
costs to the health care system and families.
Level II NICUs are a highly technological, critical care environment where healthcare
providers (i.e., nurses, physicians, trainees, respiratory therapists, social workers, and
others) often unintentionally marginalize parents in the pursuit of optimal care of preterm
infants. The unexpected birth of a tiny infant leaves parents in shock, feeling anxious,
depressed, isolated, and unprepared to interact with, and care for, their infant. Preterm
birth and experiences in the NICU disrupt breastfeeding and the early parent-infant
relationship, which is critical for early brain and biological development. The goal of
FICare is a change in culture and practice that permits, encourages, and supports parents in
their parenting role while their infant is in a Level II NICU. FICare is, in essence, a
dynamic educational intervention, with learners (parents), coaches (healthcare providers and
veteran NICU parents), curriculum content, and implementation strategies. Veteran parents are
those who have had previous experience with their own preterm infant in a Level II NICU.
Underpinned by adult learning and change theories, FICare empowers parents to build their
knowledge, skill, and confidence so that the family is well-prepared to care for their infant
long before discharge. This model is dynamic, whereby parents and healthcare providers openly
and mutually negotiate equitable roles during the infant's NICU stay. Thus, roles will change
as parents learn to care for their infant.
Philosophically, efforts to keep parents closer to their infant in NICU started in the 1950s
with parental presence that permitted visitation in the NICU. Later, family-centred care
articulated respect for family in decisions about care. Despite a comprehensive understanding
of family-centred care and recognition of its importance, family-centred approaches remain
fraught with challenges, including non-facilitative physical space, restrictive access,
limited parental involvement in direct infant care, and lack of consistent information. These
challenges result in confusion about the parental role in NICU, and leave parents feeling
dissatisfied and more like detached visitors than parents. Integrating parents as central to
the care of their infant is the next logical step in the evolution of approaches to NICU
care.
Existing interventions include skin-to-skin care, psychological support for the parent
(primarily mothers), education about the care of a preterm infant, and education of parents
as providers of supportive therapy for their infant. A systematic review suggested that
psychological support and parenting education showed the greatest effect over the short- (<1
year) and longer- (≥1 year) term. While parenting education can take many forms from simple
leaflets with information to self-modeled video interaction guidance, parenting education
that actively engages parents with their infant had the greatest impact on parental and
infant outcomes. Education that is consistent across care providers is critical to ensure
parental belief in the competence of care providers. A positive relationship between parents
and providers contributes to increased satisfaction with care, and greater willingness by
parents to seek further support for the care of their infant. Further, health care should be
individualized to accommodate sequential clinical phases from admission to post-discharge
care of the infant.
Adapted from existing family-centred care interventions, the Family Integrated Care (FICare)
model was developed and pilot tested with preterm infants ≤ 35 weeks GA in a Level III NICU
at Mount Sinai Hospital, Toronto. The pilot study indicates that FICare is feasible and safe
in Canada. Compared to 31 matched controls, the 42 infants who received FICare showed
increased weight gain and breastfeeding at discharge. FICare reduced LOS by approximately 10%
(personal communication, Dr. S. Lee) and mothers reported less stress. Based on these
promising results, FICare in Level III NICUs is currently being evaluated in a 19-centre,
cRCT; Calgary is a control site. With success in Level III NICUs, Dr. V. Shah
(co-investigator) is implementing FICare in four Ontario Level II NICUs. However, the Ontario
study is limited by a pre-test/post-test design. Without a randomized controlled train (RCT),
evidence of the effectiveness of FICare in Level II NICUs will continue to be plagued by
methodological and contextual limitations. The aim of this study is to refine and implement
FICare in Level II NICUs across Alberta and evaluate it using a cluster RCT (cRCT).
The investigators hypothesize that compared with standard care, FICare will: (1) decrease LOS
(primary outcome); (2) decrease the incidence of nosocomial infections; (3) decrease adverse
events (e.g., medication and donor breast milk errors); (4) reduce the number of times
infants have feeding suspended (NPO) with concomitant intravenous therapy and/or sepsis
workups; (5) reduce readmission and unplanned emergency room and physician visits up to 2
months corrected age (CA); (6) increase parental knowledge, skills, and confidence in caring
for their infant at discharge and 2 months CA; (7) increase rates of feeding breast milk and
breastfeeding self-efficacy at discharge and 2 months CA; (8) decrease parental psychosocial
distress (stress, anxiety, depression) at discharge and 2 months CA, (9) improve healthcare
provider satisfaction; and (10) decrease direct and indirect costs because of reduced LOS and
readmission.
The FICare Alberta research study was co-developed in collaboration with Alberta Health
Services operational leaders and clinicians. Nursing and medical directors at the ten Level
II NICUs across Alberta embraced the idea of FICare. Buy-in is particularly notable given
that sites were aware that they could be randomized to either FICare or control condition.
The investigators addressed the potential for unanticipated compensatory reactions (i.e.,
demoralization) by offering delayed implementation of FICare at control sites. The
investigators discussed development, testing, and execution of the FICare implementation
plan, as well as how we can integrate changes for the new model into routine care. The
investigators learned that several sites were already using some elements of FICare, albeit
in an unstructured and unintegrated way. If results of FICare show improved outcomes and/or
reduced costs, we will assist with implementation and provide training to staff at the
control sites.
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