Dental Plaque Clinical Trial
Official title:
Effect of the Community-based SIMS Programme on Preschool Children's Oral Hygiene Level: A Cluster Randomised Control Trial
This is a cluster randomised control trial targeting 5-6-year-old children and their parents in Kampar district, Perak, Malaysia for a period of 6 months. In total, 28 preschools are randomly assigned into intervention and control group (14 preschools per group). Sample size for each group is 317 children. The intervention group receives the SIMS programme (SIMSP) which is an improved version of the usual care, while the control group receives the usual care. Usual care in defined as the existing preschool oral health programme (POHP) offered by the Ministry of Health. The SIMSP is formulated based on the recommendations from the National Oral Health Survey of Preschool Children's (2015) report. It comprises active participation of dental therapists (DT), parents and class teachers in children's oral health. The concept of the SIMSP is that improvement in oral health behaviours and oral hygiene of preschool children would result in improvement of gingival health and caries level in their permanent teeth in the long term. On the other hand, the control group involves DT visiting preschools twice a year without parental nor teachers active involvement. The scientific hypothesis of the study is that the SIMSP is more effective to improve oral hygiene level of preschool children than the POHP over 6 months. The primary objective of the study is to assess the effect of the SIMSP versus the POHP in improving oral hygiene level among 5-6-year-old children over 6 months. The secondary objectives are to assess the changes in oral health behaviours among the children and oral health literacy among parents over 6 months.
Study Design:
This is a cluster randomised controlled trial. The overall duration of the study is 9 months
and the duration of the intervention is 6 months. The reporting of this study is done in
accordance with the SPIRIT 2013 guidance for protocols of clinical trials and the CONSORT
checklist.
Study setting:
The study involves government-funded preschools that receive the POHP in Kampar district,
Perak, Malaysia. Based on this criteria, 53 preschools in Kampar district are eligible to be
included in the study.
Randomisation:
The 53 preschools are paired according to geographical location and preschool characteristics
into 24 pairs (5 preschools are not paired). Of the 24 pairs, 14 pairs are randomly selected
using computer generated table. Subsequently, 2 preschools in each pair is randomly assigned
to intervention and control group each using computer generated table.
Sample recruitment:
The study sample consists of 5-6-year-old preschool children from the 24 preschools and their
parents. A written informed consent is obtained from parents and verbal agreement is obtained
from children prior to the start of the study.
Sample size calculation:
Sample size calculation is based on the potential effect of the SIMSP to exert a small effect
size dz = 0.30, α = 0.05, power = 0.8 on children's plaque score (primary outcome measure)
and parental oral health literacy (OHL - secondary outcome measure) than the POHP over 6
months. Using G*Power version 3.1.9.2 software, the total number of sample is n = 352 (176
per group). Sample size calculation is also done based on the effect of the SIMSP to produce
a 10% improvement (α = 0.05, power = 0.8) in child's oral health behaviours (OHB) than the
POHP after 6 months. Using Power and Sample Size Calculation version 3.1.2 software, the
total number of sample was n = 348 (174 per group). The highest total sample size (n = 352)
is increased by 20% to account for non-respondents and multiplied by a design effect of 1.5
to produce final sample size, n = [352 + (352*0.2)] x 1.5 = 634 (317 per group).
Intervention:
The SIMSP, which refers to 'Program Senyuman Indah Milik Semua' in Malay, or 'The Beautiful
Smile for All Programme' in English, consists of 3 components conducted by a dedicated team
of DT (4 persons), parents, and preschool teachers. The target groups are preschool children
and their parents/guardians. The content of the SIMSP is as follows:
Preschool children:
1. Oral examination by DT, oral health education (OHE) and fluoride varnish application
twice/year (usual care/POHP);
2. In-school daily toothbrushing with fluoride toothpaste (1000ppm) supervised by the class
teacher for 6 months;
3. Oral health lessons in class (including colouring worksheets) by the class teacher based
on the Oral Health Education (OHE) booklet over a period of 6 months;
4. Home tooth brushing supervision by parents/guardians bedtime.
Parents/guardians:
1. Attend a meeting with DT at school to discuss on child's Caries Risk Assessment (CRA);
2. Receive OHE and diet counselling from DT based on child's CRA levels;
3. Receive free toothbrush and fluoride toothpaste (1000ppm) for child home tooth brushing;
4. Receive 10 oral health infographic messages from DT, delivered via electronic messaging
application (WhatsApp) every 2 weeks for a duration of 5 months (printed leaflets
delivered through class teacher for parents without a smartphone).
Control:
Oral examination by DT, oral health education (OHE), and fluoride varnish application
twice/year (usual care/POHP).
Conduct of the study:
(A) Prior to intervention - development of the Oral Health Education booklet for teacher,
training of teachers on its use, and development of oral health infographics for parents.
(B) Delivery of the intervention - the intervention is delivered in 3 phases;
Phase 1:
It involves an oral examination (including plaque assessment) of children in both groups by
DT. On the same visit, a self-administered questionnaire is sent to parents through class
teacher and collected after 1 week. Data in Phase 1 are baseline data for the study.
Phase 2:
This phase takes place 2 weeks after Phase 1. In the SIMSP, DT deliver OHE to children and
apply fluoride varnish (20,000 ppmF) on their teeth. DT meet up with parents to discuss on
child's CRA and provide OHE and diet counselling to parents according to their child's caries
risk levels (low/medium/high). A set of free toothbrush and fluoride toothpaste (1000ppm
fluoride) is distributed to parents for child's home use along with instructions on
toothbrushing. Parents also receive 10 oral health infographics sent by DT via WhatsApp every
2 weeks for the next 5 months. Teachers are provided with the OHE booklet which contains 11
topics (and worksheets) to be used as a teaching aid to teach oral health lessons in class.
Teachers are required to deliver 1 topic lesson every 2 weeks until all the 11 topics are
delivered over 6 months. Teachers are also given enough supplies of toothbrush and fluoride
toothpaste for children's tooth brushing after morning break at school over 6 months.
Teachers are given a tooth model and instructions on toothbrushing by DT. In the control
group, DT deliver OHE to children and apply fluoride varnish (20,000 ppmF) on their teeth.
Phase 3:
This phase takes place 24 weeks after Phase 2. In this phase, DT carry out restorative
treatment on children using glass inomer cements followed by second application of fluoride
varnish. This is carried out in both groups. The 6-month follow up for oral examination on
children and parental questionnaire are carried out within 2 weeks after completion of Phase
3.
Monitoring the intervention:
The intervention is monitored by means of an activity book to be completed by DT, parents,
and teachers, respectively throughout the 6 months. DT will tick off all activities that have
been carried out at preschool in the 3 phases over the duration of 6 months. Accordingly,
teachers will tick off the scheduled class lessons and daily toothbrushing activities.
Parents will tick off the daily toothbrushing supervision of their children before bedtime.
The activity books are reviewed periodically to assess for compliance. In terms of oral
examination and parental questionnaire, those who are lost to follow up will not be replaced.
Analysis will be by intention to treat.
Study tools:
1. A self-administered questionnaire consisting of 3 sections; (a) Demographics of the
child and parents/guardians, (b) Child's oral health behaviours, and (C) The Malay
version of Dental Health Literacy Assessment Instrument (Malay-DHLAI).
2. The Oral Cleanliness Index to assess plaque level.
3. The International Caries Detection and Assessment System (ICDAS) to assess caries.
Blinding:
This study uses a single-blinding strategy where the examiners who examine the children at
baseline and 6-month follow up are blinded to the intervention group.
Calibration of examiners:
3 dental officers undergo calibration and standardisation on the use of ICDAS and Oral
Cleanliness Index with a paediatric dentist. Calibration and standardisation are carried out
at the Faculty of Dentistry, University of Malaya and again in field condition at one of the
preschools not involved in the study. Inter- and intra-examiner reliability are assessed for
both ICDAS and plaque score charting. Kappa score is used to assess agreement between and
within examiners. For ICDAS, the inter-examiner Kappa scores ranged from 0.72-0.80 and the
intra-examiner scores ranged from 0.70-0.84. For plaque scores, the inter-examiner Kappa
scores ranged from 0.72-.80 and the intra-examiner scores ranged from 0.77-0.94.
Data management:
Data are checked after completion of oral examinations and after receiving the
questionnaires. For any missing data, the child will be re-examined or the parents will be
contacted again. Raw data are entered into Statistical Package for Social Science (SPSS)
version 24.
Qualitative data collection:
Focus group discussions (FGD) with DT and preschool teachers are conducted separately to
explore their perspectives on the process implementation of the SIMSP according to their
roles and responsibilities. A topic guide with open-ended questions are developed and use in
the FGD to get feedback on the appropriateness, feasibility (facilitators and barriers),
effectiveness, and recommendations for improvement on the SIMSP.
Statistical Analysis:
Data analysis is conducted using SPSS version 24 software, and Qualitative Data Analysis
Software (NVivo) version 11 software.
Descriptive Analysis:
The frequency distribution, a measure of central tendency and dispersion are carried out.
Continuous data are presented in mean and standard deviation (or median and interquartile
range) based on the normality of the data. Categorical data are presented in frequency and
percentages. The demographics of the sample are analysed using descriptive statistics.
Effectiveness Analysis:
Intention to Treat (ITT) analysis will be applied to measure the effect of the SIMSP on the
primary and secondary outcome measures over and above that by the usual care. Pearson Chi
Square test is used to assess differences in the proportion of children with plaque between
groups at baseline and after 6 months. Independent sample T-test is used to assess the
difference in mean decrement plaque scores after 6 months between groups, and Paired sample
T-test was used to assess within-group changes. Effect size of the SIMSP is calculated.
Similar statistical tests are used to assess the differences in parental OHL between the
groups after 6 months. For children's OHB, Pearson Chi Square test is used to assess
differences in children's OHB between groups at baseline and after 6 months, while McNemar
test is used for within-group changes in proportions.
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