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Clinical Trial Details — Status: Completed

Administrative data

NCT number NCT04514627
Other study ID # 1600899
Secondary ID
Status Completed
Phase N/A
First received
Last updated
Start date July 13, 2020
Est. completion date March 22, 2022

Study information

Verified date June 2024
Source Olive View-UCLA Education & Research Institute
Contact n/a
Is FDA regulated No
Health authority
Study type Interventional

Clinical Trial Summary

COVID-19 is a disease caused by the virus, SARS-CoV-2. Patients with this viral infection are at risk for developing pneumonia and acute respiratory distress syndrome (ARDS). Approximately 20% to 30% of hospitalized patients with COVID-19 and pneumonia require intensive care for respiratory support. Clinically, ARDS presents with severe hypoxemia evolving over several days to a week in combination with bilateral pulmonary infiltrates on chest X-ray. Widespread alveolar epithelial cell and pulmonary capillary endothelial injury can lead to severe impairment in gas exchange. In one report of 1,099 patients hospitalized with COVID-19, ARDS occurred in 15.6% of patients with severe pneumonia. In a smaller case series of 138 hospitalized patients, ARDS occurred in 19.6% of patients and in 61.1% of patients admitted to an intensive care unit (ICU). To date, no effective treatment has been established to treat COVID-19 or to prevent progression of ARDS. It is thought that a heightened immune response with an unbalanced release of inflammatory mediators in the airway is a major cause of morbidity and mortality associated with the disease. It is therefore reasonable to postulate that improved outcomes may be obtained in patients with a balanced immune response with adequate viral control and appropriate counter-regulatory immune responses whereas a poor outcome may be expected in patients with inadequate viral control or a heightened immune response or what is referred to as a "cytokine storm". Thus, modulating the pulmonary immune response without suppressing the immune system would be a viable strategy for patients with COVID-19. The current literature supports the role of neuromodulation, particularly vagal nerve stimulation (VNS), in modulating the immune response. Modulating the pro-inflammatory pathway through VNS has been demonstrated to decrease inflammatory mediators and improve outcomes in several animal models and in humans. Percutaneous electrical nerve field stimulation (PENFS) provides a novel, non-invasive method of VNS through a non-implantable device applied to the external ear. Already, the FDA has cleared this technology for reducing symptoms of opioid withdrawal in patients with opioid use disorder. Symptoms of opioid withdrawal can be decreased by approximately 90% after 1 hour of stimulation. Similarly, the IB-Stim device has been shown to improve symptom in children with abdominal-pain-related functional GI disorders and recently received market approval by the FDA for that indication. Unpublished studies have demonstrated marked decrease in inflammation with PENFS compared to sham stimulation in a model of TNBS colitis. While the efficacy of PENFS in modulating the progression of pulmonary disease in patients with COVID-19 is unknown, several proposed mechanisms for regulation of the immune response through VNS have already been demonstrated. We propose to perform an open label, randomized study to evaluate the efficacy of PENFS for the treatment of respiratory symptoms in patients with COVID-19.


Recruitment information / eligibility

Status Completed
Enrollment 55
Est. completion date March 22, 2022
Est. primary completion date July 31, 2021
Accepts healthy volunteers No
Gender All
Age group 18 Years and older
Eligibility Inclusion Criteria: - Age =18 years at time of signing Informed Consent Form - Hospitalized with COVID-19 pneumonia confirmed per WHO criteria (including a positive PCR of any specimen, e.g., respiratory, blood, urine, stool, other bodily fluid) and per the investigator, the respiratory compromise is most likely due to COVID-19 - Patient complaint of dyspnea at the time of presentation to ED or hospital - Patient on room air or oxygen supplementation of no greater than 4 liters at rest to maintaining pulse oximetry of 92% or greater. This can include oxygen supplementation by any modality (BIPAP, CPAP, HFNC, NRB, NC), with the exception of mechanical ventilation or ECLS. - Signed Informed Consent Form by any patient capable of giving consent, or, when the patient is not capable of giving consent, by his or her legal/authorized representative - Ability to comply with the study protocol in the investigator's judgment. Exclusion Criteria: - Patients who cannot provide informed consent - History of surgery involving CN V, VII, IX, or X. - Patient on chronic renal dialysis - Patients with history of solid organ transplant - Patients with underlying seizures disorder - Patients with a cardiac pacemaker - Patients with any implanted electrical device - Patients with dermatologic conditions affecting the ear, face, or neck region (i.e. psoriasis), or with cuts or abrasions to the external ear that would interfere with needle placement - Patients with hemophilia or other bleeding disorders - Patients who are pregnant or breastfeeding - Patients with active TB infection - Patient already on mechanical ventilation or ECLS - Suspected active bacterial, fungal, viral, or other infection (besides COVID-19) - In the opinion of the investigator, progression to mechanical ventilation, ECLS or death is imminent and inevitable within the next 24 hours, irrespective of the provision of treatments - Participating in other drug clinical trials - ALT or AST > 5 x ULN detected within 24 hours at screening or at baseline (according to local laboratory reference ranges) - ANC < 500/µL at screening and baseline (according to local laboratory reference ranges) - Platelet count < 50,000/µL at screening and baseline (according to local laboratory reference ranges) - Any serious medical condition or abnormality of clinical laboratory tests that, in the investigator's judgment, precludes the patient's safe participation in and completion of the study

Study Design


Related Conditions & MeSH terms


Intervention

Device:
Auricular percutaneous neurostimulation
The BRIDGE/PENFS device manufactured by Key Electronics, consists of a battery activated generator and wire harness that connects to the generator. Four leads are also attached to the generator, each with a sterile 2 mm, titanium needle. The BRIDGE device settings are standardized and deliver 3.2 volts with alternating frequencies (1 ms pulses of 1 Hz and 10 Hz) every 2 s. This stimulation targets central pain pathways through branches of cranial nerves V, VII, IX, and X, which innervate the external ear. The PENFS device generator has a battery life of 5 days and delivers almost continuous stimulations throughout the 120 hours.

Locations

Country Name City State
United States Olive View-UCLA Medical Center Sylmar California

Sponsors (1)

Lead Sponsor Collaborator
Olive View-UCLA Education & Research Institute

Country where clinical trial is conducted

United States, 

References & Publications (41)

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Guarini S, Altavilla D, Cainazzo MM, Giuliani D, Bigiani A, Marini H, Squadrito G, Minutoli L, Bertolini A, Marini R, Adamo EB, Venuti FS, Squadrito F. Efferent vagal fibre stimulation blunts nuclear factor-kappaB activation and protects against hypovolemic hemorrhagic shock. Circulation. 2003 Mar 4;107(8):1189-94. doi: 10.1161/01.cir.0000050627.90734.ed. — View Citation

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Huston JM, Ochani M, Rosas-Ballina M, Liao H, Ochani K, Pavlov VA, Gallowitsch-Puerta M, Ashok M, Czura CJ, Foxwell B, Tracey KJ, Ulloa L. Splenectomy inactivates the cholinergic antiinflammatory pathway during lethal endotoxemia and polymicrobial sepsis. J Exp Med. 2006 Jul 10;203(7):1623-8. doi: 10.1084/jem.20052362. Epub 2006 Jun 19. — View Citation

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Koopman FA, Chavan SS, Miljko S, Grazio S, Sokolovic S, Schuurman PR, Mehta AD, Levine YA, Faltys M, Zitnik R, Tracey KJ, Tak PP. Vagus nerve stimulation inhibits cytokine production and attenuates disease severity in rheumatoid arthritis. Proc Natl Acad Sci U S A. 2016 Jul 19;113(29):8284-9. doi: 10.1073/pnas.1605635113. Epub 2016 Jul 5. — View Citation

Kovacic K, Hainsworth K, Sood M, Chelimsky G, Unteutsch R, Nugent M, Simpson P, Miranda A. Neurostimulation for abdominal pain-related functional gastrointestinal disorders in adolescents: a randomised, double-blind, sham-controlled trial. Lancet Gastroenterol Hepatol. 2017 Oct;2(10):727-737. doi: 10.1016/S2468-1253(17)30253-4. Epub 2017 Aug 18. — View Citation

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Levy G, Fishman JE, Xu DZ, Dong W, Palange D, Vida G, Mohr A, Ulloa L, Deitch EA. Vagal nerve stimulation modulates gut injury and lung permeability in trauma-hemorrhagic shock. J Trauma Acute Care Surg. 2012 Aug;73(2):338-42; discussion 342. doi: 10.1097/TA.0b013e31825debd3. — View Citation

Liu T, Zhang J, Yang Y, Ma H, Li Z, Zhang J, Cheng J, Zhang X, Zhao Y, Xia Z, Zhang L, Wu G, Yi J. The role of interleukin-6 in monitoring severe case of coronavirus disease 2019. EMBO Mol Med. 2020 Jul 7;12(7):e12421. doi: 10.15252/emmm.202012421. Epub 2020 Jun 5. — View Citation

Miranda A, Taca A. Neuromodulation with percutaneous electrical nerve field stimulation is associated with reduction in signs and symptoms of opioid withdrawal: a multisite, retrospective assessment. Am J Drug Alcohol Abuse. 2018;44(1):56-63. doi: 10.1080/00952990.2017.1295459. Epub 2017 Mar 16. Erratum In: Am J Drug Alcohol Abuse. 2018;44(4):498. — View Citation

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Sun P, Zhou K, Wang S, Li P, Chen S, Lin G, Zhao Y, Wang T. Involvement of MAPK/NF-kappaB signaling in the activation of the cholinergic anti-inflammatory pathway in experimental colitis by chronic vagus nerve stimulation. PLoS One. 2013 Aug 2;8(8):e69424. doi: 10.1371/journal.pone.0069424. Print 2013. — View Citation

Tracey KJ. Physiology and immunology of the cholinergic antiinflammatory pathway. J Clin Invest. 2007 Feb;117(2):289-96. doi: 10.1172/JCI30555. — View Citation

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Wu H, Li L, Su X. Vagus nerve through alpha7 nAChR modulates lung infection and inflammation: models, cells, and signals. Biomed Res Int. 2014;2014:283525. doi: 10.1155/2014/283525. Epub 2014 Jul 20. — View Citation

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* Note: There are 41 references in allClick here to view all references

Outcome

Type Measure Description Time frame Safety issue
Primary Hypoxemia via oxygen level, or saturation (SpO2) in percent COVID-19 patients with dyspnea from worsening hypoxemia by measuring daily oxygen level, or saturation (SpO2) in percent. up to 14 days or until hospital discharge
Primary Progression to mechanical ventilation, ECLS or death Progression of COVID-19 patients with dyspnea to mechanical ventilation, ECLS or death. up to 14 days or until hospital discharge
Secondary Oxygen requirements Change in oxygen requirements measured in days of hypoxemia (defined as SpO2 =93% on room air or requiring supplemental oxygen) up to 14 days or until hospital discharge
Secondary Days of hospitalization Days of hospitalization among survivors up to 14 days or until hospital discharge
Secondary Time to hospital discharge Time to hospital discharge or "ready for discharge" (as evidenced by normal body temperature and respiratory rate, and stable oxygen saturation on ambient air or =2L supplemental oxygen) up to 14 days or until hospital discharge
Secondary Time to resolution of fever Fever will be recorded twice daily. Time to resolution of fever defined as body temperature (=36.6°C [axilla], or =37.2 °C [oral], or =37.8°C [rectal or tympanic]) for at least 48 hours without antipyretics or until discharge, whichever is sooner, by clinical severity up to 14 days or until hospital discharge
Secondary Days of resting respiratory rate Days of resting respiratory rate >24 breaths/min recorded twice daily up to 14 days or until hospital discharge
Secondary Serious adverse events or patient or worsening condition Any serious adverse events or patient or worsening condition will be recorded to establish safety and tolerability of PENFS therapy. These include but not limited to skin irritation or reaction at site, pain at site, hypotension, seizure disorders, cardia dysrhythmia, progression to mechanical ventilation. up to 14 days or until hospital discharge
Secondary Erythrocyte Sedimentation Rate (ESR) Evaluation of erythrocyte sedimentation rate (ESR) in mm/hr. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary C-Reactive Protein (CRP) Evaluation of C-reactive protein (CRP) in mg/dL. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary Ferritin Evaluation of ferritin in ng/mL. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary D-Dimer Evaluation of D-dimer in ng/mL. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary Creatine Phosphokinase, Total (CK) Evaluation of creatine phosphokinase, total (CK) in U/L. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary Troponin Evaluation of troponin in ng/mL. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary Lactate Dehydrogenase (LDH) Evaluation of lactate dehydrogenase (LDH) in U/L. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary Procalcitonin (PCT) Evaluation of procalcitonin (PCT) in ng/mL. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary B-Type Natriuretic Peptide (BNP) Evaluation of B-type natriuretic peptide (BNP) in pg/mL. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary N-Terminal Pro B-Type Natriuretic Peptide (NT-proBNP) Evaluation of N-terminal Pro B-type natriuretic peptide (NT-proBNP) in pg/mL. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary Interleukin-6 (IL-6), High Sensitive ELISA Evaluation of Interleukin-6 (IL-6), high sensitive ELISA in pg/mL. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary Complete Blood Count (CBC) with Differential Evaluation of complete blood count (CBC) with differential. This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary Comprehensive Metabolic Panel (CMP) Evaluation of comprehensive metabolic panel (CMP). This will be based on standard of care and additional lab draws for the purpose of the study will not be done. up to 14 days or until hospital discharge
Secondary 7-Point Ordinal Scale of Clinical Status Clinical status based on:
Death
Hospitalized, on invasive mechanical ventilation or extracorporeal membrane oxygenation (ECMO)
Hospitalized, on non-invasive ventilation or high-flow oxygen devices
Hospitalized, requiring low-flow supplemental oxygen
Hospitalized, not requiring supplemental oxygen, but requiring ongoing medical care (related or not related to Covid-19)
Hospitalized, not requiring supplemental oxygen or ongoing medical care (other than that specified in the protocol for remdesivir administration)
Not hospitalized
up to 14 days or until hospital discharge
Secondary Modified Borg Dyspnea Scale (MBS) Dyspnea based on:
0 - Nothing at all 0.5 - Very, very slight (just noticeable)
- Very slight
- Slight
- Moderate
- Somewhat severe
- Severe
7 - Very severe 8 9 - Very, very severe (almost maximal) 10 - Maximal
up to 14 days or until hospital discharge
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