Obstructive Sleep Apnea Syndrome Clinical Trial
Official title:
Diagnosis, Cost and Therapeutic Decision-Making of Home Respiratory Polygraphy for Patients Without High Suspicion of OSA or With Comorbidity - Hospital Polysomnography in Comparison With Three Nights of Home Respiratory Polygraphy
Study Objectives: Obstructive sleep apnea (OSA) diagnosis using simplified methods such as
home respiratory polygraphy (HRP) is only recommended in patients with a high pre-test
probability. The aim is to determine the diagnostic efficacy, therapeutic decision-making
and costs of OSA diagnosis using PSG or three consecutive studies of HRP in patients with
mild-moderate suspicion of sleep apnea or with co-morbidity that can mask OSA symptoms.
Design and Setting: Randomized, blinded, crossover study of three nights of HRP (3N-HRP) vs.
PSG. The diagnostic efficacy was evaluated with ROC curves. Therapeutic decisions to assess
concordance between the two different approaches were analyzed by sleep physicians and
respiratory physicians (staff and residents) using agreement level and kappa coefficient.
The costs of each diagnostic strategy were considered.
Study subjects The study population consisted of subjects who were referred to the sleep
unit of the Clínic Hospital, Barcelona, Spain, or the San Pedro de Alcantara Hospital,
Cáceres, Spain, with a mild-moderate clinical suspicion of OSA or with notorious
co-morbidity that induced frequent symptoms which mimicked those of OSA or could reduce
sleep time.
The inclusion criteria were: a) Patients with snoring and/or some observed apneas during
sleep. b) Epworth scale less than 15. c) Subjects with notorious co-morbidity. d) Age
between 18 and 75 years.
The exclusion criteria were as follows: high suspicion of sleep apnea (heavy snoring,
breathing pauses and somnolence that makes social life or working difficult, without any
other causes of hypersomnia); diagnosis of OSA; severe heart disease or resistant systemic
hypertension; suspicion of non-apneic sleep disorders, such as narcolepsy, REM behavior
disorders, and restless leg syndrome; psychophysical disability that would impede the
application of the home polygraphy device or major co-morbidity (unstable heart disease,
unstable pulmonary disease or disabling stroke); and lack of informed consent for the
protocol approved by the ethics committees of the two centres.
Protocol We compared 3N-HRP with laboratory-standard PSG in randomized patients who met the
inclusion and exclusion criteria. The subjects were studied on a random basis for one night
in a sleep lab (standard PSG) and for three consecutive nights with HRP. Once the first test
had started, the second test was scheduled for within the following two days. PSG and HRP
were scored separately and the technicians and physicians were blinded to any identifying
information about the patients, as well as to any previous results.
Measurements Clinical data: Gender, age, weight, height, body mass index (BMI), waist-hip
ratio, neck circumference, systolic and diastolic blood pressure, and alcohol intake
measured as ≤ 60 gr/day or > 60 gr/day, and tobacco consumption.
Co-morbidity: Notable cardiovascular, metabolic or lung diseases, as well as diagnosis of
insomnia, anxiety, depression, fibromyalgia, chronic fatigue syndrome, or psychiatric
treatment.
Symptoms related to OSA: Episodes of nocturnal choking, nocturia, morning headache, or
morning tiredness. These data were collected in four degrees of intensity (never, sometimes,
frequently, and always). Sleepiness was measured by the Epworth Sleepiness Scale and the
American Sleep Disorders Association Sleepiness Scale (ASDA).
Other questionnaires: a) FOSQ (Functional Outcomes of Sleep Questionnaire), which assesses
the impact of excessive sleepiness on multiple activities of everyday. b) Euroqol-5D
(EQ-5D), which is a standardized instrument for use as a measure of health outcome.
Sleep studies. Standard laboratory PSG (Somté PSG, Compumedics Limited 2006, Abbotsford,
Victoria, Australia) was performed according to the technical specifications of the American
Academy of Sleep Medicine (AASM). The recorded variables were electroencephalogram (EEG),
with derivations F4-M1, C4-M1, and O2-M1; electro-oculogram (EOG); chin electromyogram
(EMG); leg electromyogram; electrocardiogram (ECG). Respiratory variables measured by
linearized nasal pressure prongs and oronasal thermal flow waveform; respiratory effort
signals measured by inductive bands that recorded rib-cage and abdominal movements; oxygen
saturation; body position and snoring. A type 3 portable sleep apnea testing was used to
perform HRP (Sleep&Go, Bitmed, Sibel S.A. Barcelona, Spain). Recorded variables were: flow
measured by linearized nasal pressure prongs, thermal flow, body position, rib-cage and
abdominal movements measured by inductive bands, and oxygen saturation. After a detailed
explanation of the use of the HRP device (set-up and withdrawal) in the hospital setting, it
was taken home and returned by the patient after three home studies.
A valid PSG or HRP had at least 180 recorded minutes. Moreover, a valid HRP had to have at
least 3 hours of flow or bands and oximetry measurements for scoring. The periods that were
considered as "awake" because of erratic breathing were not considered for scoring. Mean
values were obtained for the three nights of HRP. If one study was considered not to be
valid, this was removed and the mean values were obtained from the other two nights with
HRP. If two studies in the same patient were considered not to be valid, the patient was
excluded.
The PSG and HRP were scored manually, separately, and blinded by independent technicians.
Sleep staging was performed using the standardized AASM criteria. The respiratory variables
obtained from HRP and PSG were scored according to the AASM criteria: apnea defined as a
drop in the peak signal excursion of ≈90% from the pre-event baseline with a duration ≥ 10
seconds; and hypopnea defined as a discernible reduction in the amplitude of the airflow
signal (≈30% of pre-event baseline) of at least 10 seconds of duration, associated with an
arousal and/or ≥ 3% oxygen desaturation from the pre-event baseline. For HRP, hypopnea was
defined as a discernible reduction in the amplitude of the airflow signal (≈30% of pre-event
baseline) of at least 10 seconds of duration, associated with ≥ 3% oxygen desaturation.
Therapeutic decision-making In addition to the real treatment decision of the physicians
from the two sleep units, other 15 reviewers (five sleep medicine specialists; five
respiratory physicians; and five respiratory resident physicians who had been trained for at
least 3 months in a sleep lab) from other 5 sleep laboratories in Spain, via a website
showing clinical data from the patients and data from the sleep studies, take the
therapeutic decisions. The reviewers chose one of two options: 1) CPAP treatment; 2) no CPAP
treatment/other therapeutic measures. Each patient was presented twice (with PSG or HRP
information), blinded and non-consecutively. The criteria for recommending CPAP were an AHI
between 5 and 30 with significant symptoms or consequences or an AHI ≥30, taking less into
account symptoms or consequences, according to the Spanish Sleep Network guidelines.
Statistics It was estimated that, after accepting an alpha risk of 0.05 and beta risk of 0.2
in a two-sided test, 55 subjects were needed for a minimum difference in AHI of 7.0 units to
be recognized as statistically significant. The standard deviation was assumed to be 18. A
dropout rate of 5% was anticipated.
Outcomes to be studied and statistical analysis The means of the data obtained from the
3N-HRP were compared with PSG data. Student's t-test and Bland-Altman plots were used to
determine the agreement of the AHI measurements obtained by PSG and HRP. ANOVA was used to
assess the variability between each of the nights of HRP. The efficacy of the diagnostic
test was evaluated using sensitivity and specificity; positive and negative likelihood
ratios [LR (+) and LR (-)]; and the percentage of patients with positive and negative
diagnosis. The post-test probability of obtaining a true positive when the test was positive
or negative was calculated, based on the pre-test probability (prevalence of the disease)
and the positive and negative LRs. Receiver operating characteristic (ROC) curves were
plotted for the mean of the 3N-HRP with the different polysomnographic AHI cut-off points
(≥5, ≥10, ≥15, ≥ 30) for OSA diagnosis to determine the best ROC curve based on area under
the curve (AUC) measurements.
Therapeutic decision making The reviewers were grouped as sleep medicine specialists,
respiratory medicine physicians and resident physicians. A median of the therapeutic
decisions of each group was obtained. Agreement level (100 minus the sum of false positives
and negatives) and Cohen's kappa coefficient was used to determine the agreement between
therapeutic decisions. All the analyses were developed with the "Statistical Package for
Social Sciences" (SPSS, 21.0 for Windows; SPSS Inc., Chicago, IL).
Cost analysis We considered the costs of the each diagnostic strategy in an analysis of two
equally effective alternatives.
Test, patient and total costs for PSG and HRP The estimated test costs of PSG and HRP were
obtained from the financial department from the two hospitals involved. These costs included
the following: personnel involved, equipment depreciation, and fungible material. Patient
costs were estimated according to the average costs for each patient of traveling from home
to hospital and back by taxi. We considered a round trip to the hospital in the case of PSG
and two round trips to pick up and return the HRP device. To estimate the costs per patient,
the test and patient costs were divided by the number of patients with a valid recording. To
obtain the total costs of PSG and HRP we added up the test and patient costs.
Test, patient and total costs for equal diagnostic efficacy for PSG and HRP For PSG, the
test cost for equal diagnostic efficacy was the sum of the test cost and the cost of
repeated PSGs due to invalid recordings. For HRP, the test cost for equal diagnostic
efficacy was the sum of the test cost and the following: the costs of PSG for patients with
invalid HRP recordings; the cost of PSG in patients with indeterminate diagnostic results
("gray zone") and false positive and false negative results. To calculate the patient costs
for equal diagnostic efficacy, we also considered the transport costs due to repetitions of
tests. To calculate the costs per patient, these costs were divided by the number of
patients who completed the trial. Total PSG and HRP costs for equal diagnostic efficacy were
obtained by adding up the test and patient costs.
;
Allocation: Randomized, Intervention Model: Crossover Assignment, Masking: Single Blind (Investigator), Primary Purpose: Diagnostic
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